Citadel Europe LLP
LSE : TTM

August 04, 2009 10:15 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     3 August 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                       24,802               0.00               3,801                0.00
    
(2) Derivatives (other than options)                           4,444               0.00             960,829                0.07
    
(3) Options and agreements to purchase/sell                      950               0.00              60,800                0.00
    
Total                                                         30,196               0.00           1,025,430                0.08


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5)

Purchase                                                                     407                                          19.35
Purchase                                                                     296                                         19.355
Purchase                                                                     811                                          19.36
Purchase                                                                      74                                         19.415
Purchase                                                                     154                                          19.42
Purchase                                                                   1,165                                          19.44
Purchase                                                                     199                                          19.46
Purchase                                                                     127                                         19.555
Purchase                                                                     146                                          19.59
Purchase                                                                     501                                         19.595
Purchase                                                                     685                                         19.625
Purchase                                                                     263                                          19.63
Purchase                                                                   1,018                                         19.645
Purchase                                                                     739                                          19.65
Purchase                                                                   1,873                                         19.655
Purchase                                                                   2,700                                         19.665
Purchase                                                                     254                                         19.675
Purchase                                                                     126                                          19.69
Purchase                                                                   3,008                                          19.73
Purchase                                                                   2,391                                          19.75
Purchase                                                                     700                                         19.785
Purchase                                                                     602                                          19.79
Purchase                                                                     252                                           19.8
Purchase                                                                   3,749                                         19.805
Purchase                                                                     194                                          19.81
Purchase                                                                   3,360                                         19.815
Purchase                                                                     392                                          19.83
Purchase                                                                     693                                         19.835
Purchase                                                                     200                                          19.84
Purchase                                                                     666                                         19.845
Purchase                                                                  10,734                                          19.85
Purchase                                                                   1,209                                         19.855
Purchase                                                                   8,078                                          19.86
Purchase                                                                   1,713                                         19.865
Purchase                                                                     923                                          19.87
Purchase                                                                     386                                         19.875
Purchase                                                                     601                                          19.88
Purchase                                                                     778                                         19.885
Purchase                                                                   3,273                                          19.89
Purchase                                                                   1,138                                         19.895
Purchase                                                                   4,177                                           19.9
Purchase                                                                   1,234                                         19.905
Purchase                                                                   5,928                                          19.91
Purchase                                                                     375                                         19.915
Purchase                                                                   2,817                                          19.92
Purchase                                                                     250                                          19.93
Purchase                                                                     525                                         19.935
Purchase                                                                   1,691                                          19.94
Purchase                                                                   1,223                                         19.945
Purchase                                                                   3,283                                          19.95
Purchase                                                                   6,549                                         19.955
Purchase                                                                   6,195                                          19.96
Purchase                                                                   5,052                                         19.965
Purchase                                                                  11,177                                          19.97
Purchase                                                                  11,422                                         19.975
Purchase                                                                  22,143                                          19.98
Purchase                                                                  11,261                                         19.985
Purchase                                                                  42,049                                          19.99
Purchase                                                                  16,813                                         19.995
Purchase                                                                  33,761                                             20
Purchase                                                                   9,201                                         20.005
Purchase                                                                   7,060                                          20.01
Purchase                                                                   3,773                                         20.015
Purchase                                                                   5,340                                          20.02
Purchase                                                                   4,288                                         20.025
Purchase                                                                   4,019                                          20.03
Purchase                                                                   5,332                                         20.035
Purchase                                                                   2,364                                          20.04
Purchase                                                                   3,410                                         20.045
Purchase                                                                   7,510                                          20.05
Purchase                                                                   6,632                                         20.055
Purchase                                                                   6,341                                          20.06
Purchase                                                                   5,585                                         20.065
Purchase                                                                   3,324                                          20.07
Purchase                                                                   8,746                                         20.075
Purchase                                                                   8,559                                          20.08
Purchase                                                                   5,699                                         20.085
Purchase                                                                  10,903                                          20.09
Purchase                                                                   6,238                                         20.095
Purchase                                                                  11,883                                           20.1
Purchase                                                                   4,201                                         20.105
Purchase                                                                  20,972                                          20.11
Purchase                                                                   5,994                                         20.115
Purchase                                                                   6,911                                          20.12
Purchase                                                                  10,603                                         20.125
Purchase                                                                  18,872                                          20.13
Purchase                                                                   7,104                                         20.135
Purchase                                                                  14,206                                          20.14
Purchase                                                                   5,918                                         20.145
Purchase                                                                  16,337                                          20.15
Purchase                                                                   9,309                                         20.155
Purchase                                                                   5,601                                          20.16
Purchase                                                                   3,588                                         20.165
Purchase                                                                  12,258                                          20.17
Purchase                                                                   8,789                                         20.175
Purchase                                                                   8,069                                          20.18
Purchase                                                                   5,586                                         20.185
Purchase                                                                     206                                        20.1899
Purchase                                                                   6,485                                          20.19
Purchase                                                                   3,385                                         20.195
Purchase                                                                   9,476                                           20.2
Purchase                                                                     369                                         20.205
Purchase                                                                     197                                          20.22
