SOURCE: Joseph Gunnar & Co., LLC

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October 31, 2016 14:19 ET

Joseph Gunnar & Co., LLC is pleased to Announce the Naming of Paul Cooney as Director and Scott Rothbaum as Assistant Director of Structured Products

NEW YORK, NY--(Marketwired - October 31, 2016) - Paul Cooney, who recently joined Joseph Gunnar as a Senior Financial Advisor and as Senior Vice President/Institutional Sales, has been named Director of Structured Products. Paul, with over 24 years of industry experience and leadership, was most previously an original partner at Maxim Group, where for the past 14 years he and his team have been instrumental in facilitating equity and structured product syndicate offerings. Prior to Maxim, Paul was at Investec Ernst. Paul graduated from SUNY Oneonta where he received his degree in Economics with minors in Finance and Speech Communications.

Scott Rothbaum, who recently joined Joseph Gunnar as well as a Senior Financial Advisor and as Vice President/Institutional Sales, was named Assistant Director of Structured Products. Scott started his financial services career at Maxim Group, where he spent over 10 years and became one of the youngest partners of the firm. Scott graduated Cum Laude from SUNY Farmingdale with a degree in Business Management.

Joseph Alagna, Joseph Gunnar & Co. Chairman & CEO, commented: "Structured Notes are fixed income and/or equity financial instruments that can help an investor diversify and supplement an investment portfolio, and in keeping with the Joseph Gunnar model of offering a full menu of products from which suitable clients can choose, we are very pleased to have Paul and Scott lead the Structured Products platform on behalf of our customers."

About Joseph Gunnar & Co., LLC: Joseph Gunnar & Co. is a full service broker dealer dedicated to assisting investors achieve their financial goals by providing a full array of investment products and vehicles to private and corporate clients. It was founded in 1997 by its current CEO and Chairman. In addition to traditional stock brokerage activities at Joseph Gunnar & Co., the Global Equity Capital Markets team is dedicated to IPOs, secondary public offerings, PIPEs, private placements, SPACs and advisory services. It ranked #1 in number of US equity underwriting transactions facilitated for deals up to $50 million in size since the start of 2013 and in number of US IPO transactions facilitated for deals up to $60 million in size since the start of 2013. Joseph Gunnar & Co. also has Debt Capital Market capabilities to facilitate non-dilutive financings for private and public companies and an affiliate, Buttonwood Group Advisors, which manages a family of private investment funds that provide retail and institutional investors access to investments in rapid-growth, pre-IPO companies.

Contact Information

  • If questions, please contact:

    Larina Tortorici
    Head of New Business Development
    Joseph Gunnar & Co., LLC