Baker Bros. Advisors LP
LSE : TTM

January 15, 2016 10:00 ET

Form 8.3 - Plethora - Position Dealing Disclosure

                                                                                                       FORM 8.3
                                                                                                               
                           PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
                    A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
                                  Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

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(a) Full name of discloser:                   Baker Bros. Advisors LP
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(b) Owner or controller of interests and
short positions disclosed, if different from
1(a):
The naming of nominee or vehicle companies is
insufficient. For a trust, the trustee(s),
settlor and beneficiaries must be named.
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(c) Name of offeror/offeree in relation to    PLETHORA SOLUTIONS HOLDINGS
whose relevant securities this form relates:  PLC
Use a separate form for each offeror/offeree
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(d) If an exempt fund manager connected with
an offeror/offeree, state this and specify
identity of offeror/offeree:
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(e) Date position held/dealing undertaken:    January 14, 2016
For an opening position disclosure, state the
latest practicable date prior to the
disclosure
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(f) In addition to the company in 1(c) above, NO
is the discloser making disclosures in
respect of any other party to the offer?
If it is a cash offer or possible cash offer,
state "N/A"
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the
offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure
relates following the dealing (if any)

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Class of relevant security:                            1p Ordinary
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                                                 Interests   Short positions
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                                                Number    %  Number    %
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  (1) Relevant securities owned and/or       49,581,385  6.02
controlled:
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  (2) Cash-settled derivatives:
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  (3) Stock-settled derivatives (including
options) and agreements to purchase/sell:
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                                              49,581,385 6.02
       TOTAL:
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Class of relevant security:                       Fund raising warrants
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                                                 Interests   Short positions
                                             -------------------------------
                                                Number    %  Number    %
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  (1) Relevant securities owned and/or       28,619,528  28.29
controlled:
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  (2) Cash-settled derivatives:
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  (3) Stock-settled derivatives (including
options) and agreements to purchase/sell:
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                                             28,619,528  28.29
       TOTAL:
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All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors' and other employee options)

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Class of relevant security in relation to which subscription right exists:
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Details, including nature of the rights concerned and relevant percentages:
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in
1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt
in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

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 Class of relevant    Purchase/sale        Number of        Price per unit
      security                             securities
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Ordinary 1p           Sale                  250,000          4.00p
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(b) Cash-settled derivative transactions

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    Class of       Product        Nature of      Number of    Price per unit
    relevant     description       dealing       reference
    security       e.g. CFD         e.g.         securities
                               opening/closing
                                a long/short
                                  position,
                              increasing/reduc
                              ing a long/short
                                  position
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(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

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 Class of   Product    Writing,   Number of  Exercise   Type  Expiry Option
 relevant description purchasing, securities price per  e.g.   date   money
 security  e.g. call   selling,    to which    unit  American,        paid/
             option  varying etc.   option            European      received
                                   relates              etc.        per unit
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(ii) Exercise

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    Class of       Product       Exercising/     Number of    Exercise price
    relevant     description      exercised      securities      per unit
    security      e.g. call        against
                    option
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(d) Other dealings (including subscribing for new securities)

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 Class of relevant  Nature of dealing       Details       Price per unit (if
      security      e.g. subscription,                       applicable)
                        conversion
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4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

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Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If
there are no such agreements, arrangements or understandings, state "none"
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None
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(b) Agreements, arrangements or understandings relating to options or derivatives

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NONE

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(c) Attachments

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Is a Supplemental Form 8 (Open Positions) attached?                   No
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Date of disclosure:                   15 January 2016
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Contact name:                         Alexandra A. Toohey
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Telephone number:                     +1 212 339 5690
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be
emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is
available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

Contact Information

  • Baker Bros. Advisors LP