Citadel Europe LLP
LSE : TTM

July 06, 2009 10:15 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     3 July 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                            0               0.00               3,991                0.00
    
(2) Derivatives (other than options)                          30,000               0.00           1,016,227                0.08
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                         30,000               0.00           1,020,218                0.08


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                         
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5)

Purchase                                                                     147  16.945
Purchase                                                                     900  16.95
Purchase                                                                     388  16.96
Purchase                                                                     747  16.965
Purchase                                                                   4,113  16.97
Purchase                                                                     279  16.975
Purchase                                                                   1,699  16.98
Purchase                                                                   3,667  16.985
Purchase                                                                   1,631  16.99
Purchase                                                                   3,483  16.995
Purchase                                                                   2,405  17
Purchase                                                                   2,158  17.005
Purchase                                                                     970  17.01
Purchase                                                                   3,690  17.015
Purchase                                                                     107  17.0195
Purchase                                                                   2,977  17.02
Purchase                                                                     692  17.025
Purchase                                                                   3,036  17.03
Purchase                                                                   3,751  17.035
Purchase                                                                   8,386  17.04
Purchase                                                                   7,840  17.045
Purchase                                                                   6,709  17.05
Purchase                                                                   3,352  17.055
Purchase                                                                   1,491  17.06
Purchase                                                                   1,968  17.065
Purchase                                                                     959  17.07
Purchase                                                                   1,235  17.075
Purchase                                                                   1,224  17.08
Purchase                                                                   4,582  17.085
Purchase                                                                   3,767  17.09
Purchase                                                                   2,002  17.095
Purchase                                                                   2,064  17.1
Purchase                                                                   5,980  17.105
Purchase                                                                   3,396  17.11
Purchase                                                                   1,255  17.115
Purchase                                                                   8,347  17.12
Purchase                                                                     290  17.125
Purchase                                                                     101  17.13
Purchase                                                                   5,249  17.135
Purchase                                                                   2,092  17.14
Purchase                                                                   2,634  17.145
Purchase                                                                     288  17.15
Purchase                                                                     635  17.16
Purchase                                                                     144  17.165
Purchase                                                                   2,897  17.1693
Purchase                                                                   3,339  17.17
Purchase                                                                     290  17.175
Purchase                                                                   1,397  17.18
Purchase                                                                     287  17.185
Purchase                                                                   2,227  17.19
Purchase                                                                   4,787  17.195
Purchase                                                                   4,239  17.2
Purchase                                                                   6,015  17.205
Purchase                                                                  10,479  17.21
Purchase                                                                   1,523  17.215
Purchase                                                                   1,164  17.22
Purchase                                                                   1,707  17.225
Purchase                                                                   1,092  17.23
Purchase                                                                     720  17.2325
Purchase                                                                   5,583  17.235
Purchase                                                                   1,099  17.24
Purchase                                                                     443  17.245
Purchase                                                                   4,178  17.25
Purchase                                                                     100  17.255
Purchase                                                                   1,367  17.26
Purchase                                                                     704  17.27
Purchase                                                                     754  17.275
Purchase                                                                   1,728  17.28
Purchase                                                                     619  17.285
Purchase                                                                     366  17.29
Purchase                                                                   1,896  17.295
Purchase                                                                     107  17.3
Purchase                                                                     842  17.305
Purchase                                                                   1,699  17.31
Purchase                                                                   1,399  17.315
Purchase                                                                      52  17.325
Purchase                                                                     288  17.33
Purchase                                                                     248  17.335
Purchase                                                                     740  17.34
Purchase                                                                     712  17.35
Purchase                                                                     432  17.355
Purchase                                                                     143  17.36
Purchase                                                                     698  17.365
Purchase                                                                     699  17.37
Purchase                                                                     897  17.38
Purchase                                                                     624  17.39
                                                                                  
