Citadel Europe LLP
LSE : TTM

July 09, 2009 10:15 ET

Rule 8.3 (Anglo American Plc)

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     8 July 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                        2,730               0.00                   0                0.00
    
(2) Derivatives (other than options)                          30,000               0.00             964,879                0.07
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                         32,730               0.00             964,879                0.07


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                         
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5)

Purchase                                                                     160  15.58
Purchase                                                                      19  15.5842
Purchase                                                                     960  15.59
Purchase                                                                      48  15.5992
Purchase                                                                     480  15.6
Purchase                                                                     920  15.605
Purchase                                                                   6,398  15.61
Purchase                                                                   3,196  15.635
Purchase                                                                   3,075  15.64
Purchase                                                                     159  15.645
Purchase                                                                     318  15.705
Purchase                                                                     174  15.71
Purchase                                                                   1,506  15.725
Purchase                                                                     932  15.73
Purchase                                                                     384  15.735
Purchase                                                                     593  15.7351
Purchase                                                                     401  15.74
Purchase                                                                   4,171  15.75
Purchase                                                                     534  15.755
Purchase                                                                   2,149  15.76
Purchase                                                                   1,226  15.765
Purchase                                                                   2,174  15.77
Purchase                                                                   6,509  15.775
Purchase                                                                   2,592  15.78
Purchase                                                                   1,223  15.785
Purchase                                                                   4,369  15.79
Purchase                                                                   1,558  15.795
Purchase                                                                   3,747  15.8
Purchase                                                                     466  15.805
Purchase                                                                   3,516  15.81
Purchase                                                                   2,229  15.815
Purchase                                                                     990  15.82
Purchase                                                                     692  15.825
Purchase                                                                   1,367  15.83
Purchase                                                                   1,905  15.835
Purchase                                                                   4,820  15.84
Purchase                                                                   1,384  15.845
Purchase                                                                   1,643  15.85
Purchase                                                                     733  15.86
Purchase                                                                     471  15.865
Purchase                                                                     844  15.87
Purchase                                                                     465  15.88
Purchase                                                                     365  15.885
Purchase                                                                   5,190  15.89
Purchase                                                                     157  15.9
Purchase                                                                   2,250  15.915
Purchase                                                                     795  15.92
Purchase                                                                     281  15.925
Purchase                                                                   1,466  15.93
Purchase                                                                     916  15.935
Purchase                                                                   3,302  15.94
Purchase                                                                     464  15.945
Purchase                                                                     156  15.95
Purchase                                                                   6,612  15.955
Purchase                                                                     691  15.96
Purchase                                                                     220  15.965
Purchase                                                                   1,346  15.97
Purchase                                                                     572  15.975
Purchase                                                                     831  15.98
Purchase                                                                   2,939  15.985
Purchase                                                                   1,281  15.99
Purchase                                                                   2,694  16.005
Purchase                                                                   4,010  16.01
Purchase                                                                     681  16.02
Purchase                                                                   2,331  16.025
Purchase                                                                   3,675  16.03
Purchase                                                                     213  16.035
Purchase                                                                   3,997  16.04
Purchase                                                                   3,000  16.045
Purchase                                                                   3,405  16.05
Purchase                                                                   5,331  16.055
Purchase                                                                   1,365  16.06
Purchase                                                                   6,642  16.065
Purchase                                                                   3,180  16.07
Purchase                                                                   9,049  16.075
Purchase                                                                   2,166  16.08
Purchase                                                                   6,675  16.085
Purchase                                                                   5,184  16.09
Purchase                                                                  14,683  16.095
Purchase                                                                  16,969  16.1
Purchase                                                                   8,865  16.105
Purchase                                                                   9,653  16.11
Purchase                                                                   4,325  16.115
Purchase                                                                  14,515  16.12
Purchase                                                                  12,525  16.125
Purchase                                                                   5,913  16.13
Purchase                                                                   7,279  16.135
Purchase                                                                   8,367  16.14
