UniCredit S.p.A.
LSE : TTM

March 25, 2016 09:34 ET

Form 8.3 - Intercontinental Exchange Inc.

                                                                               FORM 8.3

      PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY 
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
              Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION


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(a) Identity of the person whose                     UniCredit SpA                      
    positions/dealings are being disclosed:                                                 
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(b) Owner or controller of interests and short                                          
    positions disclosed, if different from 1(a):                                            
    The naming of nominee or vehicle companies is                                           
    insufficient                                                                            
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(c) Name of offeror/offeree in relation to whose     Intercontinental Exchange Inc.     
    relevant securities this form relates:                                                  
    Use a separate form for each offeror/offeree                                            
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(d) If an exempt fund manager connected with an                                         
    offeror/offeree, state this and specify                                         
    identity of offeror/offeree:                                                                     
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(e) Date position held/dealing undertaken:           March 24th 2016                    
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(f) Has the discloser previously disclosed, or are   Yes, we have disclosed a position  
    they today disclosing, under the Code in         of 1,413,288.00 as of trade date   
    respect of any other party to this offer?        March 18th 2016                    
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates 
following the dealing (if any)



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Class of relevant security:                                                             
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                                                    Interests            Short positions
                                        ------------------------------------------------
                                             Number             %          Number    %  
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(1) Relevant securities owned and/or      1,410,803.00        1,18                      
    controlled:                                        (based on the NSI               
                                                        published on the                
                                                        UK Takeover Panel               
                                                        website equal to                
                                                          119,034,250)                  
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(2) Derivatives (other than options):                                                   
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(3) Options and agreements to                                                           
    purchase/sell:                                                                          
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                                          1,410,803.00        1,18                      
TOTAL:                                                                                  
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All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be 
given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors' and other executive options)


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Class of relevant security in relation                                      
to which subscription right exists:                                         
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Details, including nature of the                                            
rights concerned and relevant                                               
percentages:                                                                
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If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror 
or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales


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  Class of relevant     Purchase/sale   Number of securities   Price per unit   
      security                                                                  
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       Equity               Sale                2,485              233.628      
                      (Settlement date                                          
                         30/03/2016)                                            
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(b) Derivatives transactions (other than options)


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    Class of       Product      Nature of dealing    Number of    Price per unit
    relevant     description  e.g. opening/closing   reference                  
    security       e.g. CFD       a long/short       securities                 
                                    position,                                   
                               increasing/reducing                              
                                  a long/short                                  
                                    position                                    
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(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying


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 Class of    Product     Writing,    Number of  Exercise    Type     Expiry   Option  
 relevant  description purchasing,  securities  price per   e.g.      date     money  
 security   e.g. call    selling,    to which     unit    American,            paid/  
             option    varying etc.   option              European           received 
                                      relates               etc.             per unit 
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(ii) Exercising


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  Class of relevant   Product description       Number of      Exercise price per 
      security         e.g. call option        securities             unit        
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(d) Other dealings (including subscribing for new securities)


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  Class of relevant   Nature of dealing        Details       Price per unit (if 
      security       e.g. subscription,                          applicable)    
                         conversion                                             
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The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), 
copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements


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Details of any indemnity or option arrangement, or any agreement or         
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person 
making the disclosure and any party to the offer or any person acting in    
concert with a party to the offer:                                          
If there are no such agreements, arrangements or understandings, state      
"none"                                                                      
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None                                                                        
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(b) Agreements, arrangements or understandings relating to options or derivatives


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Details of any agreement, arrangement or understanding, formal or informal, 
between the person making the disclosure and any other person relating to:  
(i) the voting rights of any relevant securities under any option; or       
(ii) the voting rights or future acquisition or disposal of any relevant    
securities to which any derivative is referenced:                           
If there are no such agreements, arrangements or understandings, state      
"none"                                                                      
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None                                                                        
                                                                            
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(c) Attachments


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Is a Supplemental Form 8 (Open Positions) attached?                       NO   
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Date of disclosure:                     25th March 2016                         
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Contact name:                           NICOLA DISTASO,PIONEER GLOBAL ASSET     
                                        MANAGEMENT SPA                          
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Telephone number:                       +39 (0)2 76223145                       
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed 
to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for 
consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

Contact Information

  • UniCredit S.p.A.