Citadel Europe LLP
LSE : TTM

July 01, 2009 10:15 ET

Rule 8.3 - Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     30 June 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                            0               0.00               1,922                0.00
    
(2) Derivatives (other than options)                          32,542               0.00             960,828                0.07
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                         32,542               0.00             962,750                0.07


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                         
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5)

Purchase                                                                   3,039  17.31
Purchase                                                                     144  17.315
Purchase                                                                     288  17.33
Purchase                                                                     437  17.335
Purchase                                                                     432  17.34
Purchase                                                                     144  17.35
Purchase                                                                     144  17.355
Purchase                                                                     143  17.39
Purchase                                                                     153  17.395
Purchase                                                                     143  17.4
Purchase                                                                   2,799  17.405
Purchase                                                                      95  17.415
Purchase                                                                   3,364  17.43
Purchase                                                                     405  17.445
Purchase                                                                     174  17.47
Purchase                                                                     142  17.475
Purchase                                                                     994  17.5
Purchase                                                                   2,195  17.51
Purchase                                                                     284  17.515
Purchase                                                                     284  17.525
Purchase                                                                     142  17.53
Purchase                                                                   3,223  17.535
Purchase                                                                     284  17.54
Purchase                                                                   5,283  17.545
Purchase                                                                     368  17.55
Purchase                                                                     710  17.555
Purchase                                                                   2,292  17.56
Purchase                                                                     426  17.565
Purchase                                                                   3,507  17.57
Purchase                                                                     150  17.57254
Purchase                                                                   1,370  17.575
Purchase                                                                     142  17.58
Purchase                                                                     142  17.585
Purchase                                                                   6,825  17.59
Purchase                                                                     424  17.6
Purchase                                                                   2,636  17.605
Purchase                                                                     141  17.61
Purchase                                                                     141  17.615
Purchase                                                                     282  17.635
Purchase                                                                   2,424  17.64
Purchase                                                                     423  17.665
Purchase                                                                     170  17.6727
Purchase                                                                     282  17.675
Purchase                                                                   3,532  17.68
Purchase                                                                   3,023  17.69
Purchase                                                                   5,668  17.7
Purchase                                                                   5,895  17.71
Purchase                                                                   3,425  17.715
Purchase                                                                     141  17.72
Purchase                                                                     141  17.725
Purchase                                                                   2,836  17.73
Purchase                                                                     280  17.735
Purchase                                                                      56  17.74
Purchase                                                                     100  17.75
Purchase                                                                     202  17.755
Purchase                                                                     708  17.76
Purchase                                                                     491  17.765
Purchase                                                                   2,914  17.77
Purchase                                                                   1,739  17.775
Purchase                                                                   3,693  17.78
Purchase                                                                     140  17.785
Purchase                                                                   5,487  17.79
Purchase                                                                   2,336  17.795
Purchase                                                                   1,032  17.8
Purchase                                                                   1,095  17.805
Purchase                                                                  12,836  17.81
Purchase                                                                   4,857  17.815
Purchase                                                                   6,728  17.82
Purchase                                                                     599  17.825
Purchase                                                                  13,324  17.83
Purchase                                                                   5,235  17.835
Purchase                                                                   5,933  17.84
Purchase                                                                   1,835  17.845
Purchase                                                                   2,388  17.85
Purchase                                                                   4,522  17.855
Purchase                                                                   6,408  17.86
Purchase                                                                  13,999  17.865
Purchase                                                                   7,900  17.87
Purchase                                                                   6,781  17.875
Purchase                                                                   3,018  17.88
Purchase                                                                   1,579  17.885
Purchase                                                                   7,426  17.89
Purchase                                                                   7,103  17.895
Purchase                                                                  18,270  17.9
Purchase                                                                   5,721  17.905
Purchase                                                                   4,931  17.91
Purchase                                                                   4,701  17.915
Purchase                                                                   6,791  17.92
Purchase                                                                   2,608  17.925
Purchase                                                                   2,927  17.93
