Citadel Europe LLP
LSE : TTM

July 07, 2009 10:15 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     6 July 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                            0               0.00               3,582                0.00
    
(2) Derivatives (other than options)                          30,000               0.00             979,387                0.07
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                         30,000               0.00             982,969                0.07


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                         
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5)

Purchase                                                                     466  16.185
Purchase                                                                   5,757  16.19
Purchase                                                                  12,636  16.195
Purchase                                                                  13,784  16.2
Purchase                                                                   5,422  16.205
Purchase                                                                   3,137  16.21
Purchase                                                                     832  16.215
Purchase                                                                   3,173  16.22
Purchase                                                                   6,222  16.225
Purchase                                                                   1,502  16.23
Purchase                                                                     714  16.235
Purchase                                                                     389  16.24
Purchase                                                                     278  16.2446
Purchase                                                                     828  16.245
Purchase                                                                   1,759  16.25
Purchase                                                                   5,411  16.255
Purchase                                                                  10,015  16.26
Purchase                                                                   1,600  16.265
Purchase                                                                   3,938  16.27
Purchase                                                                     661  16.275
Purchase                                                                   4,176  16.28
Purchase                                                                   1,166  16.285
Purchase                                                                     458  16.29
Purchase                                                                     900  16.295
Purchase                                                                   1,469  16.3
Purchase                                                                     681  16.305
Purchase                                                                   1,133  16.31
Purchase                                                                   3,910  16.315
Purchase                                                                     153  16.32
Purchase                                                                     300  16.325
Purchase                                                                     300  16.33
Purchase                                                                     403  16.335
Purchase                                                                   1,714  16.34
Purchase                                                                   1,678  16.345
Purchase                                                                   6,608  16.35
Purchase                                                                     152  16.355
Purchase                                                                   8,066  16.36
Purchase                                                                   1,846  16.365
Purchase                                                                   1,431  16.37
Purchase                                                                   4,358  16.375
Purchase                                                                     760  16.38
Purchase                                                                     860  16.385
Purchase                                                                   1,758  16.39
Purchase                                                                   2,488  16.395
Purchase                                                                   5,103  16.4
Purchase                                                                   1,764  16.405
Purchase                                                                     300  16.41
Purchase                                                                   2,525  16.415
Purchase                                                                   5,098  16.42
Purchase                                                                   1,831  16.425
Purchase                                                                   4,531  16.43
Purchase                                                                   4,903  16.435
Purchase                                                                   6,081  16.44
Purchase                                                                   1,877  16.445
Purchase                                                                   8,029  16.45
Purchase                                                                     385  16.455
Purchase                                                                   6,412  16.46
Purchase                                                                  11,630  16.465
Purchase                                                                   3,479  16.47
Purchase                                                                   5,256  16.475
Purchase                                                                   9,442  16.48
Purchase                                                                   3,632  16.485
Purchase                                                                   8,237  16.49
Purchase                                                                   4,209  16.495
Purchase                                                                   6,182  16.5
Purchase                                                                   6,011  16.505
Purchase                                                                   1,796  16.51
Purchase                                                                   3,265  16.515
Purchase                                                                  14,726  16.52
Purchase                                                                   1,719  16.525
Purchase                                                                   1,090  16.53
Purchase                                                                     518  16.535
Purchase                                                                   3,336  16.54
Purchase                                                                   4,529  16.545
Purchase                                                                   1,901  16.55
Purchase                                                                   3,366  16.555
Purchase                                                                   3,880  16.56
Purchase                                                                   2,382  16.565
Purchase                                                                     600  16.575
Purchase                                                                   1,884  16.58
Purchase                                                                     663  16.585
Purchase                                                                   1,548  16.59
Purchase                                                                   4,398  16.595
Purchase                                                                   2,267  16.6
Purchase                                                                   5,633  16.605
Purchase                                                                  10,103  16.61
