SOURCE: ProPhotonix Limited

September 05, 2017 11:40 ET

ProPhotonix Limited: TR-1 Holding(s) in Company 2017 (5)

SALEM, NH--(Marketwired - Sep 5, 2017) -  ProPhotonix Limited (OTC PINK: STKR) (AIM: PPIX)

OTC: STKR; AIM: PPIX

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
 
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:   PROPHOTONIX LIMITED
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer   X
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights   X
An acquisition or disposal of financial instruments    
An event changing the breakdown of voting rights    
Other (please specify)iii:    
3. Details of person subject to the notification obligationiv
Name   HARGREAVE HALE LIMITED
City and country of registered office (if applicable)   BLACKPOOL, ENGLAND
4. Full name of shareholder(s) (if different from 3.)v
Name   DISCRETIONARY CLIENTS
City and country of registered office (if applicable)   As above
5. Date on which the threshold was crossed or reachedvi:   31 AUGUST 2017
6. Date on which issuer notified (DD/MM/YYYY):   04 SEPTEMBER 2017
7. Total positions of person(s) subject to the notification obligation
    % of voting rights attached to shares
(total of 8. A)
  % of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)
  Total of both in %
(8.A + 8.B)
  Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached   5.4979       5.4979   90,825,402
Position of previous notification (if
applicable)
  0       0    
                 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of
shares
ISIN code (if possible)
Number of voting rightsix   % of voting rights
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
  Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
  Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
  Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
USU743121142     4,993,492       5.4979
               
               
SUBTOTAL 8. A 4,993,492   5.4979
 
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument Expiration
date
x
Exercise/
Conversion Period
xi
  Number of voting rights that may be acquired if the instrument is
exercised/
converted.
  % of voting rights
             
             
             
    SUBTOTAL 8. B 1        
 
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument Expiration
date
x
Exercise/
Conversion Period
xi
  Physical or cash
settlement
xii
  Number of voting rights   % of voting rights
                 
                 
                 
        SUBTOTAL 8.B.2        
 
                 
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii X
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)  
Namexv % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold
       
       
       
       
       
 
10. In case of proxy voting, please identify:
Name of the proxy holder  
The number and % of voting rights held  
The date until which the voting rights will be held  
 
11. Additional informationxvi
All of the resulting shares are held in a unit trust operated by Marlborough Fund Managers Ltd, for whom Hargreave Hale Ltd manages the portfolio of investments on a discretionary basis.
       
Place of completion HARGREAVE HALE LTD, BLACKPOOL, ENGLAND
Date of completion 04 SEPTEMBER 2017

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