Baker Bros. Advisors LP
LSE : TTM

January 07, 2016 10:00 ET

Form 8.3 - Plethora - Position Dealing Disclosure

                                                                    FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

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(a) Full name of discloser:             Baker Bros. Advisors LP
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(b) Owner or controller of interests
and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle
companies is insufficient. For a
trust, the trustee(s), settlor and
beneficiaries must be named.
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(c) Name of offeror/offeree in          PLETHORA SOLUTIONS HOLDINGS PLC
relation to whose relevant securities
this form relates:
Use a separate form for each
offeror/offeree
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(d) If an exempt fund manager
connected with an offeror/offeree,
state this and specify identity of
offeror/offeree:
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(e) Date position held/dealing          January 6, 2016
undertaken:
For an opening position disclosure,
state the latest practicable date
prior to the disclosure
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(f) In addition to the company in 1(c)  NO
above, is the discloser making
disclosures in respect of any other
party to the offer?
If it is a cash offer or possible cash
offer, state "N/A"
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the
offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure
relates following the dealing (if any)

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Class of relevant security:                        1p Ordinary
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                                          Interests        Short positions
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                                      Number       %      Number       %
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(1) Relevant securities owned       50,331,385   6.11
 and/or controlled:
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(2) Cash-settled derivatives:
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(3) Stock-settled derivatives
 (including options) and agreements
 to purchase/sell:
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  TOTAL:                            50,331,385   6.11
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Class of relevant security:                   Fund raising warrants
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                                          Interests        Short positions
                                    ----------------------------------------
                                      Number       %      Number       %
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(1) Relevant securities owned       28,619,528   28.29
 and/or controlled:
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(2) Cash-settled derivatives:
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(3) Stock-settled derivatives
 (including options) and agreements
 to purchase/sell:
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  TOTAL:                            28,619,528   28.29
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All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors' and other employee options)

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Class of relevant security in
relation to which subscription right
exists:
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Details, including nature of the
rights concerned and relevant
percentages:
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in
1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt
in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

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Class of relevant 
security                Purchase/sale  Number of securities  Price per unit
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Ordinary 1p               Sale               2,000,000            4.13p
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(b) Cash-settled derivative transactions

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  Class of    Product        Nature of dealing        Number of    Price per
  relevant  description   e.g. opening/closing a      reference      unit
  security    e.g. CFD     long/short position,       securities
                           increasing/reducing a
                            long/short position
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(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

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  Class of     Product    Writing,    Number of   Exercise      Type       Expiry   Option money
  relevant   description purchasing, securities   price per     e.g.        date        paid/
  security    e.g. call   selling,    to which      unit      American,             received per
               option   varying etc.   option                 European                  unit
                                       relates                  etc.
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(ii) Exercise

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    Class of       Product      Exercising/     Number of    Exercise price
    relevant     description     exercised      securities      per unit
    security      e.g. call       against
                    option
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(d) Other dealings (including subscribing for new securities)

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 Class of relevant  Nature of dealing       Details       Price per unit (if
      security      e.g. subscription,                       applicable)
                        conversion
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4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

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Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If
there are no such agreements, arrangements or understandings, state "none"
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None
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(b) Agreements, arrangements or understandings relating to options or derivatives

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NONE

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(c) Attachments

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Is a Supplemental Form 8 (Open Positions) attached?                   No
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Date of disclosure:                  7 January 2016
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Contact name:                        Alexandra A. Toohey`
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Telephone number:                    +1 212 339 5690
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be
emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is
available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


Contact Information

  • Baker Bros. Advisors LP