Citadel Europe LLP
LSE : TTM

July 16, 2009 10:15 ET

Rule 8.3 (Anglo American Plc)

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     15 July 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                          511               0.00                   0                0.00
    
(2) Derivatives (other than options)                          52,450               0.00             964,095                0.07
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                         52,961               0.00             964,095                0.07


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                         
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5)

Purchase                                                                     142                                          17.54
Purchase                                                                   1,346                                         17.555
Purchase                                                                     270                                          17.56
Purchase                                                                   8,907                                         17.565
Purchase                                                                   3,732                                          17.57
Purchase                                                                   4,202                                         17.575
Purchase                                                                  10,778                                          17.58
Purchase                                                                      44                                       17.58381
Purchase                                                                   9,246                                         17.585
Purchase                                                                     749                                          17.59
Purchase                                                                     934                                         17.595
Purchase                                                                   5,100                                           17.6
Purchase                                                                   2,859                                        17.6033
Purchase                                                                   9,722                                         17.605
Purchase                                                                   4,549                                          17.61
Purchase                                                                   7,577                                         17.615
Purchase                                                                   9,675                                          17.62
Purchase                                                                   6,148                                         17.625
Purchase                                                                  25,551                                          17.63
Purchase                                                                  19,205                                         17.635
Purchase                                                                  10,363                                          17.64
Purchase                                                                   5,841                                         17.645
Purchase                                                                  11,799                                          17.65
Purchase                                                                   4,900                                         17.655
Purchase                                                                  19,056                                          17.66
Purchase                                                                   8,968                                         17.665
Purchase                                                                  13,585                                          17.67
Purchase                                                                   3,873                                         17.675
Purchase                                                                   8,769                                          17.68
Purchase                                                                   5,091                                         17.685
Purchase                                                                   8,335                                          17.69
Purchase                                                                  11,074                                         17.695
Purchase                                                                  12,526                                           17.7
Purchase                                                                   3,875                                         17.705
Purchase                                                                   4,680                                          17.71
Purchase                                                                   7,993                                         17.715
Purchase                                                                   5,668                                          17.72
Purchase                                                                     178                                        17.7201
Purchase                                                                   5,354                                         17.725
Purchase                                                                      14                                       17.72627
Purchase                                                                   7,655                                          17.73
Purchase                                                                   2,525                                         17.735
Purchase                                                                   3,824                                          17.74
Purchase                                                                   6,453                                         17.745
Purchase                                                                   3,268                                          17.75
Purchase                                                                   1,033                                         17.755
Purchase                                                                   2,929                                          17.76
Purchase                                                                   1,029                                         17.765
Purchase                                                                   3,120                                          17.77
Purchase                                                                   3,361                                         17.775
Purchase                                                                   6,845                                          17.78
Purchase                                                                     956                                         17.785
Purchase                                                                   1,113                                          17.79
Purchase                                                                   2,887                                         17.795
Purchase                                                                   4,085                                           17.8
Purchase                                                                   2,054                                         17.805
Purchase                                                                   4,987                                          17.81
Purchase                                                                   1,494                                          17.82
Purchase                                                                     280                                         17.825
Purchase                                                                      37                                          17.83
Purchase                                                                     761                                          17.84
Purchase                                                                     139                                          17.86
Purchase                                                                   3,139                                         17.865
Purchase                                                                   2,253                                          17.87
Purchase                                                                     151                                         17.875
Purchase                                                                   1,675                                          17.89
Purchase                                                                   1,997                                         17.895
Purchase                                                                     417                                           17.9
Purchase                                                                   1,745                                         17.905
Purchase                                                                     970                                          17.91
Purchase                                                                   3,993                                         17.915
Purchase                                                                   3,417                                          17.92
Purchase                                                                     300                                       17.92254
Purchase                                                                     500                                         17.925
Purchase                                                                     500                                          17.93
Purchase                                                                     236                                       17.93387
Purchase                                                                     600                                         17.935
Purchase                                                                     155                                        17.9373
Purchase                                                                     350                                          17.94
Purchase                                                                     200                                       17.94254
Purchase                                                                   1,934                                          17.95
Purchase                                                                     278                                         17.955
Sell                                                                        -446                                          17.55