Purchase                                                                     368                                          20.23
Purchase                                                                     845                                         20.235
Purchase                                                                     231                                         20.245
Sale                                                                      -2,442                                           19.3
Sale                                                                        -129                                         19.345
Sale                                                                        -516                                         19.355
Sale                                                                        -774                                          19.36
Sale                                                                        -128                                          19.42
Sale                                                                          -3                                         19.435
Sale                                                                        -254                                          19.54
Sale                                                                        -642                                          19.57
Sale                                                                        -127                                          19.58
Sale                                                                        -127                                         19.595
Sale                                                                      -1,442                                          19.61
Sale                                                                        -938                                          19.63
Sale                                                                        -856                                          19.64
Sale                                                                        -127                                         19.645
Sale                                                                        -422                                          19.66
Sale                                                                        -127                                          19.67
Sale                                                                        -381                                         19.685
Sale                                                                      -4,325                                          19.69
Sale                                                                      -1,764                                         19.695
Sale                                                                        -378                                          19.79
Sale                                                                      -2,844                                           19.8
Sale                                                                        -883                                         19.805
Sale                                                                      -3,238                                          19.81
Sale                                                                      -1,608                                         19.815
Sale                                                                        -300                                          19.82
Sale                                                                      -2,550                                          19.83
Sale                                                                      -5,096                                          19.84
Sale                                                                        -785                                         19.845
Sale                                                                      -4,343                                          19.85
Sale                                                                      -1,123                                         19.855
Sale                                                                      -3,058                                          19.86
Sale                                                                        -250                                         19.865
Sale                                                                      -3,016                                          19.87
Sale                                                                      -2,253                                         19.875
Sale                                                                      -1,851                                          19.88
Sale                                                                        -873                                         19.885
Sale                                                                      -2,186                                          19.89
Sale                                                                      -1,545                                         19.895
Sale                                                                      -3,110                                           19.9
Sale                                                                      -1,829                                         19.905
Sale                                                                        -670                                          19.91
Sale                                                                        -333                                         19.915
Sale                                                                      -2,771                                          19.92
Sale                                                                        -393                                         19.925
Sale                                                                        -550                                         19.935
Sale                                                                        -250                                          19.94
Sale                                                                      -1,533                                         19.945
Sale                                                                     -13,473                                          19.95
Sale                                                                      -5,245                                         19.955
Sale                                                                     -10,788                                          19.96
Sale                                                                      -9,170                                         19.965
Sale                                                                     -22,227                                          19.97
Sale                                                                      -6,639                                         19.975
Sale                                                                     -24,353                                          19.98
Sale                                                                     -14,283                                         19.985
Sale                                                                     -20,623                                          19.99
Sale                                                                     -11,173                                         19.995
Sale                                                                     -26,482                                             20
Sale                                                                      -6,622                                         20.005
Sale                                                                      -3,792                                          20.01
Sale                                                                      -2,891                                         20.015
Sale                                                                      -9,496                                          20.02
Sale                                                                      -4,477                                         20.025
Sale                                                                      -4,983                                          20.03
Sale                                                                      -4,274                                         20.035
Sale                                                                      -3,671                                          20.04
Sale                                                                      -1,638                                         20.045
Sale                                                                      -8,586                                          20.05
Sale                                                                      -6,831                                         20.055
Sale                                                                     -12,061                                          20.06
Sale                                                                      -6,815                                         20.065
Sale                                                                     -20,429                                          20.07
Sale                                                                     -15,186                                         20.075
Sale                                                                      -4,198                                          20.08
Sale                                                                      -9,274                                         20.085
Sale                                                                     -11,216                                          20.09
Sale                                                                     -11,506                                         20.095
Sale                                                                     -20,661                                           20.1
Sale                                                                      -3,382                                         20.105
Sale                                                                     -10,134                                          20.11
Sale                                                                      -7,484                                         20.115
Sale                                                                     -11,860                                          20.12
Sale                                                                     -15,898                                         20.125
Sale                                                                     -14,055                                          20.13
Sale                                                                      -2,614                                         20.135
Sale                                                                      -8,135                                          20.14
Sale                                                                      -5,338                                         20.145
Sale                                                                     -14,689                                          20.15
Sale                                                                      -6,580                                         20.155
Sale                                                                     -11,173                                          20.16
Sale                                                                      -3,645                                         20.165
Sale                                                                      -9,558                                          20.17
Sale                                                                      -4,951                                         20.175
Sale                                                                      -7,681                                          20.18
Sale                                                                        -534                                         20.185
Sale                                                                        -206                                        20.1899
Sale                                                                      -3,126                                          20.19
Sale                                                                      -2,826                                         20.195
Sale                                                                      -4,575                                           20.2
Sale                                                                        -369                                         20.205
Sale                                                                        -893                                          20.21
Sale                                                                      -2,172                                         20.215
Sale                                                                      -3,434                                          20.22
Sale                                                                      -2,823                                          20.23
Sale                                                                        -370                                         20.235
Sale                                                                      -2,145                                          20.24
        
