Glazer Capital LLC
LSE : TTM

October 14, 2015 09:17 ET

Form 8.3 - HellermannTyton Group Plc

                                                                                    FORM 8.3

                PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY 
         A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
                      Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION


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(a) Identity of the person whose                    Glazer Capital LLC      
positions/dealings are being disclosed:                                     
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(b) Owner or controller of interests and short      NA                      
positions disclosed, if different from 1(a):                                
The naming of nominee or vehicle companies is                               
insufficient                                                                
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(c) Name of offeror/offeree in relation to whose    HellermannTyton Group   
relevant securities this form relates:              Plc                     
Use a separate form for each offeror/offeree                                
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(d) If an exempt fund manager connected with an     NA                      
offeror/offeree, state this and specify identity                            
of offeror/offeree:                                                         
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(e) Date position held/dealing undertaken:          October 13, 2015        
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(f) Has the discloser previously disclosed, or are  NO                      
they today disclosing, under the Code in respect                            
of any other party to this offer?                                           
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates 
following the dealing (if any)


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Class of relevant security:                          EUR .01p ordinary      
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                                                   Interests        Short   
                                                                  positions 
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                                                 Number     %    Number  %  
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(1) Relevant securities owned and/or                                        
controlled:                                                                 
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(2) Derivatives (other than options):          5,245,924  2.44%             
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(3) Options and agreements to purchase/sell:                                
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TOTAL:                                         5,245,924  2.44%                             
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All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be 
given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors' and other executive options)


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Class of relevant security in relation                                      
to which subscription right exists:                                         
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Details, including nature of the                                            
rights concerned and relevant                                               
percentages:                                                                
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If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror 
or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales


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 Class of relevant    Purchase/sale        Number of        Price per unit  
      security                             securities                       
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(b) Derivatives transactions (other than options)


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    Class of       Product      Nature of dealing    Number of    Price per 
    relevant     description  e.g. opening/closing   reference       unit   
    security       e.g. CFD       a long/short       securities             
                                    position,                               
                               increasing/reducing                          
                                  a long/short                              
                                    position                                
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EUR .01p       CFD            Increase long       500,000        4.66 GBP   
ordinary                      position                                      
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(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying


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 Class of   Product    Writing,    Number of  Exercise    Type    Expiry Option 
 relevant description purchasing, securities  price per   e.g.     date   money 
 security  e.g. call   selling,    to which     unit    American,         paid/ 
            option   varying etc.   option              European        received
                                    relates               etc.          per unit
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(ii) Exercising


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 Class of relevant Product description     Number of      Exercise price per
      security       e.g. call option      securities            unit       
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(d) Other dealings (including subscribing for new securities)


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 Class of relevant  Nature of dealing       Details       Price per unit (if
      security      e.g. subscription,                       applicable)    
                        conversion                                          
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The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), 
copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements


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Details of any indemnity or option arrangement, or any agreement or         
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person 
making the disclosure and any party to the offer or any person acting in    
concert with a party to the offer:                                          
If there are no such agreements, arrangements or understandings, state      
"none"                                                                      
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NA                                                                          
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(b) Agreements, arrangements or understandings relating to options or derivatives


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Details of any agreement, arrangement or understanding, formal or informal, 
between the person making the disclosure and any other person relating to:  
(i) the voting rights of any relevant securities under any option; or       
(ii) the voting rights or future acquisition or disposal of any relevant    
securities to which any derivative is referenced:                           
If there are no such agreements, arrangements or understandings, state      
"none"                                                                      
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NA                                                                          
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(c) Attachments


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Is a Supplemental Form 8 (Open Positions) attached?                   NO    
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Date of disclosure:                   October 14, 2015                      
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Contact name:                         David Barlow                          
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Telephone number:                     212-808-7308                          
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed 
to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for 
consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

Contact Information

  • Glazer Capital LLC