UniCredit S.p.A.
LSE : TTM

March 15, 2016 11:30 ET

Form 8.3 - Intercontinental Exchange Inc.

                                                                                            FORM 8.3

                      PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
               A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

                             Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

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(a) Identity of the person whose positions/dealings are being disclosed:  UniCredit SpA
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(b) Owner or controller of interests and short positions disclosed,
    if different from 1(a):
    The naming of nominee or vehicle companies is insufficient
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(c) Name of offeror/offeree in relation to whose relevant securities      Intercontinental Exchange
    this form relates:                                                    Inc.
    Use a separate form for each offeror/offeree
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(d) If an exempt fund manager connected with an offeror/offeree, state
    this and specify identity of offeror/offeree:
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(e) Date position held/dealing undertaken:                                March 14th 2016
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(f) Has the discloser previously disclosed, or are they today             Yes, we have disclosed a
    disclosing, under the Code in respect of any other party to           position of 1,403,154.00
    this offer?                                                           as of trade date March
                                                                          11TH 2016
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the
    disclosure relates following the dealing (if any)

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Class of relevant security:

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                                                            Interests            Short positions
                                                  --------------------------------------------------
                                                      Number           %       Number            %
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(1) Relevant securities owned and/or controlled:   1,403,726.00      1,17
                                                                (based on the
                                                                NSI published
                                                                  on the UK
                                                                Takeover Panel
                                                                   website)
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(2) Derivatives (other than options):
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(3) Options and agreements to purchase/sell:
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    TOTAL:                                         1,403,726.00      1,17
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All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant
securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors' and other executive options)

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Class of relevant security in relation to
which subscription right exists:
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Details, including nature of the rights
concerned and relevant percentages:
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If there are positions or rights to subscribe to disclose in more than one class of relevant
securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each
additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

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 Class of relevant          Purchase/sale             Number of                     Price per unit
     security                                         securities
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 Equity                     Purchase                  102                           235,91
                            Purchase                  470                           236,78

                            (Settlement date for
                            both trades
                            17/03/2016)
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(b) Derivatives transactions (other than options)

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 Class of           Product           Nature of dealing             Number of           Price per
 relevant         description       e.g. opening/closing a          reference              unit
 security           e.g. CFD         long/short position,           securities
                                     increasing/reducing a
                                      long/short position
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(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

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 Class of      Product        Writing,        Number      Exercise     Type     Expiry     Option  
 relevant    description    purchasing,         of         price       e.g.      date       money  
 security     e.g. call       selling,      securities    per unit   American,              paid/  
               option       varying etc.     to which                European             received 
                                              option                   etc.               per unit 
                                              relates                                             
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(ii) Exercising

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 Class of relevant            Product description              Number of            Exercise price
     security                   e.g. call option               securities              per unit
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(d) Other dealings (including subscribing for new securities)                             

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 Class of relevant            Nature of dealing                 Details         Price per unit (if
     security           e.g. subscription, conversion                               applicable)
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The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class
of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

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Details of any indemnity or option arrangement, or any agreement or understanding, formal or
informal, relating to relevant securities which may be an inducement to deal or refrain from dealing
entered into by the person making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
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None

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(b) Agreements, arrangements or understandings relating to options or derivatives

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Details of any agreement, arrangement or understanding, formal or informal, between the person
making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any
     derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
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None

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(c) Attachments

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Is a Supplemental Form 8 (Open Positions) attached?                                    NO
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Date of disclosure:                15th March 2016
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Contact name:                      NICOLA DISTASO, PIONEER GLOBAL ASSET MANAGEMENT SPA
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Telephone number:                  +39 (0)2 76223145
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and
must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

Contact Information

  • UniCredit S.p.A.