Purchase                                                                   5,963  16.145
Purchase                                                                  10,517  16.15
Purchase                                                                   8,734  16.155
Purchase                                                                      62  16.1575
Purchase                                                                  10,586  16.16
Purchase                                                                   2,174  16.165
Purchase                                                                   3,657  16.17
Purchase                                                                   3,855  16.175
Purchase                                                                   4,340  16.18
Purchase                                                                   4,136  16.185
Purchase                                                                   6,001  16.19
Purchase                                                                   2,087  16.195
Purchase                                                                   3,354  16.2
Purchase                                                                   3,995  16.205
Purchase                                                                   6,342  16.21
Purchase                                                                   1,295  16.215
Purchase                                                                   6,212  16.22
Purchase                                                                   4,602  16.225
Purchase                                                                  11,060  16.23
Purchase                                                                   7,702  16.235
Purchase                                                                   8,999  16.24
Purchase                                                                   7,259  16.245
Purchase                                                                   9,557  16.25
Purchase                                                                   9,567  16.255
Purchase                                                                   9,966  16.26
Purchase                                                                   6,247  16.265
Purchase                                                                   6,558  16.27
Purchase                                                                   3,230  16.275
Purchase                                                                  13,192  16.28
Purchase                                                                   2,943  16.285
Purchase                                                                   9,152  16.29
Purchase                                                                   4,747  16.295
Purchase                                                                   3,465  16.3
Purchase                                                                   1,271  16.305
Purchase                                                                   2,895  16.31
Purchase                                                                   1,155  16.315
Purchase                                                                     750  16.32
Purchase                                                                      33  16.325
Purchase                                                                     426  16.33
Purchase                                                                     674  16.36
Sale                                                                        -160  15.58
Sale                                                                         -19  15.5842
Sale                                                                        -886  15.585
Sale                                                                        -160  15.59
Sale                                                                        -340  15.595
Sale                                                                         -48  15.5992
Sale                                                                      -1,921  15.6
Sale                                                                        -480  15.605
Sale                                                                      -1,413  15.61
Sale                                                                        -398  15.615
Sale                                                                        -320  15.62
Sale                                                                      -2,569  15.63
Sale                                                                        -318  15.65
Sale                                                                        -318  15.675
Sale                                                                        -914  15.71
Sale                                                                        -753  15.715
Sale                                                                      -6,456  15.72
Sale                                                                        -100  15.74
Sale                                                                        -635  15.755
Sale                                                                        -314  15.75873
Sale                                                                      -2,073  15.76
Sale                                                                      -1,919  15.765
Sale                                                                      -6,421  15.77
Sale                                                                          -5  15.77246
Sale                                                                      -4,151  15.775
Sale                                                                      -1,762  15.78
Sale                                                                      -4,018  15.785
Sale                                                                      -3,666  15.79
Sale                                                                      -1,190  15.795
Sale                                                                      -1,482  15.8
Sale                                                                        -418  15.805
Sale                                                                        -158  15.81
Sale                                                                      -3,377  15.815
Sale                                                                      -6,943  15.825
Sale                                                                      -1,676  15.83
Sale                                                                        -157  15.835
Sale                                                                        -200  15.85
Sale                                                                        -112  15.855
Sale                                                                        -732  15.86
Sale                                                                        -157  15.87
Sale                                                                        -225  15.875
Sale                                                                        -823  15.88
Sale                                                                        -149  15.885
Sale                                                                      -1,900  15.89
Sale                                                                        -314  15.895
Sale                                                                      -2,913  15.9
Sale                                                                      -1,546  15.905
Sale                                                                      -3,586  15.91
Sale                                                                      -2,786  15.915
Sale                                                                      -2,076  15.92
Sale                                                                      -2,354  15.925
Sale                                                                        -865  15.93
Sale                                                                      -1,814  15.935
Sale                                                                        -923  15.94
Sale                                                                        -832  15.945
Sale                                                                        -706  15.95
