October 21, 2016 11:00 ET
VANCOUVER, BRITISH COLUMBIA--(Marketwired - Oct. 21, 2016) - The Canadian Securities Administrators (CSA) today announced the dates for the British Columbia Securities Commission's (BCSC) roundtables to further explore issues raised in CSA Consultation Paper 33-404 Proposals to Enhance the Obligations of Advisers, Dealers and Representatives Toward Their Clients, which proposes regulatory action to improve the client-registrant relationship. The dates for roundtables to be held by other CSA jurisdictions were announced in a previous press release on September 22, 2016.
The BCSC will be holding roundtable sessions on the following dates:
The BCSC will hold four focussed sessions and one open session. As previously announced, other CSA members have scheduled roundtables on the following dates:
Additional details regarding the roundtable sessions, and how stakeholders can participate, will be provided closer to the event dates by the respective regulators. CSA members not holding a roundtable session may conduct other forms of stakeholder consultations in their respective jurisdictions.
The consultation paper, which includes a list of 68 consultation questions, can be found on CSA members' websites.
The CSA, the council of the securities regulators of Canada's provinces and territories, co-ordinates and harmonizes regulation for the Canadian capital markets.
Alison WalkerBritish Columbia Securities Commission604-899-6713Nicole TuncayAlberta Securities Commission403-297-4008Jason (Jay) BoothManitoba Securities Commission204-945-1660Jane AndersonNova Scotia Securities Commission902-424-0179John O'BrienOffice of the Superintendent of SecuritiesNewfoundland and Labrador709-729-4909Jeff MasonNunavut Securities Office867-975-6591Shannon McMillanFinancial and Consumer AffairsAuthority of Saskatchewan306-798-4160Kristen RoseOntario Securities Commission416-593-2336Sylvain ThebergeAutorite des marches financiers514-940-2176Andrew NicholsonFinancial and Consumer ServicesCommission, New Brunswick506-658-3021Janice CallbeckOffice of the Superintendent of SecuritiesP.E.I.902-368-6288Rhonda HorteOffice of the Yukon Superintendent of Securities867-667-5466Tom HallOffice of the Superintendent of SecuritiesNorthwest Territories867-767-9305
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