Glazer Capital LLC
LSE : TTM

August 18, 2015 03:30 ET

Form 8.3 - Hellermanntyton Group Plc

                                                                    FORM 8.3

        PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY 
    A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
               Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION


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 (a)  Identity of the person whose                 Glazer Capital LLC       
      positions/dealings are being disclosed:                               
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 (b)  Owner or controller of interests and short   NA                       
      positions disclosed, if different from                                
      1(a):                                                                 
      The naming of nominee or vehicle companies                            
      is insufficient                                                       
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 (c)  Name of offeror/offeree in relation to       HellermannTyton Group Plc
      whose relevant securities this form                                   
      relates:                                                              
      Use a separate form for each                                          
      offeror/offeree                                                       
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 (d)  If an exempt fund manager connected with     NA                       
      an offeror/offeree, state this and specify                            
      identity of offeror/offeree:                                          
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 (e)  Date position held/dealing undertaken:       August 17, 2015          
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 (f)  Has the discloser previously disclosed, or   NO                       
      are they today disclosing, under the Code                             
      in respect of any other party to this                                 
      offer?                                                                
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror 
or offeree to which the disclosure relates following the dealing (if any)



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Class of relevant security:                        EUR .01p ordinary        
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                                               Interests    Short positions 
                                           ---------------------------------
                                             Number     %    Number     %    
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(1) Relevant securities owned and/or                                        
controlled:                                                                 
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(2) Derivatives (other than options):      2,329,778  1.08%                  
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(3) Options and agreements to                                               
purchase/sell:                                                              
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                                           2,329,778  1.08%                  
TOTAL:                                                                      
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All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase 
or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors' and other 
executive options)


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Class of relevant security in relation to                                   
which subscription right exists:                                            
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Details, including nature of the rights                                     
concerned and relevant percentages:                                         
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If there are positions or rights to subscribe to disclose in more than one 
class of relevant securities of the offeror or offeree named in 1(c), copy 
table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales


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   Class of relevant     Purchase/sale  Number of securities  Price per unit
        security                                                            
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(b) Derivatives transactions (other than options)


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   Class of        Product        Nature of        Number of      Price per 
   relevant      description       dealing         reference        unit    
   security       e.g. CFD          e.g.          securities                
                               opening/closing                              
                                a long/short                                
                                  position,                                 
                              increasing/reduc                              
                              ing a long/short                              
                                  position                                  
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EUR .01p         CFD           Increase long     929             4.6793 GBP  
ordinary                       position                                      
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(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying


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Class of   Product    Writing,    Number of Exercise    Type     Expiry  Option 
relevant description purchasing, securities   price     e.g.      date    money 
security  e.g. call   selling,    to which  per unit  American,           paid/ 
            option     varying    option              European          received
                       etc.      relates               etc.             per unit
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(ii) Exercising


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 Class of relevant        Product            Number of      Exercise price per
     security           description         securities             unit       
                     e.g. call option                                         
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(d) Other dealings (including subscribing for new securities)


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  Class of relevant     Nature of dealing     Details    Price per unit (if 
      security         e.g. subscription,                    applicable)    
                           conversion                                       
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The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities 
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) 
(as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements


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Details of any indemnity or option arrangement, or any agreement or         
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person 
making the disclosure and any party to the offer or any person acting in    
concert with a party to the offer:                                          
If there are no such agreements, arrangements or understandings, state      
"none"                                                                      
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NA                                                                          
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(b) Agreements, arrangements or understandings relating to options or derivatives


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Details of any agreement, arrangement or understanding, formal or informal, 
between the person making the disclosure and any other person relating to:  
(i)  the voting rights of any relevant securities under any option; or      
(ii) the voting rights or future acquisition or disposal of any relevant    
securities to which any derivative is referenced:                           
If there are no such agreements, arrangements or understandings, state "none"
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NA                                                                          
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(c) Attachments


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Is a Supplemental Form 8 (Open Positions) attached?                 NO      
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Date of disclosure:                    August 18,2015                       
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Contact name:                          David Barlow                         
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Telephone number:                      212-808-7308                         
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Public disclosures under Rule 8 of the Code must be made to a Regulatory 
Information Service and must also be emailed to the Takeover Panel at 
monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available 
for consultation in relation to the Code's dealing disclosure requirements 
on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

Contact Information

  • Glazer Capital LLC