SOURCE: ProPhotonix Limited

August 31, 2017 11:43 ET

ProPhotonix Limited: TR-1 Holding(s) in Company 2017

SALEM, NH--(Marketwired - Aug 31, 2017) - ProPhotonix Limited (AIM: PPIX) (OTC: STKR)

(OTC: STKR; AIM: PPIX)

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS(to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
 
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: ProPhotonix Limited
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer    
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights x
An acquisition or disposal of financial instruments    
An event changing the breakdown of voting rights    
Other (please specify)iii:    
3. Details of person subject to the notification obligationiv
Name 600 Group Plc
City and country of registered office (if applicable)    
4. Full name of shareholder(s) (if different from 3.)v
Name    
City and country of registered office (if applicable)    
5. Date on which the threshold was crossed or reachedvi: 31 August 2017
6. Date on which issuer notified (DD/MM/YYYY): 31 August 2017
7. Total positions of person(s) subject to the notification obligation
  % of voting rights attached to shares (total of 8. A)   % of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)
  Total of both in % (8.A + 8.B)   Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached 0%       0%   90,825,402
Position of previous notification (if
applicable)
24%       24%    
               
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of
shares
ISIN code (if possible)
  Number of voting rightsix   % of voting rights
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
  Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
  Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
  Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
USU743121142   0   0   0%   0%
                 
                 
SUBTOTAL 8. A   0   0%
 
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument   Expiration
date
x
  Exercise/
Conversion Period
xi
  Number of voting rights that may be acquired if the instrument is
exercised/converted.
  % of voting rights
                 
                 
                 
        SUBTOTAL 8. B 1        
 
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument   Expiration
date
x
  Exercise/
Conversion Period
xi
  Physical or cash
settlement
xii
  Number of voting rights   % of voting rights
                     
                     
                     
            SUBTOTAL 8.B.2        
 
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")  
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii  
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv(please add additional rows as necessary)  
Namexv   % of voting rights if it equals or is higher than the notifiable threshold   % of voting rights through financial instruments if it equals or is higher than the notifiable threshold   Total of both if it equals or is higher than the notifiable threshold 
             
             
             
             
             
 
10. In case of proxy voting, please identify: 
Name of the proxy holder    
The number and % of voting rights held    
The date until which the voting rights will be held    
 
11. Additional informationxvi 
 
               
Place of completion Union Street, Heckmondwike, WF16 0HL, United Kingdom
Date of completion 31 August 2017
   

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