Citadel Europe LLP
LSE : TTM

July 30, 2009 10:15 ET

Rule 8.3 (Anglo American Plc)

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     29 July 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                       18,153               0.00               3,046                0.00
    
(2) Derivatives (other than options)                               0               0.00             962,456                0.07
    
(3) Options and agreements to purchase/sell                    1,250               0.00              45,300                0.00
    
Total                                                         19,403               0.00           1,010,802                0.08


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5)

Purchase                                                                   2,708  17.91
Purchase                                                                     287  17.94
Purchase                                                                     486  17.945
Purchase                                                                     394  17.95
Purchase                                                                     139  17.955
Purchase                                                                     278  17.96
Purchase                                                                   1,441  17.965
Purchase                                                                     183  17.975
Purchase                                                                     138  17.985
Purchase                                                                   2,397  17.995
Purchase                                                                   4,924  18
Purchase                                                                     506  18.01
Purchase                                                                     720  18.015
Purchase                                                                     138  18.02
Purchase                                                                      29  18.0225
Purchase                                                                   2,931  18.025
Purchase                                                                     150  18.02515
Purchase                                                                   1,846  18.03
Purchase                                                                   1,904  18.035
Purchase                                                                     797  18.04
Purchase                                                                     237  18.045
Purchase                                                                     124  18.0475
Purchase                                                                     919  18.05
Purchase                                                                     138  18.055
Purchase                                                                   1,184  18.06
Purchase                                                                   1,753  18.065
Purchase                                                                   1,206  18.07
Purchase                                                                   1,928  18.075
Purchase                                                                     502  18.08
Purchase                                                                   1,195  18.085
Purchase                                                                   1,504  18.09
Purchase                                                                   5,218  18.1
Purchase                                                                   1,720  18.105
Purchase                                                                   4,287  18.11
Purchase                                                                     928  18.115
Purchase                                                                   2,000  18.125
Purchase                                                                   1,841  18.13
Purchase                                                                   3,433  18.135
Purchase                                                                   2,430  18.14
Purchase                                                                   1,174  18.155
Purchase                                                                     137  18.16
Purchase                                                                     465  18.165
Purchase                                                                   1,082  18.18
Purchase                                                                     488  18.185
Purchase                                                                   2,440  18.19
Purchase                                                                   1,510  18.195
Purchase                                                                      14  18.197
Purchase                                                                   4,132  18.2
Purchase                                                                   1,110  18.205
Purchase                                                                   5,723  18.21
Purchase                                                                     164  18.215
Purchase                                                                      91  18.2173
Purchase                                                                   1,831  18.22
Purchase                                                                   2,631  18.225
Purchase                                                                   3,101  18.23
Purchase                                                                   3,540  18.235
Purchase                                                                   2,665  18.24
Purchase                                                                   4,238  18.245
Purchase                                                                   1,679  18.25
Purchase                                                                   6,089  18.255
Purchase                                                                   2,401  18.26
Purchase                                                                   2,940  18.265
Purchase                                                                   8,662  18.27
Purchase                                                                   6,089  18.275
Purchase                                                                   8,008  18.28
Purchase                                                                     136  18.285
Purchase                                                                     694  18.29
Purchase                                                                     957  18.295
Purchase                                                                   1,732  18.3
Purchase                                                                   3,284  18.305
Purchase                                                                   3,125  18.31
Purchase                                                                     703  18.315
Purchase                                                                   4,344  18.32
Purchase                                                                   2,090  18.325
Purchase                                                                   2,648  18.33
Purchase                                                                   2,760  18.335
Purchase                                                                   1,588  18.34
Purchase                                                                     898  18.345
Purchase                                                                   2,207  18.35
Purchase                                                                     136  18.355
Purchase                                                                   3,862  18.36
Purchase                                                                   1,172  18.365
Purchase                                                                   2,700  18.37
Purchase                                                                     699  18.375
Purchase                                                                   1,686  18.38
Purchase                                                                     712  18.385
Purchase                                                                     970  18.39
Purchase                                                                     405  18.395
Purchase                                                                   2,430  18.4
Purchase                                                                     458  18.405
Purchase                                                                     945  18.41
Purchase                                                                   2,133  18.415
Purchase                                                                     135  18.42
Purchase                                                                   1,077  18.425
Purchase                                                                   1,395  18.43
Purchase                                                                      21  18.44
Purchase                                                                     100  18.445
Purchase                                                                   4,680  18.45
Purchase                                                                   1,216  18.455
Purchase                                                                     127  18.46
