Baker Bros. Advisors LP
LSE : TTM

December 03, 2015 10:00 ET

Form 8.3 - PLETHORA SOLUTIONS HOLDINGS PLC

                                                                      FORM 8.3

       PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY 
 A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
             Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION


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(a) Full name of discloser:               Baker Bros. Advisors LP           
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(b) Owner or controller of interests and                                    
short positions disclosed, if different                                     
from 1(a):                                                                  
The naming of nominee or vehicle                                            
companies is insufficient. For a trust,                                     
the trustee(s), settlor and                                                 
beneficiaries must be named.                                                
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(c) Name of offeror/offeree in relation   PLETHORA SOLUTIONS HOLDINGS PLC   
to whose relevant securities this form                                      
relates:                                                                    
Use a separate form for each                                                
offeror/offeree                                                             
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(d) If an exempt fund manager connected                                     
with an offeror/offeree, state this and                                     
specify identity of offeror/offeree:                                        
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(e) Date position held/dealing            December 2, 2015                  
undertaken:                                                                 
For an opening position disclosure,                                         
state the latest practicable date prior                                     
to the disclosure                                                           
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(f) In addition to the company in 1(c)    NO                                
above, is the discloser making                                              
disclosures in respect of any other                                         
party to the offer?                                                         
If it is a cash offer or possible cash                                      
offer, state "N/A"                                                          
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror 
or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates 
following the dealing (if any)


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Class of relevant security:                            1p Ordinary          
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                                                 Interests         Short    
                                                                 positions  
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                                               Number      %   Number    %  
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(1) Relevant securities owned and/or         58,831,385  7.15               
controlled:                                                                 
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(2) Cash-settled derivatives:                                               
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(3) Stock-settled derivatives (including                                    
options) and agreements to purchase/sell:                                   
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                                             58,831,385  7.15               
TOTAL:                                                                      
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Class of relevant security:                      Fund raising warrants      
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                                                Interests          Short    
                                                                 positions  
                                           ---------------------------------
                                              Number      %    Number   %   
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(1) Relevant securities owned and/or        28,619,528  28.29               
controlled:                                                                 
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(2) Cash-settled derivatives:                                               
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(3) Stock-settled derivatives (including                                    
options) and agreements to purchase/sell:                                   
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                                            28,619,528  28.29               
TOTAL:                                                                      
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All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell 
relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors' and other employee options) 


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Class of relevant security in relation                                      
to which subscription right exists:                                         
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Details, including nature of the                                            
rights concerned and relevant                                               
percentages:                                                                
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), 
copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales


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 Class of relevant    Purchase/sale        Number of        Price per unit  
      security                             securities                       
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    Ordinary 1p            Sale             250,000             5.00p       
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(b) Cash-settled derivative transactions


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  Class of      Product     Nature of dealing    Number of    Price per unit
  relevant    description          e.g.          reference                  
  security      e.g. CFD    opening/closing a    securities                 
                                long/short                                  
                                position,                                   
                           increasing/reducing                              
                               a long/short                                 
                                 position                                   
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(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying


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 Class of     Product      Writing,     Number of  Exercise     Type      Expiry    Option  
 relevant   description   purchasing,  securities  price per    e.g.       date      money  
 security    e.g. call     selling,     to which     unit     American,              paid/  
              option     varying etc.    option               European             received 
                                         relates                etc.               per unit 
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(ii) Exercise


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    Class of         Product       Exercising/      Number of    Exercise price 
    relevant       description      exercised      securities       per unit    
    security    e.g. call option     against                                    
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(d) Other dealings (including subscribing for new securities)


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 Class of relevant    Nature of dealing       Details     Price per unit (if
      security        e.g. subscription,                     applicable)    
                          conversion                                        
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4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements


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Details of any indemnity or option arrangement, or any agreement or         
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person 
making the disclosure and any party to the offer or any person acting in    
concert with a party to the offer:                                          
Irrevocable commitments and letters of intent should not be included. If    
there are no such agreements, arrangements or understandings, state "none"  
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None                                                                        
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(b) Agreements, arrangements or understandings relating to options or derivatives


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NONE                                                                        
                                                                            
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(c) Attachments


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Is a Supplemental Form 8 (Open Positions) attached?                   No    
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Date of disclosure:                   3 December 2015                       
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Contact name:                         Alexandra A. Toohey`                  
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Telephone number:                     +1 212 339 5690                       
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed 
to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for 
consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

Contact Information

  • Baker Bros. Advisors LP