Canadian Securities Administrators

Canadian Securities Administrators

November 18, 2011 11:00 ET

Canadian Securities Regulators Announce Enhanced Policy Concerning Electronic Delivery of Documents

VANCOUVER, BRITISH COLUMBIA--(Marketwire - Nov. 18, 2011) - The Canadian Securities Administrators (CSA) today announced the adoption of amendments to National Policy (NP) 11-201 Delivery of Documents by Electronic Means.

The amended policy will replace the current NP 11-201 and will come into force on November 18, 2011 when it will be renamed National Policy 11-201 Electronic Delivery of Documents.

In Québec, NP 11-201 will replace Notice 11-201 related to the Delivery of Documents by Electronic Means.

NP 11-201 explains how Canadian securities legislation obligations for the delivery of documents may be satisfied by electronic means. The amended NP 11-201 takes into account changes in legislation and technology, ensuring the policy remains up-to date.

In drafting the amended policy, the CSA considered a number of submissions that were received during the 60-day comment period (April 29 – June 29, 2011).

To view the amended policy, please refer to the CSA Notice on NP 11-201, which is available on the websites of various CSA members.

The CSA, the council of the securities regulators of Canada's provinces and territories, coordinates and harmonizes regulation for the Canadian capital markets.

Contact Information

  • British Columbia Securities Commission
    Richard Gilhooley
    604-899-6713

    Autorite des marches financiers
    Sylvain Theberge
    514-940-2176

    Manitoba Securities Commission
    Ainsley Cunningham
    204-945-4733

    Nova Scotia Securities Commission
    Natalie MacLellan
    902-424-8586

    PEI Securities Office
    Office of the Attorney General
    Janice Callbeck
    902-368-6288

    Yukon Securities Registry
    Graham Lang
    867-667-5466

    Northwest Territories Securities Office
    Donn MacDougall
    867-920-8984

    Alberta Securities Commission
    Mark Dickey
    403-297-4481

    Ontario Securities Commission
    Carolyn Shaw-Rimmington
    416-593-2361

    New Brunswick Securities Commission
    Wendy Connors-Beckett
    506-643-7745

    Saskatchewan Financial Services Commission
    Jennifer Anderson
    306-798-4160

    Financial Services Regulation Div.
    Newfoundland and Labrador
    Doug Connolly
    709-729-2594

    Nunavut Securities Office
    Louis Arki
    867-975-6587