Purchase                                                                   7,860  16.615
Purchase                                                                   6,609  16.62
Purchase                                                                     963  16.625
Purchase                                                                   2,796  16.63
Purchase                                                                     611  16.635
Purchase                                                                   1,000  16.64
Purchase                                                                     750  16.645
Purchase                                                                   2,350  16.65
Purchase                                                                   2,323  16.655
Purchase                                                                   1,724  16.66
Purchase                                                                   1,011  16.665
Purchase                                                                     313  16.67
Purchase                                                                     828  16.68
Purchase                                                                   1,522  16.685
Purchase                                                                   2,335  16.69
Purchase                                                                   6,928  16.7
Purchase                                                                   1,835  16.705
Purchase                                                                   3,624  16.71
Purchase                                                                     972  16.715
Purchase                                                                   2,711  16.72
Purchase                                                                   3,951  16.725
Purchase                                                                   6,600  16.73
Purchase                                                                     500  16.73262
Purchase                                                                   1,051  16.735
Purchase                                                                   2,218  16.74
Purchase                                                                   1,592  16.745
Purchase                                                                   2,916  16.7497
Purchase                                                                   3,111  16.75
Purchase                                                                   3,499  16.755
Purchase                                                                   3,629  16.76
Purchase                                                                     586  16.765
Purchase                                                                   2,355  16.77
Purchase                                                                   2,187  16.775
Purchase                                                                     947  16.78
Purchase                                                                   1,685  16.785
Purchase                                                                   5,613  16.79
Purchase                                                                   1,127  16.8
Purchase                                                                     356  16.805
Purchase                                                                     636  16.9
Purchase                                                                   3,000  16.92
Sale                                                                      -1,095  16.17
Sale                                                                        -300  16.175
Sale                                                                        -154  16.18
Sale                                                                        -685  16.185
Sale                                                                      -6,680  16.19
Sale                                                                      -1,078  16.195
Sale                                                                      -8,407  16.2
Sale                                                                      -3,772  16.205
Sale                                                                     -10,527  16.21
Sale                                                                      -3,389  16.215
Sale                                                                      -1,000  16.22
Sale                                                                        -934  16.225
Sale                                                                      -3,113  16.23
Sale                                                                      -2,501  16.235
Sale                                                                      -2,682  16.24
Sale                                                                        -278  16.2446
Sale                                                                      -5,621  16.245
Sale                                                                     -12,821  16.25
Sale                                                                        -742  16.255
Sale                                                                      -2,879  16.26
Sale                                                                      -2,450  16.265
Sale                                                                        -506  16.27
Sale                                                                        -733  16.275
Sale                                                                        -606  16.28
Sale                                                                      -7,369  16.285
Sale                                                                      -3,302  16.29
Sale                                                                      -1,653  16.295
Sale                                                                      -3,420  16.3
Sale                                                                      -1,456  16.305
Sale                                                                      -2,252  16.31
Sale                                                                      -1,263  16.315
Sale                                                                        -624  16.32
Sale                                                                      -1,242  16.325
Sale                                                                      -1,500  16.33
Sale                                                                      -2,250  16.34
Sale                                                                        -815  16.345
Sale                                                                      -2,246  16.35
Sale                                                                        -287  16.355
Sale                                                                        -756  16.36
Sale                                                                        -600  16.365
Sale                                                                        -568  16.37
Sale                                                                        -654  16.375
Sale                                                                      -3,663  16.38
Sale                                                                      -2,454  16.385
Sale                                                                      -2,821  16.39
Sale                                                                      -2,194  16.395
Sale                                                                      -2,884  16.4
Sale                                                                      -2,677  16.405
Sale                                                                      -1,956  16.41
Sale                                                                      -2,396  16.415
Sale                                                                      -6,416  16.42
Sale                                                                      -3,334  16.425
Sale                                                                      -5,713  16.43
Sale                                                                         -32  16.43373