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5)
e.g. CFD
                                                                                                                               
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g. American,   Expiry   Option money
e.g. call option     purchasing, varying     securities to      price      European etc.          date     paid/received per
                     etc.                    which the                                                     unit (Note 5)
                                             option relates
                                             (Note 7)
                                                                                                                                

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        4 August 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchase                         -2,500                  10   American                      09/19/2009
Call Option            Purchase                           -500                12.5   American                      09/19/2009
Call Option            Purchase                         -2,900                  10   American                      09/19/2009
Put Option             Purchase                            550                12.5   American                      09/19/2009
Call Option            Purchase                         -4,250                  15   American                      09/19/2009
Put Option             Purchase                         -7,800                  15   American                      09/19/2009
Call Option            Purchase                            150                  20   American                      09/19/2009
Call Option            Purchase                         -1,250                17.5   American                      09/19/2009
Call Option            Purchase                            200                12.5   American                      12/19/2009
Put Option             Purchase                         -1,500                  10   American                      12/19/2009
Put Option             Purchase                         -4,450                12.5   American                      12/19/2009
Put Option             Purchase                         -2,450                17.5   American                      12/19/2009
Call Option            Purchase                         -3,900                  15   American                      12/19/2009
Put Option             Purchase                            -50                  15   American                      12/19/2009
Call Option            Purchase                             50                22.5   American                      12/19/2009
Put Option             Purchase                           -450                12.5   American                      08/22/2009
Call Option            Purchase                           -250                12.5   American                      08/22/2009
Call Option            Purchase                         -7,100                  15   American                      08/22/2009
Put Option             Purchase                        -11,450                  15   American                      08/22/2009
Call Option            Purchase                        -10,000                17.5   American                      08/22/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk






Contact Information

  • Citadel Europe LLP