Sell                                                                        -429                                         17.555
Sell                                                                      -4,566                                          17.56
Sell                                                                      -4,604                                          17.57
Sell                                                                        -100                                         17.575
Sell                                                                     -11,020                                          17.58
Sell                                                                         -29                                       17.58485
Sell                                                                      -2,348                                         17.585
Sell                                                                      -1,501                                          17.59
Sell                                                                      -2,072                                         17.595
Sell                                                                     -13,151                                           17.6
Sell                                                                      -2,859                                        17.6033
Sell                                                                      -2,793                                         17.605
Sell                                                                     -11,913                                          17.61
Sell                                                                     -11,688                                         17.615
Sell                                                                      -8,031                                          17.62
Sell                                                                      -9,654                                         17.625
Sell                                                                     -15,042                                          17.63
Sell                                                                      -6,297                                         17.635
Sell                                                                     -14,306                                          17.64
Sell                                                                     -11,995                                         17.645
Sell                                                                      -9,006                                          17.65
Sell                                                                      -9,747                                         17.655
Sell                                                                        -200                                       17.65746
Sell                                                                      -6,322                                          17.66
Sell                                                                      -8,672                                         17.665
Sell                                                                     -11,090                                          17.67
Sell                                                                      -6,740                                         17.675
Sell                                                                      -8,701                                          17.68
Sell                                                                      -5,357                                         17.685
Sell                                                                      -7,193                                          17.69
Sell                                                                      -8,991                                         17.695
Sell                                                                     -10,462                                           17.7
Sell                                                                      -7,283                                         17.705
Sell                                                                     -11,236                                          17.71
Sell                                                                      -9,414                                         17.715
Sell                                                                        -195                                        17.7178
Sell                                                                     -11,548                                          17.72
Sell                                                                      -7,050                                         17.725
Sell                                                                      -4,531                                          17.73
Sell                                                                      -6,328                                         17.735
Sell                                                                      -4,190                                          17.74
Sell                                                                      -1,923                                         17.745
Sell                                                                     -13,686                                          17.75
Sell                                                                      -2,696                                         17.755
Sell                                                                      -4,926                                          17.76
Sell                                                                      -1,564                                         17.765
Sell                                                                        -424                                          17.77
Sell                                                                      -3,249                                         17.775
Sell                                                                      -6,285                                          17.78
Sell                                                                      -2,579                                         17.785
Sell                                                                      -3,995                                          17.79
Sell                                                                      -1,025                                         17.795
Sell                                                                        -541                                           17.8
Sell                                                                        -721                                         17.805
Sell                                                                      -1,037                                          17.81
Sell                                                                      -3,072                                         17.815
Sell                                                                      -5,336                                          17.82
Sell                                                                      -1,245                                         17.825
Sell                                                                        -140                                          17.83
Sell                                                                        -140                                          17.84
Sell                                                                      -1,698                                          17.85
Sell                                                                        -140                                         17.855
Sell                                                                        -417                                          17.87
Sell                                                                      -2,828                                          17.88
Sell                                                                      -3,142                                           17.9
Sell                                                                        -139                                         17.905
Sell                                                                      -2,460                                          17.91
Sell                                                                        -278                                          17.92
Sell                                                                        -139                                         17.925
Sell                                                                        -444                                         17.935
Sell                                                                        -155                                        17.9373
Sell                                                                        -478                                          17.94
Sell                                                                      -2,058                                         17.945
Sell                                                                      -5,705                                          17.95
Sell                                                                      -1,278                                          17.96
        
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5)
e.g. CFD
CFD                      Short                                                          156   17. 65
CFD                      Long                                                         9,263   17.660999
CFD                      Long                                                           200   17.69
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,            Writing,           Number of securities    Exercise    Type, e.g.       Expiry       Option money
e.g. call option         selling,           to which the option     price       American,        date         paid/received
                         purchasing,        relates (Note 7)                    European etc.                 per unit (Note
                         varying etc.                                                                         5)
                                                                                                              


(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



(d)     Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (Note 5)

                                                                                     




4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.






Is a Supplemental Form 8 attached? (Note 9)                                          NO


Date of disclosure                                                        16 July 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a


Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


Contact Information

  • Citadel Europe LLP