Purchase                                                                   3,806  17.935
Purchase                                                                   8,348  17.94
Purchase                                                                   1,270  17.945
Purchase                                                                  12,176  17.95
Purchase                                                                     710  17.955
Purchase                                                                   9,472  17.96
Purchase                                                                   2,423  17.965
Purchase                                                                   6,393  17.97
Purchase                                                                   5,847  17.975
Purchase                                                                  10,171  17.98
Purchase                                                                   6,037  17.985
Purchase                                                                   5,233  17.99
Purchase                                                                   6,641  17.995
Purchase                                                                   8,877  18
Purchase                                                                   4,327  18.005
Purchase                                                                   5,393  18.01
Purchase                                                                  12,096  18.015
Purchase                                                                   4,322  18.02
Purchase                                                                   2,050  18.025
Purchase                                                                      30  18.02793
Purchase                                                                  12,718  18.03
Purchase                                                                   4,750  18.035
Purchase                                                                   4,380  18.04
Purchase                                                                   1,071  18.045
Purchase                                                                   2,758  18.0473
Purchase                                                                   7,996  18.05
Purchase                                                                   2,189  18.055
Purchase                                                                   1,404  18.06
Purchase                                                                     276  18.07
Purchase                                                                   2,662  18.08
Purchase                                                                     276  18.09
Purchase                                                                     506  18.095
Purchase                                                                     138  18.1
Purchase                                                                     414  18.105
Purchase                                                                     137  18.115
Purchase                                                                     137  18.125
Purchase                                                                     137  18.13
Purchase                                                                     137  18.135
Purchase                                                                   1,352  18.155
Purchase                                                                     137  18.16
Purchase                                                                     449  18.165
Purchase                                                                   1,250  18.17
Purchase                                                                     537  18.175
Purchase                                                                     248  18.185
Sale                                                                        -144  17.295
Sale                                                                        -144  17.31
Sale                                                                        -576  17.315
Sale                                                                        -144  17.325
Sale                                                                        -144  17.36
Sale                                                                        -286  17.375
Sale                                                                        -143  17.385
Sale                                                                      -2,208  17.4
Sale                                                                        -715  17.405
Sale                                                                        -286  17.41
Sale                                                                        -329  17.43
Sale                                                                        -143  17.45
Sale                                                                        -287  17.47
Sale                                                                      -2,394  17.5
Sale                                                                        -710  17.505
Sale                                                                        -142  17.52
Sale                                                                        -284  17.525
Sale                                                                        -142  17.53
Sale                                                                        -163  17.53305
Sale                                                                        -426  17.535
Sale                                                                        -426  17.54
Sale                                                                        -323  17.545
Sale                                                                      -4,030  17.55
Sale                                                                      -5,844  17.555
Sale                                                                        -426  17.56
Sale                                                                        -568  17.565
Sale                                                                      -1,334  17.57
Sale                                                                      -5,920  17.575
Sale                                                                        -240  17.58
Sale                                                                      -3,910  17.585
Sale                                                                        -142  17.59
Sale                                                                      -3,214  17.595
Sale                                                                      -2,339  17.6
Sale                                                                        -564  17.615
Sale                                                                      -2,023  17.62
Sale                                                                      -5,665  17.625
Sale                                                                        -282  17.63
Sale                                                                      -2,096  17.66
Sale                                                                      -2,051  17.67
Sale                                                                        -170  17.6727
Sale                                                                      -5,874  17.68
Sale                                                                      -3,610  17.69
Sale                                                                      -3,495  17.7
Sale                                                                        -564  17.71
Sale                                                                        -282  17.715
Sale                                                                        -141  17.72
Sale                                                                         -59  17.725
Sale                                                                      -2,922  17.73
Sale                                                                      -1,685  17.74
Sale                                                                        -277  17.75
Sale                                                                        -913  17.76
Sale                                                                        -280  17.77
Sale                                                                      -1,220  17.775
Sale                                                                      -4,282  17.78
