Glazer Capital LLC
LSE : TTM

September 28, 2015 03:30 ET

Form 8.3 - HellermannTyton Group Plc

                                                                    FORM 8.3

          PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
   A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
                 Rule 8.3 of the Takeover Code (the "Code")


1. KEY INFORMATION

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(a)  Identity of the person whose positions/dealings are    Glazer Capital
     being disclosed:                                       LLC
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(b)  Owner or controller of interests and short positions   NA
     disclosed, if different from 1(a):
     The naming of nominee or vehicle companies is
     insufficient
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(c)  Name of offeror/offeree in relation to whose relevant  HellermannTyton
     securities this form relates:                          Group Plc
     Use a separate form for each offeror/offeree
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(d)  If an exempt fund manager connected with an            NA
     offeror/offeree, state this and specify identity of
     offeror/offeree:
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(e)  Date position held/dealing undertaken:                 September 25,
                                                            2015
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(f)  Has the discloser previously disclosed, or are they    NO
     today disclosing, under the Code in respect of any
     other party to this offer?
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure
relates following the dealing (if any)

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     Class of relevant security:                 EUR .01p ordinary
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                                                  Interests  Short positions
                                       -------------------------------------
                                             Number       %   Number       %
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(1)  Relevant securities owned and/or
      controlled:
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(2)  Derivatives (other than options):    4,111,813    1.91%
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(3)  Options and agreements to
      purchase/sell:
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     TOTAL:                               4,111,813    1.91%
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All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities,
should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors' and other executive options)

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Class of relevant security in relation
to which subscription right exists:
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Details, including nature of the
rights concerned and relevant
percentages:
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If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the
offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

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 Class of relevant    Purchase/sale        Number of        Price per unit
      security                             securities
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(b) Derivatives transactions (other than options)

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                              Nature of dealing
                         e.g. opening/closing a
Class of        Product    long/short position,    Number of
relevant    description   increasing/reducing a    reference
security       e.g. CFD     long/short position   securities  Price per unit
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  EUR .01p
  ordinary          CFD  Increase long position       20,000       4.672 GBP
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  EUR .01p
  ordinary          CFD  Increase long position      266,282      4.6749 GBP
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(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

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                                    Number
            Product     Writing,      of                Type         Option
 Class of description purchasing, securities Exercise   e.g.  Expiry  money
 relevant  e.g. call    selling,   to which    price American, date   paid/
 security    option     varying     option   per unit European      received
                          etc.     relates              etc.        per unit
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(ii) Exercising

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 Class of relevant Product description     Number of      Exercise price per
      security       e.g. call option      securities            unit
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(d) Other dealings (including subscribing for new securities)

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                    Nature of dealing
 Class of relevant  e.g. subscription,      Details       Price per unit (if
      security          conversion                           applicable)
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The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in
1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt
in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

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Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state
"none"
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NA
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(b) Agreements, arrangements or understandings relating to options or derivatives

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Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
"none"
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NA
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(c) Attachments

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Is a Supplemental Form 8 (Open Positions) attached?                     NO
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Date of disclosure:                   September 28, 2015
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Contact name:                         David Barlow
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Telephone number:                     212-808-7308
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be
emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is
available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

Contact Information

  • Glazer Capital LLC