Glazer Capital LLC
LSE : TTM

October 03, 2014 11:05 ET

Form 8.3 - Perform Group Plc

                                                                                            FORM 8.3

                      PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
               A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
                             Rule 8.3 of the Takeover Code (the "Code")

1.   KEY INFORMATION

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(a) Identity of the person whose positions/dealings are being               Glazer Capital LLC
    disclosed:
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(b) Owner or controller of interests and short positions disclosed,         NA
    if different from 1(a):
    The naming of nominee or vehicle companies is insufficient
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(c) Name of offeror/offeree in relation to whose relevant securities        Perform Group Plc
    this form relates: 
    Use a separate form for each offeror/offeree
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(d) If an exempt fund manager connected with an offeror/offeree,            NA
    state this and specify identity of offeror/offeree:
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(e) Date position held/dealing undertaken:                                  October 2, 2014
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(f) Has the discloser previously disclosed, or are they today               NO
    disclosing, under the Code in respect of any other party to this
    offer?
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2.   POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)  Interests and short positions in the relevant securities of the offeror or offeree to which the
     disclosure relates following the dealing (if any)

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Class of relevant security:                                             2 7/9p ordinary
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                                                                Interests         Short positions
                                                       ---------------------------------------------
                                                            Number        %      Number          %  
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(1) Relevant securities owned and/or controlled:
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(2) Derivatives (other than options):                     3,047,655     1.157%
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(3) Options and agreements to purchase/sell:
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    TOTAL:                                                3,047,655     1.157%
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All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant
securities, should be given on a Supplemental Form 8 (Open Positions).

(b)  Rights to subscribe for new securities (including directors' and other executive options)

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Class of relevant security in relation to
which subscription right exists:
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Details, including nature of the rights
concerned and relevant percentages:
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If there are positions or rights to subscribe to disclose in more than one class of relevant
securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each
additional class of relevant security.

3.   DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a)  Purchases and sales

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Class of relevant security        Purchase/sale         Number of securities          Price per unit
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(b)  Derivatives transactions (other than options)

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Class of relevant   Product description     Nature of dealing            Number of         Price per 
    security             e.g. CFD         e.g. opening/closing a    reference securities     unit
                                           long/short position,
                                           increasing/reducing a
                                           long/short position
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2 7/9p              CFD                   Increase long position    357,000                2.592
ordinary
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2 7/9p              CFD                   Decrease long position    357,000                2.592
ordinary
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(c)  Options transactions in respect of existing securities

(i)  Writing, selling, purchasing or varying

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Class of    Product      Writing,       Number of      Exercise        Type        Expiry    Option 
relevant  description   purchasing,     securities     price per   e.g. American,   date      money
security   e.g. call     selling,        to which        unit      European etc.              paid/
            option     varying etc.   option relates                                        received
                                                                                            per unit
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(ii) Exercising

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Class of relevant security    Product description    Number of securities    Exercise price per unit
                                e.g. call option
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(d) Other dealings (including subscribing for new securities)

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Class of relevant security            Nature of dealing              Details          Price per unit
                                e.g. subscription, conversion                        (if applicable)
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The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class
of relevant security dealt in.

4.   OTHER INFORMATION

(a)  Indemnity and other dealing arrangements

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Details of any indemnity or option arrangement, or any agreement or understanding, formal or
informal, relating to relevant securities which may be an inducement to deal or refrain from dealing
entered into by the person making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:                                          
If there are no such agreements, arrangements or understandings, state "none"
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NA
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(b)  Agreements, arrangements or understandings relating to options or derivatives

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Details of any agreement, arrangement or understanding, formal or informal, between the person
making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or      
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any
     derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
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NA
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(c)  Attachments

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Is a Supplemental Form 8 (Open Positions) attached?                         NO
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Date of disclosure:                       October 3, 2014
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Contact name:                             David Barlow
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Telephone number:                         212-808-7308
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and
must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

Contact Information

  • Glazer Capital LLC