SOURCE: ProPhotonix Limited

September 05, 2017 12:26 ET

ProPhotonix Limited: TR-1 Holding(s) in Company 2017 (6)

SALEM, NH--(Marketwired - Sep 5, 2017) - ProPhotonix Limited (OTC PINK: STKR) (AIM: PPIX)

TR-1: Standard form for notification of major holdings

 
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
 
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: PROPHOTONIX LTD
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer X
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights   
An acquisition or disposal of financial instruments   
An event changing the breakdown of voting rights   
Other (please specify)iii: Correction of previous TR-1; notified on 31st August 2017 X
3. Details of person subject to the notification obligationiv
Name GRESHAM HOUSE STRATEGIC PLC
City and country of registered office (if applicable) LONDON, UK
4. Full name of shareholder(s) (if different from 3.)v
Name  
City and country of registered office (if applicable)  
5. Date on which the threshold was crossed or reachedvi: 31 AUGUST 2017
6. Date on which issuer notified (DD/MM/YYYY): 05 SEPTEMBER 2017
7. Total positions of person(s) subject to the notification obligation
  % of voting rights attached to shares (total of 8. A) % of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B) Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached 5.5%   5.5% 4,993,492
Position of previous notification (if applicable)        
         
 
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of
shares
ISIN code (if possible)
Number of voting rightsix % of voting rights
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
  4,993,492   5.5%  
         
         
SUBTOTAL 8. A 4,993,492 5.5%
 
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument Expiration
date
x
Exercise/
Conversion Period
xi
Number of voting rights that may be acquired if the instrument is
exercised/ converted.
% of voting rights
         
         
         
    SUBTOTAL 8. B 1    
 
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument Expiration
date
x
Exercise/
Conversion Period
xi
  Physical or cash
settlement
xii
Number of voting rights % of voting rights
             
             
             
        SUBTOTAL 8.B.2    
 
             
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii X
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)  
Namexv % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold
GRESHAM HOUSE STRATEGIC PLC 5.5%   5.5%
       
       
       
       
 
10. In case of proxy voting, please identify:
Name of the proxy holder  
The number and % of voting rights held  
The date until which the voting rights will be held  
 
11. Additional informationxvi
GRAHAM BIRD 020 3372 2807
         
Place of completion LONDON
Date of completion 05/09/2017
Annex: Notification of major holdings (to be filed with the FCA only)
 
A: Identity of the person subject to the notification obligation
Full name (including legal form for legal entities)   Prophotonix Ltd
Contact address (registered office for legal entities)   Registered Office
BRL Law Group LLC
425 Boylston Street, 3rd Floor
Boston, MA 02116 USA
E-Mail    
Phone number / Fax number   +44 1279 717170
Other useful information
(at least legal representative for legal persons)
   
     
B: Identity of the notifier, if applicable
Full name   Graham Bird
Contact address   Gresham House, Octagon Point, 5 Cheapside, EC2V 6AA
E-Mail   g.bird@greshamhouse.com
Phone number / Fax number    
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation)   Fund Manager
 
C: Additional information
 
     

Please send the completed form together with this annex to the FCA at the following email address: Majorshareholdings@fca.org.uk. Please send in Microsoft Word format if possible.

Contact Information