SOURCE: Elkhorn Investments

Elkhorn Investments

August 06, 2015 09:00 ET

Elkhorn Announces Partnership With Barclays; Expands Relationship With Dorsey, Wright & Associates

WHEATON, IL--(Marketwired - Aug 6, 2015) - (NASDAQ: CAPX) -- Elkhorn Capital Group, LLC, an independent investment firm that designs, sponsors and distributes innovative financial solutions, recently announced it has formed a strategic partnership with Barclays.

Ben Fulton, Founder and CEO of Elkhorn, states, "We are excited to be working closely with a leading global financial institution like Barclays and a visionary like Tom Dorsey. Both have demonstrated the ability to grow innovative firms like Elkhorn and our entrepreneurial histories are a natural fit. These collaborative partnerships will help expand our product development and distribution capabilities to better meet clients' needs."

Elkhorn is pioneering a new chapter in investment management by developing a wide array of investment structures-including ETFs, UITs, ETF-linked and market-linked solutions-based on world-class research.

"We are extremely pleased to team with Elkhorn," added Fabien Labouret, Global Head of EFS Investment Strategies at Barclays. "We believe there is a great opportunity for Elkhorn to grow as a result of their innovative approach to meeting advisor's needs. Their structurally diverse approach is very complementary to our business and we believe increases the scope by which we can serve our clients."

In addition to partnering with Barclays on new strategies, Elkhorn will continue to grow its relationship with Dorsey, Wright & Associates by adding its founder, Tom Dorsey, as a strategic stakeholder.

"Elkhorn's vision of implementing research across structures offers end users a more holistic approach to investing and fits perfectly with Dorsey, Wright & Associates," said Tom Dorsey, CEO of Dorsey Holdings and Founder of Dorsey, Wright & Associates. "At the end of the day, we believe advisors should be able to dictate the structure of the investment, not the structuring firm. We have partnered with Elkhorn already on numerous products and look to further expansion in the near future."

Elkhorn's first ETF, the Elkhorn S&P 500 Capital Expenditures Portfolio (NASDAQ: CAPX), launched in May of this year and is the first-ever capital expenditures ETF. Elkhorn will be partnering with both firms in the creation and distribution of research-based products.

About Elkhorn

Founded in 2013, Elkhorn is redefining the relationship between investment strategy and product structure: designing, sponsoring and distributing innovative, research-based investments solutions. At Elkhorn, research drives design and advisors drive structural decisions. Elkhorn's founder, Ben Fulton, is a recognized leader in the ETF industry, leveraging 30 years of financial services experience to meet the needs of today's investment advisor. To learn more about Elkhorn please visit www.elkhorn.com.

About Barclays

Barclays is an international financial services provider engaged in personal, corporate and investment banking, credit cards and wealth management with an extensive presence in Europe, the Americas, Africa and Asia. Barclays' purpose is to help people achieve their ambitions -- in the right way. With 325 years of history and expertise in banking, Barclays operates in over 50 countries and employs over 130,000 people. Barclays moves, lends, invests and protects money for customers and clients worldwide. For further information about Barclays, please visit www.barclays.com.

About Dorsey, Wright & Associates
Dorsey, Wright & Associates is a registered investment advisory firm based in Richmond, Virginia. Since 1987, Dorsey Wright has been a leading advisor to financial professionals on Wall Street and around the world. In 2015, DWA became a subsidiary of Nasdaq in order to provide even greater innovative solutions to our clients. DWA offers comprehensive investment research and analysis through their proprietary Global Technical Research Platform and Investment Products, which apply their expertise in Relative Strength to separately managed accounts, funds, and other financial products.

There are risks involved with investing in ETFs, including possible loss of money. Shares are not actively managed and are subject to risks similar to those of stocks, including those regarding short selling and margin maintenance requirements. Ordinary brokerage commissions apply. The fund's return may not match the return of the underlying index. The fund invests in equity securities which may be subject to volatile price fluctuations. Because the fund is non-diversified and can invest a greater portion of its assets in securities of individual issuers than a diversified fund, changes in the market value of a single investment could cause greater fluctuations in share price than would occur in a diversified fund. This fund is new and has a limited operating history.

Shares are not individually redeemable and owners of the shares may acquire those shares from the fund and tender those shares for redemption to the fund in Creation Units only, typically consisting of 50,000 Shares.

Elkhorn Investments, LLC, Barclays, Dorsey, Wright & Associates, and ALPS Distributors, Inc. are not affiliated with each other.

ALPS Distributors, Inc. is the distributor of Elkhorn exchange-traded funds.

An investor should consider the investment objectives, risks, charges and expenses of the Fund carefully before investing. To obtain a prospectus containing this and other information, please call 1.800.355.4676. Read the prospectus carefully before investing.

ELK000119 8/6/2016

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