Pioneer Global Asset Management S.p.A.,
LSE : TTM

April 14, 2016 10:09 ET

Form 8.3 - Intercontinental Exchange Inc.

                                                                                          FORM 8.3

                               PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY 
                       A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
                             Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

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(a) Identity of the person whose positions/dealings are being         UniCredit S.p.A.              
disclosed:                                                                                          
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(b) Owner or controller of interests and short positions disclosed,                                 
if different from 1(a):                                                                             
The naming of nominee or vehicle companies is insufficient                                          
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(c) Name of offeror/offeree in relation to whose relevant securities  Intercontinental Exchange Inc.
this form relates:                                                                                  
Use a separate form for each offeror/offeree                                                        
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(d) If an exempt fund manager connected with an offeror/offeree,                                    
state this and specify identity of offeror/offeree:                                                 
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(e) Date position held/dealing undertaken:                            April 13th 2016.              
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(f) Has the discloser previously disclosed, or are they today         Yes, we have disclosed a Form 
disclosing, under the Code in respect of any other party to this      8.3 on April 13th 2016.       
offer?                                                                                              
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure 
relates following the dealing (if any)

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Class of relevant security:                                                                         
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                                                          Interests                  Short positions
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                                             Number                   %              Number    %    
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(1) Relevant securities owned and/or      1,403,817.00              1.179                           
controlled:                                            (based on the NSI published on               
                                                        the UK Takeover Panel website               
                                                            equal to 119,035,351)                   
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(2) Derivatives (other than options):                                                               
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(3) Options and agreements to                                                                       
purchase/sell:                                                                                      
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TOTAL:                                    1,403,817.00              1.179                           
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All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should 
be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors' and other executive options)

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Class of relevant security in relation to which subscription right                                  
exists:                                                                                             
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Details, including nature of the rights concerned and relevant                                      
percentages:                                                                                        
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If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the 
offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant 
security.


3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

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    Class of relevant          Purchase/sale         Number of securities        Price per unit     
         security                                                                                   
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          Equity                  Purchase                 4,940.00                 234.966         
                              (Settlement date                                                      
                                18/04/2016)                                                         
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(b) Derivatives transactions (other than options)

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  Class of relevant  Product description    Nature of dealing    Number of reference  Price per unit
      security            e.g. CFD        e.g. opening/closing a     securities                    
                                           long/short position,                                     
                                          increasing/reducing a                                     
                                           long/short position                                      
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(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

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 Class of     Product        Writing,      Number of    Exercise    Type     Expiry    Option money 
 relevant   description    purchasing,   securities to  price per   e.g.      date    paid/ received
 security    e.g. call       selling,     which option    unit    American,              per unit   
               option      varying etc.     relates               European                          
                                                                    etc.                            
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(ii) Exercising

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    Class of relevant       Product description      Number of securities   Exercise price per unit 
         security             e.g. call option                                                      
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(d) Other dealings (including subscribing for new securities)

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    Class of relevant        Nature of dealing             Details             Price per unit (if   
         security            e.g. subscription,                                   applicable)       
                                 conversion                                                         
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The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 
1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.


4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

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Details of any indemnity or option arrangement, or any agreement or understanding, formal or        
informal, relating to relevant securities which may be an inducement to deal or refrain from dealing
entered into by the person making the disclosure and any party to the offer or any person acting in 
concert with a party to the offer:                                                                  
If there are no such agreements, arrangements or understandings, state "none"                       
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None                                                                                                
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(b) Agreements, arrangements or understandings relating to options or derivatives

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Details of any agreement, arrangement or understanding, formal or informal, between the person      
making the disclosure and any other person relating to:                                             
(i)  the voting rights of any relevant securities under any option; or                              
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any    
derivative is referenced:                                                                           
If there are no such agreements, arrangements or understandings, state "none"                       
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None                                                                                                
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(c) Attachments

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Is a Supplemental Form 8 (Open Positions)                                 NO                        
attached?                                                                                           
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Date of disclosure:                     14th April 2016                                             
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Contact name:                           NICOLA DISTASO, PIONEER GLOBAL ASSET MANAGEMENT SPA         
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Telephone number:                       +39 (0)2 76223145                                           
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be 
emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available 
for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

Contact Information

  • Pioneer Global Asset Management S.p.A.,