Purchase                                                                     376  18.47
Purchase                                                                     135  18.48
Purchase                                                                   1,635  18.485
Purchase                                                                   1,229  18.49
Purchase                                                                     400  18.495
Purchase                                                                     405  18.505
Sale                                                                        -516  17.94818
Sale                                                                        -139  17.96
Sale                                                                        -125  17.965
Sale                                                                        -665  17.975
Sale                                                                        -401  17.98
Sale                                                                      -2,214  17.985
Sale                                                                        -843  17.99
Sale                                                                        -948  17.995
Sale                                                                      -1,424  18
Sale                                                                      -2,464  18.005
Sale                                                                        -276  18.01
Sale                                                                      -1,353  18.02
Sale                                                                      -4,019  18.025
Sale                                                                      -3,595  18.03
Sale                                                                      -5,371  18.035
Sale                                                                      -2,461  18.04
Sale                                                                      -1,003  18.045
Sale                                                                        -761  18.05
Sale                                                                        -334  18.055
Sale                                                                      -4,009  18.06
Sale                                                                      -1,019  18.065
Sale                                                                      -3,675  18.07
Sale                                                                         -33  18.075
Sale                                                                        -414  18.08
Sale                                                                        -360  18.085
Sale                                                                        -301  18.09
Sale                                                                        -481  18.095
Sale                                                                      -5,337  18.1
Sale                                                                      -1,600  18.105
Sale                                                                        -867  18.115
Sale                                                                      -4,000  18.12
Sale                                                                        -826  18.125
Sale                                                                      -2,558  18.13
Sale                                                                        -500  18.135
Sale                                                                        -500  18.14
Sale                                                                      -1,571  18.145
Sale                                                                        -274  18.16
Sale                                                                      -1,942  18.165
Sale                                                                        -917  18.17
Sale                                                                      -4,558  18.175
Sale                                                                         -74  18.18
Sale                                                                      -2,327  18.185
Sale                                                                      -1,896  18.19
Sale                                                                      -1,722  18.195
Sale                                                                         -14  18.197
Sale                                                                      -5,396  18.2
Sale                                                                      -1,320  18.205
Sale                                                                      -6,362  18.21
Sale                                                                      -1,323  18.215
Sale                                                                         -91  18.2173
Sale                                                                      -1,467  18.22
Sale                                                                        -678  18.225
Sale                                                                      -3,340  18.23
Sale                                                                        -137  18.235
Sale                                                                        -137  18.24
Sale                                                                      -1,701  18.245
Sale                                                                      -2,500  18.25
Sale                                                                      -4,171  18.255
Sale                                                                      -3,824  18.26
Sale                                                                      -7,086  18.265
Sale                                                                      -4,405  18.27
Sale                                                                      -1,335  18.275
Sale                                                                      -1,344  18.28
Sale                                                                      -1,567  18.285
Sale                                                                      -1,480  18.29
Sale                                                                      -4,113  18.295
Sale                                                                      -7,088  18.3
Sale                                                                      -1,001  18.305
Sale                                                                      -3,301  18.31
Sale                                                                        -559  18.315
Sale                                                                      -1,406  18.32
Sale                                                                      -4,496  18.325
Sale                                                                      -5,277  18.33
Sale                                                                      -3,807  18.335
Sale                                                                      -1,819  18.34
Sale                                                                      -1,530  18.345
Sale                                                                      -3,571  18.35
Sale                                                                        -779  18.355
Sale                                                                      -1,125  18.36
Sale                                                                        -408  18.365
Sale                                                                      -1,490  18.37
Sale                                                                      -1,554  18.375
Sale                                                                      -1,281  18.38
Sale                                                                      -1,980  18.385
Sale                                                                        -677  18.39
Sale                                                                        -939  18.395
Sale                                                                      -3,666  18.4
Sale                                                                      -2,050  18.405
Sale                                                                      -1,193  18.41
Sale                                                                        -293  18.415
Sale                                                                        -120  18.42
Sale                                                                      -2,542  18.425
Sale                                                                        -159  18.43
Sale                                                                        -392  18.435
Sale                                                                      -1,740  18.44
Sale                                                                      -1,402  18.445
Sale                                                                        -751  18.45
Sale                                                                        -135  18.455
Sale                                                                        -135  18.46
Sale                                                                      -4,805  18.47
Sale                                                                        -386  18.475
Sale                                                                      -1,354  18.48
Sale                                                                      -1,870  18.49
        
