Pioneer Global Asset Management S.p.A.,
LSE : TTM

April 25, 2016 10:39 ET

Form 8.3 - Intercontinental Exchange Inc.

                                                                                            FORM 8.3

                      PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
               A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

                             Rule 8.3 of the Takeover Code (the "Code")

1.  KEY INFORMATION

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(a) Identity of the person whose positions/dealings are being         UniCredit S.p.A.
    disclosed:
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(b) Owner or controller of interests and short positions disclosed,
    if different from 1(a):
    The naming of nominee or vehicle companies is insufficient
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(c) Name of offeror/offeree in relation to whose relevant securities  Intercontinental Exchange Inc.
    this form relates:
    Use a separate form for each offeror/offeree
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(d) If an exempt fund manager connected with an offeror/offeree,
    state this and specify identity of offeror/offeree:
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(e) Date position held/dealing undertaken:                            April 22nd 2016.
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(f) Has the discloser previously disclosed, or are they today         Yes, we have disclosed a Form
    disclosing, under the Code in respect of any other party to       8.3 on April 22nd 2016.
    this offer?
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2.  POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the
    disclosure relates following the dealing (if any)

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Class of relevant security:

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                                                  Interests                    Short positions
                                        ------------------------------------------------------------
                                            Number             %             Number            %
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(1) Relevant securities owned and/or     1,415,919.00        1.189
    controlled:                                          (based on the
                                                        NSI published on
                                                        the UK Takeover
                                                       Panel website equal
                                                         to 119,042,723)
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(2) Derivatives (other than options):
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(3) Options and agreements to
    purchase/sell:
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    TOTAL:                               1,415,919.00        1.189
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All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant
securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors' and other executive options)

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Class of relevant security in relation to
which subscription right exists:  
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Details, including nature of the rights
concerned and relevant percentages: 
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If there are positions or rights to subscribe to disclose in more than one class of relevant
securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each
additional class of relevant security.

3.  DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

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 Class of relevant              Purchase/sale               Number of                Price per unit
     security                                               securities
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 Equity                         Sale (Settlement            47.00                    240.00
                                date 27/04/2016)
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(b) Derivatives transactions (other than options)

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 Class of          Product          Nature of dealing             Number of          Price per unit
 relevant        description      e.g. opening/closing a          reference
 security          e.g. CFD        long/short position,           securities
                                  increasing/reducing a
                                   long/short position
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(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

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Class of       Product         Writing,     Number of     Exercise     Type     Expiry     Option
relevant     description      purchasing,   securities      price      e.g.      date    money paid/
security   e.g. call option    selling,      to which     per unit   American,            received
                             varying etc.     option                 European             per unit
                                              relates                  etc.
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(ii) Exercising

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 Class of relevant        Product description               Number of            Exercise price per
     security              e.g. call option                 securities                  unit
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(d) Other dealings (including subscribing for new securities)

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 Class of relevant          Nature of dealing                Details             Price per unit (if
     security         e.g. subscription, conversion                                 applicable)
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The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class
of relevant security dealt in.

4.  OTHER INFORMATION

(a) Indemnity and other dealing arrangements

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Details of any indemnity or option arrangement, or any agreement or understanding, formal or
informal, relating to relevant securities which may be an inducement to deal or refrain from dealing
entered into by the person making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
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None
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(b) Agreements, arrangements or understandings relating to options or derivatives

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Details of any agreement, arrangement or understanding, formal or informal, between the person
making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any
     derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
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None
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(c) Attachments

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Is a Supplemental Form 8 (Open Positions) attached?                                       NO
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Date of disclosure:                                        25th April 2016
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Contact name:                                              NICOLA DISTASO, PIONEER GLOBAL
                                                           ASSET MANAGEMENT SPA
                                                           or
                                                           VERONICA BRENNAN, PIONEER GLOBAL
                                                           ASSET MANAGEMENT SPA
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Telephone number:                                          +39 (0)2 76223145
                                                           +353 (0)1 480 2571
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and
must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

Contact Information

  • Pioneer Global Asset Management S.p.A.,