Sell                                                                        -967  16.95
Sell                                                                        -446  16.96
Sell                                                                        -347  16.965
Sell                                                                      -2,260  16.97
Sell                                                                        -213  16.975
Sell                                                                      -1,559  16.98
Sell                                                                      -1,094  16.985
Sell                                                                        -421  16.99
Sell                                                                      -4,716  16.995
Sell                                                                        -820  16.99746
Sell                                                                      -8,338  17
Sell                                                                      -1,413  17.005
Sell                                                                      -2,179  17.01
Sell                                                                      -1,821  17.015
Sell                                                                        -107  17.0195
Sell                                                                     -14,055  17.02
Sell                                                                      -1,174  17.025
Sell                                                                      -7,130  17.03
Sell                                                                      -2,452  17.035
Sell                                                                      -2,791  17.04
Sell                                                                      -1,685  17.045
Sell                                                                      -7,236  17.05
Sell                                                                        -827  17.055
Sell                                                                      -5,986  17.06
Sell                                                                      -2,736  17.065
Sell                                                                      -5,224  17.07
Sell                                                                      -4,883  17.075
Sell                                                                        -146  17.085
Sell                                                                      -3,096  17.09
Sell                                                                        -988  17.095
Sell                                                                      -7,734  17.1
Sell                                                                        -185  17.105
Sell                                                                      -5,274  17.11
Sell                                                                        -775  17.115
Sell                                                                        -486  17.12
Sell                                                                      -2,138  17.125
Sell                                                                      -1,044  17.13
Sell                                                                      -2,916  17.135
Sell                                                                      -3,159  17.14
Sell                                                                        -300  17.145
Sell                                                                      -2,762  17.16
Sell                                                                        -800  17.165
Sell                                                                      -2,897  17.1693
Sell                                                                      -3,420  17.17
Sell                                                                      -1,240  17.175
Sell                                                                      -1,287  17.18
Sell                                                                      -2,458  17.185
Sell                                                                      -4,153  17.19
Sell                                                                      -6,403  17.195
Sell                                                                      -2,088  17.2
Sell                                                                      -1,040  17.205
Sell                                                                      -4,465  17.21
Sell                                                                      -6,028  17.215
Sell                                                                      -5,941  17.22
Sell                                                                      -2,402  17.225
Sell                                                                      -1,076  17.23
Sell                                                                      -2,363  17.235
Sell                                                                      -1,253  17.24
Sell                                                                      -2,972  17.245
Sell                                                                        -292  17.25
Sell                                                                        -144  17.255
Sell                                                                         -28  17.25769
Sell                                                                      -1,161  17.26
Sell                                                                        -144  17.265
Sell                                                                        -467  17.27
Sell                                                                        -489  17.275
Sell                                                                        -539  17.28
Sell                                                                      -1,140  17.285
Sell                                                                        -816  17.29
Sell                                                                        -255  17.295
Sell                                                                      -3,258  17.3
Sell                                                                        -444  17.305
Sell                                                                        -607  17.31
Sell                                                                      -3,320  17.315
Sell                                                                         -57  17.32
Sell                                                                        -284  17.325
Sell                                                                      -1,974  17.33
Sell                                                                        -424  17.335
Sell                                                                        -502  17.34
Sell                                                                        -432  17.345
Sell                                                                        -428  17.35
Sell                                                                        -144  17.355
Sell                                                                        -561  17.36
Sell                                                                      -5,321  17.365
Sell                                                                        -143  17.37
Sell                                                                        -143  17.375
Sell                                                                        -143  17.38
        
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5)
e.g. CFD
CFD                      Short                                                         -800   17.064375
CFD                      Short                                                      -42,200   17.135
CFD                      Short                                                       -2,170   17.362276
CFD                      Long                                                           285   17.294877
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,            Writing,           Number of securities    Exercise    Type, e.g.       Expiry       Option money
e.g. call option         selling,           to which the option     price       American,        date         paid/received
                         purchasing,        relates (Note 7)                    European etc.                 per unit (Note
                         varying etc.                                                                         5)
                                                                                                              


(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



(d)     Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (Note 5)

                                                                                     












4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.






Is a Supplemental Form 8 attached? (Note 9)                                          NO


Date of disclosure                                                        6 July 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a


Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


Contact Information

  • Citadel Europe LLP