UniCredit S.p.A.
LSE : TTM

April 06, 2016 11:29 ET

Amended Form 8.3 - Intercontinental Exchange Inc.

                                                                                            FORM 8.3

                            PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY 
                      A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
                                  Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

----------------------------------------------------------------------------------------------------
(a) Identity of the person whose positions/dealings are being disclosed:    UniCredit S.p.A.        
----------------------------------------------------------------------------------------------------
(b) Owner or controller of interests and short positions disclosed, if                              
different from 1(a):                                                                                
The naming of nominee or vehicle companies is insufficient                                          
----------------------------------------------------------------------------------------------------
(c) Name of offeror/offeree in relation to whose relevant securities this   Intercontinental        
form relates:                                                               Exchange Inc.           
Use a separate form for each offeror/offeree                                                        
----------------------------------------------------------------------------------------------------
(d) If an exempt fund manager connected with an offeror/offeree, state this                         
and specify identity of offeror/offeree:                                                            
----------------------------------------------------------------------------------------------------
(e) Date position held/dealing undertaken:                                  April 4th 2016.         
----------------------------------------------------------------------------------------------------
(f) Has the discloser previously disclosed, or are they today disclosing,   Yes, we have disclosed a
under the Code in respect of any other party to this offer?                 Form 8.3 on April 1st   
                                                                            2016.                   
----------------------------------------------------------------------------------------------------


2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure 
relates following the dealing (if any)

----------------------------------------------------------------------------------------------------
Class of relevant security:                                                                         
----------------------------------------------------------------------------------------------------
                                                   Interests                       Short positions  
                              ----------------------------------------------------------------------
                                     Number                      %                  Number       %  
----------------------------------------------------------------------------------------------------
(1) Relevant securities owned     1,433,404.00                 1.204                                
and/or controlled:                                (based on the NSI published on                    
                                                   the UK Takeover Panel website                    
                                                       equal to 119,035,351)                        
----------------------------------------------------------------------------------------------------
(2) Derivatives (other than                                                                         
options):                                                                                           
----------------------------------------------------------------------------------------------------
(3) Options and agreements to                                                                       
purchase/sell:                                                                                      
----------------------------------------------------------------------------------------------------
TOTAL:                            1,433,404.00                 1.204                                
----------------------------------------------------------------------------------------------------

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should 
be given on a Supplemental Form 8 (Open Positions).


(b) Rights to subscribe for new securities (including directors' and other executive options)

----------------------------------------------------------------------------------------------------
Class of relevant security in relation to which subscription right exists:                          
----------------------------------------------------------------------------------------------------
Details, including nature of the rights concerned and relevant percentages:                         
----------------------------------------------------------------------------------------------------

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the 
offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant 
security.


3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales


----------------------------------------------------------------------------------------------------
Class of relevant   Purchase/sale                           Number of securities      Price per unit
security                                                                                      
----------------------------------------------------------------------------------------------------
Equity              Sale                                    1,373.00                  234.5266     
                    (Settlement date 06/04/2016)                                                    
                                                                                                    
                    Sale                                    111.00                    235.7602      
                    (Settlement date 07/04/2016)                                                   
                                                                                                    
                    Purchase                                1,068.00                  233.8817      
                    (Settlement date 07/04/2016)                                                     
----------------------------------------------------------------------------------------------------

(b) Derivatives transactions (other than options)

----------------------------------------------------------------------------------------------------
  Class of relevant  Product description  Nature of dealing  Number of reference   Price per unit   
      security            e.g. CFD      e.g. opening/closing     securities                         
                                            a long/short                                            
                                              position,                                             
                                         increasing/reducing                                        
                                            a long/short                                            
                                              position                                              
----------------------------------------------------------------------------------------------------
                                                                                                    
----------------------------------------------------------------------------------------------------

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

----------------------------------------------------------------------------------------------------
 Class of     Product        Writing,      Number of    Exercise price   Type     Expiry    Option  
 relevant   description    purchasing,   securities to     per unit      e.g.      date      money  
 security    e.g. call       selling,     which option                 American,             paid/  
               option      varying etc.     relates                    European            received 
                                                                         etc.              per unit 
----------------------------------------------------------------------------------------------------
                                                                                                    
----------------------------------------------------------------------------------------------------

(ii) Exercising

----------------------------------------------------------------------------------------------------
    Class of relevant       Product description      Number of securities   Exercise price per unit 
         security             e.g. call option                                                      
----------------------------------------------------------------------------------------------------
                                                                                                    
----------------------------------------------------------------------------------------------------

(d) Other dealings (including subscribing for new securities)

----------------------------------------------------------------------------------------------------
    Class of relevant        Nature of dealing             Details             Price per unit (if   
         security            e.g. subscription,                                   applicable)       
                                 conversion                                                         
----------------------------------------------------------------------------------------------------
                                                                                                    
----------------------------------------------------------------------------------------------------

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 
1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.


4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

----------------------------------------------------------------------------------------------------
Details of any indemnity or option arrangement, or any agreement or understanding, formal or        
informal, relating to relevant securities which may be an inducement to deal or refrain from dealing
entered into by the person making the disclosure and any party to the offer or any person acting in 
concert with a party to the offer:                                                                  
If there are no such agreements, arrangements or understandings, state "none"                       
----------------------------------------------------------------------------------------------------
None                                                                                                
----------------------------------------------------------------------------------------------------

(b) Agreements, arrangements or understandings relating to options or derivatives

----------------------------------------------------------------------------------------------------
Details of any agreement, arrangement or understanding, formal or informal, between the person      
making the disclosure and any other person relating to:                                             
(i)  the voting rights of any relevant securities under any option; or                              
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any    
derivative is referenced:                                                                           
If there are no such agreements, arrangements or understandings, state "none"                       
----------------------------------------------------------------------------------------------------
None                                                                                                
----------------------------------------------------------------------------------------------------

(c) Attachments

----------------------------------------------------------------------------------------------------
Is a Supplemental Form 8 (Open Positions) attached?                                    NO           
----------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------
Date of disclosure:           6th April 2016                                                         
----------------------------------------------------------------------------------------------------
Contact name:                 NICOLA DISTASO, PIONEER GLOBAL ASSET MANAGEMENT SPA                    
----------------------------------------------------------------------------------------------------
Telephone number:             +39 (0)2 76223145                                                     
----------------------------------------------------------------------------------------------------

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be 
emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available 
for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

Contact Information

  • UniCredit S.p.A.