UniCredit S.p.A.
LSE : TTM

April 08, 2016 09:06 ET

Form 8.3 - Intercontinental Exchange Inc.

                                                                            FORM 8.3

      PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY 
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
           Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION


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(a) Identity of the person whose             UniCredit S.p.A.                        
    positions/dealings are being disclosed:                                              
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(b) Owner or controller of interests and                                             
    short positions disclosed, if different                                              
    from 1(a):                                                                           
    The naming of nominee or vehicle                                                     
    companies is insufficient                                                            
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(c) Name of offeror/offeree in relation      Intercontinental Exchange Inc.          
    to whose relevant securities this form                                               
    relates:                                                                             
    Use a separate form for each                                                         
    offeror/offeree                                                                      
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(d) If an exempt fund manager connected                                              
    with an offeror/offeree, state this and                                              
    specify identity of offeror/offeree:                                                 
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(e) Date position held/dealing               April 7th 2016.                         
    undertaken:                                                                          
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(f) Has the discloser previously             Yes, we have disclosed a Form 8.3 on    
    disclosed, or are they today disclosing, April 7th 2016.                         
    under the Code in respect of any other                                               
    party to this offer?                                                                 
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates 
following the dealing (if any)


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Class of relevant security:                                                          
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                                                   Interests          Short positions
                                        ---------------------------------------------
                                             Number           %         Number    %  
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(1) Relevant securities owned and/or      1,394,507.00      1.171                    
    controlled:                                         (based on the                
                                                        NSI published                
                                                          on the UK                  
                                                        Takeover Panel               
                                                        website equal                
                                                       to 119,035,351)               
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(2) Derivatives (other than options):                                                
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(3) Options and agreements to                                                        
    purchase/sell:                                                                       
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                                          1,394,507.00      1.171                    
TOTAL:                                                                               
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All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be 
given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors' and other executive options)


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Class of relevant security in relation                                      
to which subscription right exists:                                         
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Details, including nature of the                                            
rights concerned and relevant                                               
percentages:                                                                
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If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror 
or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales


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Class of relevant   Purchase/sale          Number of securities  Price per unit      
security                                                                             
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Equity              Purchase               2,940.00              233,986             
                   (Settlement date                                                
                    12/04/2016)                                                      
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(b) Derivatives transactions (other than options)


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  Class of      Product        Nature of dealing       Number of     Price per 
  relevant    description    e.g. opening/closing a    reference       unit    
  security      e.g. CFD      long/short position,     securities              
                             increasing/reducing a                             
                              long/short position                              
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(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying


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 Class of    Product     Writing,     Number of    Exercise     Type      Expiry Option money
 relevant  description  purchasing, securities to  price per    e.g.       date      paid/   
 security   e.g. call    selling,    which option    unit     American,          received per
              option   varying etc.    relates                European               unit    
                                                                etc.                         
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(ii) Exercising


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  Class of relevant   Product description   Number of securities  Exercise price per 
      security          e.g. call option                                 unit        
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(d) Other dealings (including subscribing for new securities)


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  Class of relevant   Nature of dealing        Details       Price per unit (if 
      security       e.g. subscription,                          applicable)    
                         conversion                                             
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The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), 
copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements


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Details of any indemnity or option arrangement, or any agreement or         
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person 
making the disclosure and any party to the offer or any person acting in    
concert with a party to the offer:                                          
If there are no such agreements, arrangements or understandings, state      
"none"                                                                      
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None                                                                        
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(b) Agreements, arrangements or understandings relating to options or derivatives


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Details of any agreement, arrangement or understanding, formal or informal, 
between the person making the disclosure and any other person relating to:  
(i)  the voting rights of any relevant securities under any option; or      
(ii) the voting rights or future acquisition or disposal of any relevant    
     securities to which any derivative is referenced:                           
If there are no such agreements, arrangements or understandings, state      
"none"                                                                      
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None                                                                        
                                                                            
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(c) Attachments


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Is a Supplemental Form 8 (Open Positions) attached?                       NO   
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Date of disclosure:                   8th April 2016                        
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Contact name:                         NICOLA DISTASO,PIONEER GLOBAL ASSET   
                                      MANAGEMENT SPA                        
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Telephone number:                     +39 (0)2 76223145                     
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed 
to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for 
consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

Contact Information

  • UniCredit S.p.A.