Sale                                                                      -3,150  17.785
Sale                                                                      -2,723  17.79
Sale                                                                      -5,823  17.795
Sale                                                                      -3,438  17.8
Sale                                                                      -2,608  17.805
Sale                                                                      -8,418  17.81
Sale                                                                        -225  17.81305
Sale                                                                      -7,699  17.815
Sale                                                                      -5,221  17.82
Sale                                                                      -6,316  17.825
Sale                                                                      -5,808  17.83
Sale                                                                      -5,878  17.835
Sale                                                                      -5,696  17.84
Sale                                                                      -5,550  17.845
Sale                                                                      -3,575  17.85
Sale                                                                     -11,294  17.855
Sale                                                                      -5,798  17.86
Sale                                                                      -2,355  17.865
Sale                                                                      -5,729  17.87
Sale                                                                      -8,189  17.875
Sale                                                                     -11,287  17.88
Sale                                                                      -5,453  17.885
Sale                                                                      -1,856  17.89
Sale                                                                      -1,052  17.895
Sale                                                                     -13,844  17.9
Sale                                                                      -6,394  17.905
Sale                                                                        -301  17.90805
Sale                                                                      -4,615  17.91
Sale                                                                      -1,744  17.915
Sale                                                                      -9,671  17.92
Sale                                                                      -1,039  17.925
Sale                                                                     -10,124  17.93
Sale                                                                      -4,192  17.935
Sale                                                                      -8,718  17.94
Sale                                                                      -3,906  17.945
Sale                                                                     -10,586  17.95
Sale                                                                        -478  17.955
Sale                                                                      -9,211  17.96
Sale                                                                      -5,679  17.965
Sale                                                                      -7,497  17.97
Sale                                                                      -8,023  17.975
Sale                                                                      -9,313  17.98
Sale                                                                         -15  17.98125
Sale                                                                      -3,694  17.985
Sale                                                                      -6,732  17.99
Sale                                                                        -212  17.99305
Sale                                                                      -2,728  17.995
Sale                                                                      -9,007  18
Sale                                                                      -7,274  18.005
Sale                                                                      -6,422  18.01
Sale                                                                      -6,570  18.015
Sale                                                                     -11,786  18.02
Sale                                                                      -6,457  18.025
Sale                                                                      -3,490  18.03
Sale                                                                      -7,291  18.035
Sale                                                                      -2,379  18.04
Sale                                                                        -138  18.045
Sale                                                                      -2,758  18.0473
Sale                                                                        -833  18.05
Sale                                                                        -592  18.055
Sale                                                                      -1,079  18.06
Sale                                                                        -138  18.07
Sale                                                                        -506  18.075
Sale                                                                        -138  18.085
Sale                                                                        -248  18.09
Sale                                                                        -985  18.095
Sale                                                                         -50  18.1
Sale                                                                      -3,188  18.13
Sale                                                                      -1,869  18.135
Sale                                                                      -1,746  18.14
Sale                                                                      -1,259  18.145
Sale                                                                        -400  18.15
Sale                                                                      -2,731  18.155
Sale                                                                        -411  18.16
Sale                                                                        -586  18.17
Sale                                                                        -331  18.18
Sale                                                                        -137  18.195
Sale                                                                      -2,743  18.2
Sale                                                                         -69  18.265
Sale                                                                      -2,785  18.385
        
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5)
e.g. CFD
CFD                      Long                                                           100   17.6013
CFD                      Long                                                         1,935   17.999742
CFD                      Short                                                       14,954   18.018006
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,            Writing,           Number of securities    Exercise    Type, e.g.       Expiry       Option money
e.g. call option         selling,           to which the option     price       American,        date         paid/received
                         purchasing,        relates (Note 7)                    European etc.                 per unit (Note
                         varying etc.                                                                         5)
                                                                                                              


(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



(d)     Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (Note 5)

                                                                                     












4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.






Is a Supplemental Form 8 attached? (Note 9)                                          NO


Date of disclosure                                                        1 July 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a


Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


Contact Information

  • Citadel Europe LLP