Sale                                                                      -2,359  15.955
Sale                                                                      -1,001  15.96
Sale                                                                        -200  15.965
Sale                                                                      -1,119  15.97
Sale                                                                         -50  15.98
Sale                                                                        -200  15.98811
Sale                                                                      -1,134  15.99
Sale                                                                      -5,598  16
Sale                                                                      -3,807  16.005
Sale                                                                        -718  16.01
Sale                                                                        -845  16.015
Sale                                                                        -430  16.01847
Sale                                                                        -312  16.02
Sale                                                                      -3,833  16.03
Sale                                                                      -1,332  16.035
Sale                                                                      -1,751  16.04
Sale                                                                      -4,026  16.045
Sale                                                                      -3,393  16.05
Sale                                                                      -6,243  16.055
Sale                                                                      -1,275  16.06
Sale                                                                      -3,176  16.065
Sale                                                                      -1,951  16.07
Sale                                                                      -9,258  16.075
Sale                                                                     -17,837  16.08
Sale                                                                        -100  16.08398
Sale                                                                      -4,764  16.085
Sale                                                                      -8,314  16.09
Sale                                                                      -6,814  16.095
Sale                                                                     -22,180  16.1
Sale                                                                      -7,805  16.105
Sale                                                                      -7,422  16.11
Sale                                                                        -103  16.11142
Sale                                                                      -9,993  16.115
Sale                                                                     -11,722  16.12
Sale                                                                      -5,499  16.125
Sale                                                                      -7,192  16.13
Sale                                                                      -4,874  16.135
Sale                                                                      -8,923  16.14
Sale                                                                      -4,520  16.145
Sale                                                                     -17,155  16.15
Sale                                                                      -9,628  16.155
Sale                                                                      -8,093  16.16
Sale                                                                      -2,705  16.165
Sale                                                                      -4,813  16.17
Sale                                                                      -5,225  16.175
Sale                                                                      -8,288  16.18
Sale                                                                      -1,765  16.185
Sale                                                                      -4,770  16.19
Sale                                                                      -7,947  16.195
Sale                                                                      -4,730  16.2
Sale                                                                      -5,322  16.205
Sale                                                                      -6,267  16.21
Sale                                                                      -1,362  16.215
Sale                                                                      -2,464  16.22
Sale                                                                      -1,827  16.225
Sale                                                                     -12,945  16.23
Sale                                                                      -8,807  16.235
Sale                                                                      -6,002  16.24
Sale                                                                         -60  16.2428
Sale                                                                      -4,122  16.245
Sale                                                                      -3,487  16.25
Sale                                                                     -14,398  16.255
Sale                                                                     -23,605  16.26
Sale                                                                      -4,218  16.265
Sale                                                                     -23,699  16.27
Sale                                                                      -7,056  16.275
Sale                                                                      -1,353  16.28
Sale                                                                        -135  16.285
Sale                                                                        -795  16.29
Sale                                                                        -810  16.295
Sale                                                                        -942  16.3
Sale                                                                        -509  16.305
Sale                                                                      -1,064  16.315
Sale                                                                         -61  16.32
Sale                                                                        -459  16.33
Sale                                                                        -500  16.335
Sale                                                                        -911  16.34
Sale                                                                        -641  16.35
Sale                                                                        -152  16.36
        
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5)
e.g. CFD
CFD                      Long                                                         1,500   15.96688
CFD                      Long                                                         2,119   16.233688
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,            Writing,           Number of securities    Exercise    Type, e.g.       Expiry       Option money
e.g. call option         selling,           to which the option     price       American,        date         paid/received
                         purchasing,        relates (Note 7)                    European etc.                 per unit (Note
                         varying etc.                                                                         5)
                                                                                                              


(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



(d)     Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (Note 5)

                                                                                     












4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.






Is a Supplemental Form 8 attached? (Note 9)                                          NO


Date of disclosure                                                        9 July 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a


Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


Contact Information

  • Citadel Europe LLP