Sale                                                                      -5,116  16.435
Sale                                                                      -4,178  16.44
Sale                                                                      -2,241  16.445
Sale                                                                      -8,054  16.45
Sale                                                                      -7,334  16.455
Sale                                                                     -12,844  16.46
Sale                                                                      -4,544  16.465
Sale                                                                      -7,403  16.47
Sale                                                                      -1,011  16.475
Sale                                                                      -2,632  16.48
Sale                                                                      -3,456  16.485
Sale                                                                      -6,834  16.49
Sale                                                                        -210  16.49246
Sale                                                                      -4,081  16.495
Sale                                                                      -7,497  16.5
Sale                                                                      -6,014  16.505
Sale                                                                      -2,964  16.51
Sale                                                                      -5,508  16.515
Sale                                                                      -7,292  16.52
Sale                                                                      -3,608  16.525
Sale                                                                      -3,178  16.53
Sale                                                                      -3,851  16.535
Sale                                                                      -9,681  16.54
Sale                                                                      -1,743  16.545
Sale                                                                      -4,027  16.55
Sale                                                                      -1,302  16.555
Sale                                                                        -466  16.56
Sale                                                                      -1,646  16.565
Sale                                                                      -1,798  16.57
Sale                                                                      -1,050  16.575
Sale                                                                      -1,480  16.58
Sale                                                                      -2,523  16.585
Sale                                                                        -783  16.59
Sale                                                                      -2,100  16.595
Sale                                                                     -13,308  16.6
Sale                                                                      -4,339  16.605
Sale                                                                      -2,691  16.61
Sale                                                                        -845  16.615
Sale                                                                     -11,527  16.62
Sale                                                                        -876  16.625
Sale                                                                        -118  16.6275
Sale                                                                        -150  16.63
Sale                                                                        -731  16.64
Sale                                                                      -1,209  16.65
Sale                                                                      -1,903  16.655
Sale                                                                      -5,702  16.66
Sale                                                                      -1,435  16.665
Sale                                                                      -1,349  16.67
Sale                                                                      -2,190  16.675
Sale                                                                      -2,261  16.68
Sale                                                                      -3,448  16.685
Sale                                                                      -3,803  16.69
Sale                                                                      -1,074  16.695
Sale                                                                      -1,076  16.7
Sale                                                                        -149  16.705
Sale                                                                      -3,858  16.71
Sale                                                                      -3,053  16.715
Sale                                                                      -3,185  16.72
Sale                                                                        -404  16.725
Sale                                                                     -10,391  16.73
Sale                                                                      -1,405  16.735
Sale                                                                      -1,932  16.74
Sale                                                                      -2,283  16.745
Sale                                                                      -2,916  16.7497
Sale                                                                      -2,760  16.75
Sale                                                                      -3,810  16.755
Sale                                                                     -10,691  16.76
Sale                                                                        -686  16.765
Sale                                                                      -5,245  16.77
Sale                                                                        -149  16.775
Sale                                                                      -1,107  16.79
Sale                                                                        -300  16.795
Sale                                                                        -327  16.8
Sale                                                                      -1,064  16.805
Sale                                                                        -190  16.81
Sale                                                                      -1,253  16.815
Sale                                                                        -636  16.91
        
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5)
e.g. CFD
CFD                      Long                                                        43,200   16.718584
CFD                      Short                                                       -6,360   16.438299
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,            Writing,           Number of securities    Exercise    Type, e.g.       Expiry       Option money
e.g. call option         selling,           to which the option     price       American,        date         paid/received
                         purchasing,        relates (Note 7)                    European etc.                 per unit (Note
                         varying etc.                                                                         5)
                                                                                                              


(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



(d)     Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (Note 5)

                                                                                     












4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.






Is a Supplemental Form 8 attached? (Note 9)                                          NO


Date of disclosure                                                        7 July 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a


Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


Contact Information

  • Citadel Europe LLP