Allen Investment Management LLC.
LSE : TTM

October 22, 2008 09:39 ET

Rule 8.3 - Imperial Energy Corp

                                                        FORM 8.3
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

 Name of person dealing  (Note 1)                   Allen Investment Management, LLC
 
 Company dealt in                                   Imperial Energy Corporation Plc
 
 Class of relevant security to which the            Ordinary Shares of 2.5p
 dealings being disclosed relate (Note 2)
 
 Date of dealing                                    21 October 2008
 


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                             Long                                  Short
 
                                                    Number               (%)             Number                (%)
                                                                                    
 (1) Relevant securities                            1,284,000        1.255%              0                  0.00%
 
 (2) Derivatives (other than options)                                                    
     
 (3) Options and agreements to purchase/sell                                             
     
 Total                                              1,284,000        1.255%              0                  0.00%



(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

 Class of relevant security:                                 Long                                  Short
                         
                                                    Number               (%)             Number                (%)
 (1) Relevant securities                                                                 
     
 (2) Derivatives (other than options)                                                    
     
 (3) Options and agreements to purchase/sell                                             
     
 Total
                                                                                   
 

(c)     Rights to subscribe (Note 3)

        Class of relevant security:                        Details
 
 
        

3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                             Number of securities                      Price per unit (Note 5)

Purchase                                                77,376                                      9.7396

          
        

(b)     Derivatives transactions (other than options)
 
Product name,           Long/short (Note 6)         Number of securities (Note 7)           Price per unit (Note 5)
e.g. CFD
                                                                                            
  
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing,         Number of securities    Exercise    Type, e.g.       Expiry    Option money
e.g. call option     selling,         to which the option     price       American,        date      paid/received
                     purchasing,      relates (Note 7)                    European etc.              per unit (Note 5)
                     varying etc.                                                                          
                                                                                                             


(ii)    Exercising

Product name, e.g. call option            Number of securities                      Exercise price per unit (Note 5)
                                                                                    
                                                                                    
                                                                                    

(d)     Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)            Details                                   Price per unit (if applicable) (Note 5)

 

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.

None



Is a Supplemental Form 8 attached? (Note 9)                                        NO


     Date of disclosure                                                      22 October 2008

     Contact name                                                            Henry Rosenberg

     Telephone number                                                        00 1 212 339 2679

     If a connected EFM, name of offeree/offeror with which connected        N/A
     If a connected EFM, state nature of connection (Note 10)                N/A



Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk




Contact Information

  • Allen Investment Management LLC.