SOURCE: Red Oak Compliance Solutions LLC

Red Oak Compliance Solutions

March 09, 2016 10:30 ET

Red Oak Compliance Solutions Releases Real Time Bi-Directional AREF Integration for AdMaster

AUSTIN, TX --(Marketwired - March 09, 2016) - Red Oak Compliance Solutions ("Red Oak") recently updated AdMaster Compliance™ ("AdMaster") to take advantage of the latest capabilities of FINRA's AREF interface for real time, bi-directional communication.

AdMaster's AREF integration allows for the automated submission of materials for review to FINRA and then captures the response letters as FINRA publishes them. All response letters are attached directly to the relevant AdMaster submission as supporting material. Email notifications regarding the receipt of response letters are sent out in real time, saving time and ensuring material is approved for use as fast as possible.

Additional AdMaster highlights include:

  • Official Books and Records -- SEC Rule 17(a)-4 compliant with 3rd party attestations standard
  • Volume-based pricing scales from small to very large global firms
  • Red Oak's industry expertise minimizes implementation effort and maximizes ROI
  • Absolutely superb ongoing customer service
  • Support for global users, including non-English character sets and time zones
  • A full REST API to integrate with other systems further improving ROI and consistency across an organization
  • Advanced Review capabilities improve accuracy and turnaround times while reducing effort
  • On-line PDF, video and audio annotations
  • Lexicon for flagging potential issues with review material
  • Comment templates for reusable disclosures and attestations
  • Full-text search for finding documents and submissions easily

Find out why AdMaster is the best advertising review solution in the world. Visit our website at

About Red Oak and AdMaster

Red Oak Compliance Solutions LLC, headquartered in Austin, Texas, is a full service compliance consulting firm helping broker-dealers, advisers, investment companies and hedge funds meet regulatory requirements and increase ROI. Red Oak's philosophy is based upon three founding principles: understand the needs of our clients; provide exceptional customer service; and deliver cost-effective solutions to address those needs. Red Oak services the compliance needs of over 600 firms ranging in size from single advisor firms to large global public companies.

Red Oak's exclusive AdMaster software is a web-based SaaS application improving the advertising review/regulatory process. AdMaster was designed from the very beginning to be highly flexible, relieve administrative burden and build efficiency into the advertising review process. Total client assets under management exceed $5 trillion -- with these firms relying on AdMaster and/or Red Oak consultants to review marketing material for compliance. 

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