UniCredit S.p.A.
LSE : TTM

March 14, 2016 11:32 ET

Form 8.3 - Intercontinental Exchange Inc.

                                                                   FORM 8.3

     PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY 
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
          Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION


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(a) Identity of the person whose           UniCredit SpA                      
    positions/dealings are being 
    disclosed:                                       
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(b) Owner or controller of interests and                                      
    short positions disclosed, if different                                       
    from 1(a):                                                                    
    The naming of nominee or vehicle                                              
    companies is insufficient                                                     
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(c) Name of offeror/offeree in relation    Intercontinental Exchange Inc.     
    to whose relevant securities this form                                        
    relates:                                                                      
    Use a separate form for each                                                  
    offeror/offeree                                                               
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(d) If an exempt fund manager connected                                       
    with an offeror/offeree, state this and                                       
    specify identity of offeror/offeree:                                          
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(e) Date position held/dealing             March 11th 2016                    
    undertaken:                                                                   
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(f) Has the discloser previously           Yes, we are disclosing             
    disclosed, or are they today           simultaneously a position of       
    disclosing, under the Code in          1,403,190.00 as of trade date March
    respect of any other party to this     10TH 2016 (previous trading date)  
    offer?
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates 
following the dealing (if any)


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Class of relevant security:                                                
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                                         Interests          Short positions
                              ---------------------------------------------
                                   Number           %         Number    %  
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(1) Relevant securities owned   1,403,154.00       1,17                    
    and/or controlled:                        (based on the                
                                              NSI published                
                                                on the UK                  
                                              Takeover Panel               
                                                 website)                  
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(2) Derivatives (other than                                                
    options):                                                                  
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(3) Options and agreements to                                              
    purchase/sell:                                                             
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                                1,403,154.00       1,17                    
TOTAL:                                                                     
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All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be 
given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors' and other executive options)


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Class of relevant security in relation                                      
to which subscription right exists:                                         
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Details, including nature of the                                            
rights concerned and relevant                                               
percentages:                                                                
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If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror 
or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales


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Class of relevant  Purchase/sale      Number of          Price per unit     
security                              securities                            
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Equity             Sale               36                 236,14             
                   (Settlement date                                         
                   16/03/2016)                                              
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(b) Derivatives transactions (other than options)


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    Class of       Product      Nature of dealing     Number of    Price per
    relevant     description   e.g. opening/closing   reference      unit   
    security       e.g. CFD        a long/short       securities            
                                    position,                               
                              increasing/reducing a                         
                               long/short position                          
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(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying


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  Class of     Product      Writing,      Number of     Exercise        Type       Expiry    Option money 
  relevant   description  purchasing,   securities to   price per  e.g. American,   date    paid/ received
  security    e.g. call     selling,     which option     unit     European etc.               per unit   
               option     varying etc.     relates                                                        
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(ii) Exercising


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 Class of relevant Product description     Number of      Exercise price per
      security       e.g. call option      securities            unit       
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(d) Other dealings (including subscribing for new securities)


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 Class of relevant  Nature of dealing       Details       Price per unit (if
      security      e.g. subscription,                       applicable)    
                        conversion                                          
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The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), 
copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements


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Details of any indemnity or option arrangement, or any agreement or         
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person 
making the disclosure and any party to the offer or any person acting in    
concert with a party to the offer:                                          
If there are no such agreements, arrangements or understandings, state      
"none"                                                                      
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None                                                                        
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(b) Agreements, arrangements or understandings relating to options or derivatives


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Details of any agreement, arrangement or understanding, formal or informal, 
between the person making the disclosure and any other person relating to:  
(i)  the voting rights of any relevant securities under any option; or      
(ii) the voting rights or future acquisition or disposal of any relevant    
securities to which any derivative is referenced:                           
If there are no such agreements, arrangements or understandings, state      
"none"                                                                      
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None                                                                        
                                                                            
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(c) Attachments


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Is a Supplemental Form 8 (Open Positions) attached?                   NO    
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Date of disclosure:                   14th March 2016                       
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Contact name:                         NICOLA DISTASO,PIONEER GLOBAL ASSET   
                                      MANAGEMENT SPA                        
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Telephone number:                     +39 (0)2 76223145                     
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed 
to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for 
consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

Contact Information

  • UniCredit S.p.A.