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5)
e.g. CFD
CFD                      Long                                                         2,217   18.298212
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.           Expiry       Option money
e.g. call option     purchasing, varying     securities to      price      American, European   date         paid/received per
                     etc.                    which the                     etc.                              unit (Note 5)
                                             option relates
                                             (Note 7)
Call                 Sell                             -950.00         15   American             12/19/2009                   1.9
Put                  Purchase                       -1,500.00         10   American             12/19/2009                  0.35
Put                  Purchase                          -50.00       12.5   American             12/19/2009                  0.95
Put                  Purchase                       -4,400.00       12.5   American             12/19/2009                   0.9
Call                 Purchase                          200.00         15   American             08/22/2009                   0.7
Put                  Purchase                          -50.00         15   American             12/19/2009                     2
Call                 Purchase                          200.00         15   American             08/22/2009                  0.75

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
Purchase ADR                                                                   1100  14.87363636
Purchase ADR                                                                   3500  14.89714286
Purchase ADR                                                                   1500  14.95
Purchase ADR                                                                   1100  14.96
Purchase ADR                                                                   3805  14.98452037
Sale ADR                                                                       -500  14.896
Sale ADR                                                                       -400  14.9
Sale ADR                                                                       -100  14.9
Sale ADR                                                                      -3400  14.90639706
Sale ADR                                                                       -800  14.9425
Sale ADR                                                                      -1700  14.95294118
Sale ADR                                                                       -125  14.96352
Sale ADR                                                                       -600  14.96666667
Sale ADR                                                                       -400  15.05
Sale ADR                                                                       -200  15.05

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        30 July 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Call Option            Purchase                        -10,350   17.5                American                      08/22/2009
Put Option             Purchase                         -7,800   15                  American                      09/19/2009
Call Option            Purchase                         -7,100   15                  American                      08/22/2009
Put Option             Purchase                         -4,450   12.5                American                      12/19/2009
Call Option            Purchase                         -4,250   15                  American                      09/19/2009
Call Option            Purchase                         -2,900   10                  American                      09/19/2009
Put Option             Purchase                         -2,500   10                  American                      09/19/2009
Call Option            Purchase                         -1,550   17.5                American                      09/19/2009
Put Option             Purchase                         -1,500   10                  American                      12/19/2009
Put Option             Purchase                         -1,450   15                  American                      08/22/2009
Call Option            Purchase                           -450   15                  American                      12/19/2009
Put Option             Purchase                           -450   12.5                American                      08/22/2009
Call Option            Purchase                           -250   12.5                American                      09/19/2009
Call Option            Purchase                           -250   12.5                American                      08/22/2009
Put Option             Purchase                            -50   15                  American                      12/19/2009
Call Option            Purchase                            150   20                  American                      09/19/2009
Call Option            Purchase                            550   7.5                 American                      09/19/2009
Put Option             Purchase                            550   12.5                American                      09/19/2009

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk






Contact Information

  • Citadel Europe LLP