UniCredit S.p.A.
LSE : TTM

March 18, 2016 11:30 ET

Form 8.3 - Intercontinental Exchange Inc.

                                                                                           FORM 8.3

                                 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY 
                          A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
                                     Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

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(a) Identity of the person whose positions/dealings    UniCredit SpA                                
are being disclosed:                                                                                
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(b) Owner or controller of interests and short                                                      
positions disclosed, if different from 1(a):                                                        
     The naming of nominee or vehicle companies is                                                  
insufficient                                                                                        
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(c) Name of offeror/offeree in relation to whose       Intercontinental Exchange Inc.               
relevant securities this form relates:                                                              
     Use a separate form for each offeror/offeree                                                   
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(d) If an exempt fund manager connected with an                                                     
offeror/offeree, state this and specify identity of                                                 
offeror/offeree:                                                                                    
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(e) Date position held/dealing undertaken:             March 17th 2016                              
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(f)  Has the discloser previously disclosed, or are    Yes, we have disclosed a position of         
they today disclosing, under the Code in respect of    1,403,027.00 as of trade date March 15th 2016
any other party to this offer?                                                                      
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure 
relates following the dealing (if any)


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Class of relevant security:                                                                         
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                                                   Interests                       Short positions  
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                                   Number                     %                   Number       %    
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(1) Relevant securities         1,411,045.00                 1,18                                   
owned and/or controlled:                      (based on the NSI published on the                    
                                              UK Takeover Panel website equal to                    
                                                         119,034,250)                               
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(2) Derivatives (other than                                                                       
options):                                                                                           
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(3) Options and agreements                                                                        
to purchase/sell:                                                                                   
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                                1,411,045.00                 1,18                                   
       TOTAL:                                                                                       
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All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should 
be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors' and other executive options)

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Class of relevant security in relation to which                                                     
subscription right exists:                                                                          
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Details, including nature of the rights concerned                                                   
and relevant percentages:                                                                           
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If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the 
offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant 
security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

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    Class of relevant          Purchase/sale         Number of securities        Price per unit     
         security                                                                                   
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          Equity                   Purchase                 8,018.00                 236.0626       
                               (Settlement date                             
                                  22/03/2016)                       
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(b) Derivatives transactions (other than options)


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  Class of relevant  Product description  Nature of dealing   Number of reference   Price per unit   
      security            e.g. CFD       e.g. opening/closing     securities                         
                                            a long/short                                            
                                              position,                                             
                                         increasing/reducing                                        
                                            a long/short                                            
                                              position                                              
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(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying


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  Class of   Product      Writing,      Number of    Exercise price    Type   Expiry date   Option  
  relevant description  purchasing,   securities to     per unit       e.g.              money paid/
  security  e.g. call     selling,     which option                 American,              received 
              option    varying etc.     relates                     European              per unit 
                                                                       etc.                         
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(ii) Exercising


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    Class of relevant       Product description      Number of securities   Exercise price per unit 
         security             e.g. call option                                                      
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(d) Other dealings (including subscribing for new securities)


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Class of relevant security      Nature of dealing           Details   Price per unit (if applicable)
                            e.g. subscription, conversion                                     
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The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 
1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

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Details of any indemnity or option arrangement, or any agreement or understanding, formal or        
informal, relating to relevant securities which may be an inducement to deal or refrain from dealing
entered into by the person making the disclosure and any party to the offer or any person acting in 
concert with a party to the offer:                                                                  
If there are no such agreements, arrangements or understandings, state "none"                       
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None
                                                                                                
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(b) Agreements, arrangements or understandings relating to options or derivatives

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Details of any agreement, arrangement or understanding, formal or informal, between the person      
making the disclosure and any other person relating to:                                             
(i)  the voting rights of any relevant securities under any option; or                              
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any    
derivative is referenced:                                                                           
If there are no such agreements, arrangements or understandings, state "none"                       
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None                                                                                                
                                                                                                    
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(c) Attachments


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Is a Supplemental Form 8 (Open Positions) attached?                            NO                   
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Date of disclosure:      18th  March 2016                                                           
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Contact name:            NICOLA DISTASO, PIONEER GLOBAL ASSET MANAGEMENT SPA                        
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Telephone number:        +39 (0)2 76223145                                                          
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be 
emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available 
for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

Contact Information

  • UniCredit S.p.A.