Glazer Capital LLC
LSE : TTM

July 11, 2014 12:57 ET

Form 8.3 - Kentz Corporation Limited

  
                                                                     FORM 8.3

           PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY 
     A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
                 Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

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(a) Identity of the person whose                   Glazer Capital LLC       
 positions/dealings are being disclosed:                                    
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(b) Owner or controller of interests and short     NA                       
 positions disclosed, if different from 1(a): The                           
 naming of nominee or vehicle companies is                                  
 insufficient                                                               
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(c) Name of offeror/offeree in relation to whose   Kentz Corporation Limited
 relevant securities this form relates: Use a                               
 separate form for each offeror/offeree                                     
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(d) If an exempt fund manager connected with an    NA                       
 offeror/offeree, state this and specify identity                           
 of offeror/offeree:                                                        
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(e) Date position held/dealing undertaken:         July 10, 2014            
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(f) Has the discloser previously disclosed, or are NO                       
 they today disclosing, under the Code in respect                           
 of any other party to this offer?                                          
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror 
or offeree to which the disclosure relates following the dealing (if any)

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Class of relevant security:                        1p ordinary              
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                                            Interests        Short positions  
                                    ----------------------------------------
                                        Number       %      Number       %    
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(1) Relevant securities owned and/or   2,035,210  1.698%                      
 controlled:                                                                
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(2) Derivatives (other than                                                 
 options):                                                                  
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(3) Options and agreements to                                               
 purchase/sell:                                                             
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  TOTAL:                               2,035,210  1.698%                      
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All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase 
or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors' and other executive options)

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Class of relevant security in relation                                      
 to which subscription right exists:                                        
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Details, including nature of the                                            
 rights concerned and relevant                                              
 percentages:                                                               
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If there are positions or rights to subscribe to disclose in more than one class 
of relevant securities of the offeror or offeree named in 1(c), copy table 
2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

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 Class of relevant    Purchase/sale        Number of        Price per unit  
      security                             securities                       
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    1p ordinary          Purchase            39,330           9.265 GBP     
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(b) Derivatives transactions (other than options)

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    Class of       Product      Nature of dealing    Number of    Price per unit
    relevant     description  e.g. opening/closing   reference                  
    security       e.g. CFD       a long/short       securities                 
                                    position,                                   
                               increasing/reducing                              
                                  a long/short                                  
                                    position                                    
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(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

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 Class of   Product     Writing,   Number of  Exercise     Type      Expiry     Option  
 relevant description purchasing, securities  price per    e.g.       date       money  
 security  e.g. call    selling,   to which     unit     American,               paid/  
             option     varying     option               European              received 
                          etc.      relates                etc.                per unit 
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(ii) Exercising

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 Class of relevant Product description     Number of      Exercise price per
      security       e.g. call option      securities            unit       
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(d) Other dealings (including subscribing for new securities)

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 Class of relevant  Nature of dealing       Details       Price per unit (if
      security      e.g. subscription,                       applicable)    
                        conversion                                          
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The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities 
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) 
(as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

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Details of any indemnity or option arrangement, or any agreement or         
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person 
making the disclosure and any party to the offer or any person acting in    
concert with a party to the offer:                                          
If there are no such agreements, arrangements or understandings, state      
"none"                                                                      
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NA                                                                          
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(b) Agreements, arrangements or understandings relating to options or derivatives

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Details of any agreement, arrangement or understanding, formal or informal, 
between the person making the disclosure and any other person relating to:  
(i) the voting rights of any relevant securities under any option; or       
(ii) the voting rights or future acquisition or disposal of any relevant    
securities to which any derivative is referenced:                           
If there are no such agreements, arrangements or understandings, state      
"none"                                                                      
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NA                                                                          
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(c) Attachments

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Is a Supplemental Form 8 (Open Positions) attached?                   NO    
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Date of disclosure:                   July 11, 2014                         
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Contact name:                         David Barlow                          
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Telephone number:                     212-808-7308                          
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Public disclosures under Rule 8 of the Code must be made to a Regulatory 
Information Service and must also be emailed to the Takeover Panel at 
monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is 
available for consultation in relation to the Code's dealing disclosure 
requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

Contact Information

  • Glazer Capital LLC