Baker Bros. Advisors LP
LSE : TTM

December 16, 2015 10:00 ET

Form 8.3 - PLETHORA SOLUTIONS HOLDINGS PLC

                                                                    FORM 8.3

         PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY 
 A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
              Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION


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(a) Full name of discloser:                   Baker Bros. Advisors LP       
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(b) Owner or controller of interests and                                    
short positions disclosed, if different from                                
1(a):                                                                       
The naming of nominee or vehicle companies is                               
insufficient. For a trust, the trustee(s),                                  
settlor and beneficiaries must be named.                                    
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(c) Name of offeror/offeree in relation to    PLETHORA SOLUTIONS HOLDINGS   
whose relevant securities this form relates:  PLC                           
Use a separate form for each offeror/offeree                                
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(d) If an exempt fund manager connected with                                
an offeror/offeree, state this and specify                                  
identity of offeror/offeree:                                                
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(e) Date position held/dealing undertaken:    December 15, 2015             
For an opening position disclosure, state the                               
latest practicable date prior to the                                        
disclosure                                                                  
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(f) In addition to the company in 1(c) above, NO                            
is the discloser making disclosures in                                      
respect of any other party to the offer?                                    
If it is a cash offer or possible cash offer,                               
state "N/A"                                                                 
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror 
or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates 
following the dealing (if any)


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Class of relevant security:                              1p Ordinary        
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                                                     Interests      Short   
                                                                  positions 
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                                                    Number    %   Number  % 
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(1) Relevant securities owned and/or controlled:  54,581,385 6.63           
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(2) Cash-settled derivatives:                                               
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(3) Stock-settled derivatives (including options)                           
and agreements to purchase/sell:                                            
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                                                  54,581,385 6.63           
TOTAL:                                                                      
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Class of relevant security:                         Fund raising warrants   
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                                                    Interests       Short   
                                                                  positions 
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                                                   Number     %   Number  % 
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(1) Relevant securities owned and/or controlled: 28,619,528 28.29           
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(2) Cash-settled derivatives:                                               
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(3) Stock-settled derivatives (including                                    
options) and agreements to purchase/sell:                                   
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                                                 28,619,528 28.29           
TOTAL:                                                                      
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All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell 
relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors' and other employee options) 


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Class of relevant security in relation to                                   
which subscription right exists:                                            
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Details, including nature of the rights                                     
concerned and relevant percentages:                                         
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), 
copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales


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 Class of relevant    Purchase/sale        Number of        Price per unit  
      security                             securities                       
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Ordinary 1p        Sale               4,000,000          4.77p              
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(b) Cash-settled derivative transactions


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  Class of      Product      Nature of dealing    Number of   Price per unit
  relevant    description  e.g. opening/closing   reference                 
  security      e.g. CFD       a long/short       securities                
                                 position,                                  
                            increasing/reducing                             
                               a long/short                                 
                                 position                                   
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(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying


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 Class of    Product    Writing,   Number of   Exercise    Type    Expiry    Option  
 relevant  description purchasing, securities price per    e.g.     date  money paid/
 security   e.g. call   selling,    to which     unit    American,          received 
             option   varying etc.   option              European           per unit 
                                    relates                etc.                      
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(ii) Exercise


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    Class of       Product       Exercising/     Number of    Exercise price
    relevant     description      exercised      securities      per unit   
    security      e.g. call        against                                  
                    option                                                  
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(d) Other dealings (including subscribing for new securities)


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 Class of relevant  Nature of dealing       Details       Price per unit (if
      security      e.g. subscription,                       applicable)    
                        conversion                                          
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4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements


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Details of any indemnity or option arrangement, or any agreement or         
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person 
making the disclosure and any party to the offer or any person acting in    
concert with a party to the offer:                                          
Irrevocable commitments and letters of intent should not be included. If    
there are no such agreements, arrangements or understandings, state "none"  
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None                                                                        
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(b) Agreements, arrangements or understandings relating to options or derivatives


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NONE                                                                        
                                                                            
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(c) Attachments


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Is a Supplemental Form 8 (Open Positions) attached?              No         
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Date of disclosure:                   16 December 2015                      
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Contact name:                         Alexandra A. Toohey'                  
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Telephone number:                     +1 212 339 5690                       
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed 
to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for 
consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

Contact Information

  • Baker Bros. Advisors LP