Soroban Capital Partners LP
LSE : TTP

September 13, 2016 11:01 ET

Form 8.3 - SABMiller plc

                                                                                        FORM 8.3

                               PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY 
                       A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")


 1.    KEY INFORMATION                                                                            
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 (a) Full name of discloser:                                    Soroban Capital Partners LP       
 
 (b) Owner or controller of interests and short positions 
     disclosed, if different from 1(a):
     The naming of nominee or vehicle companies is insufficient. 
     For a trust,the trustee(s), settlor and beneficiaries 
     must be named.
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 (c) Name of offeror/offeree in relation to whose                SABMiller plc                      
     relevant securities this form relates:                                                          
     Use a separate form for each offeror/offeree                                                    
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 (d) If an exempt fund manager connected with an                 N/A                                
     offeror/offeree, state this and specify identity of                                             
     offeror/offeree:                                                                                
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 (e) Date position held/dealing undertaken:                      September 12, 2016                 
     For an opening position disclosure, state the latest                                            
     practicable date prior to the disclosure                                                        
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 (f) In addition to the company in 1(c) above, is the            Anheuser-Busch InBev SA/NV         
     discloser making disclosures in respect of any                                                  
     other party to the offer?                                                                       
     If it is a cash offer or possible cash offer, state "N/A"                                       
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2.    POSITIONS OF THE PERSON MAKING THE DISCLOSURE                                        


If there are positions or rights to subscribe to disclose in more than one class of relevant 
securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for 
each additional class of relevant security.

a.  Interests and short positions in the relevant securities of the offeror
    or offeree to which the disclosure relates following the dealing (if
    any)

 Class of relevant security:                                         Ordinary Shares                
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                                                         Interests                Short positions  
                                  ------------------------------------------------------------------
                                                Number                 %          Number          % 
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 (1) Relevant securities owned                 2,917,511             0.18%                          
     and/or controlled:                                                                             
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 (2) Cash-settled derivatives:                 1,348,110             0.08%                          

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 (3) Stock-settled derivatives                                  
     (including options) and agreements 
     to purchase/sell: 
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     TOTAL:                                     4,265,621            0.26% 
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All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to 
purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors' and other
    employee options)

Class of relevant security in relation to                                  N/A                      
which subscription right exists:                                                                    
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Details, including nature of the rights                                    N/A                      
concerned and relevant percentages:                                                                 
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3.    DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE               

Where there have been dealings in more than one class of relevant securities of the offeror or 
offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class 
of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.  
                          
 (a)        Purchases and sales                                                                     
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Class of relevant         Purchase/sale        Number of            Price per unit                 
security                                       securities                                       
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Ordinary Shares           Purchase             2,767,721             44.0592 GBP             
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 (b)        Cash-settled derivative transactions                                                    
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Class of       Product             Nature of dealing           Number of       Price                
relevant       description         e.g. opening/closing a      reference       per unit             
security       e.g. CFD            long/short position,        securities                          
                                   increasing/reducing a                                       
                                   long/short position                                              
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 Ordinary      Equity Swap         Closing a long position      2,767,721      43.8400 GBP         
 Shares                                                                                   
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 (c)        Stock-settled derivative transactions (including options)                               
            Writing, selling, purchasing or                                                         
 (i)        varying                                                                                 
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Class       Product        Writing,        Number       Exercise     Type      Expiry    Option   
of          description    purchasing,     of           price        e.g.      date      money
relevant    e.g. call      selling,        securities   per unit     American,           paid/      
security    option         varying etc.    to which                  European            received   
                                           option                    etc.                per unit   
                                           relates                                                
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 (ii)       Exercise
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                                                                                   Exercise 
Class of                 Product                 Exercising/      Number of        price    
relevant                 description             exercised        securities       per unit
security                 e.g. call option        against 
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 (d)        Other dealings (including subscribing for new securities)                               
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Class of                 Nature of dealing       Details         Price per unit (if      
relevant                 e.g. subscription,                      applicable)   
security                 conversion                                      
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4.  OTHER INFORMATION

a.  Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, 
relating to relevant securities which may be an inducement to deal or refrain from dealing entered 
into by the person making the disclosure and any party to the offer or any person acting in concert 
with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, 
arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

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Details of any agreement, arrangement or understanding, formal or informal, between the person making 
the disclosure and any other person relating to:

i.  the voting rights of any relevant securities under any option; or
ii.  the voting rights or future acquisition or disposal of any relevant
     securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
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None
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 (c)      Attachments                                                                               
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 Is a Supplemental Form 8 (Open Positions) attached?                         NO 
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 Date of disclosure:                                                         September 13, 2016    
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 Contact name:                                                               Steve Niditch           
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 Telephone number:                                                           1-212-314-1346          

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must 
also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market 
Surveillance Unit is available for consultation in relation to the Code's disclosure requirements 
on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

Contact Information

  • Soroban Capital Partners LP