Citadel Europe LLP
LSE : TTM

August 07, 2009 10:15 ET

Rule 8.3 (Anglo American Plc)

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     6 August 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                       23,502               0.00               2,479                0.00
    
(2) Derivatives (other than options)                           4,578               0.00             960,829                0.07
    
(3) Options and agreements to purchase/sell                      950               0.00              56,950                0.00
    
Total                                                         29,030               0.00           1,020,258                0.08


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                     487                                          19.34
Purchase                                                                    2368                                         19.345
Purchase                                                                     774                                          19.35
Purchase                                                                    2685                                         19.355
Purchase                                                                    2751                                          19.36
Purchase                                                                    2338                                         19.365
Purchase                                                                    1045                                          19.37
Purchase                                                                    1889                                         19.375
Purchase                                                                     681                                          19.38
Purchase                                                                    1593                                         19.385
Purchase                                                                    3583                                          19.39
Purchase                                                                     972                                         19.395
Purchase                                                                    1660                                           19.4
Purchase                                                                    4828                                         19.405
Purchase                                                                    2298                                          19.41
Purchase                                                                    2770                                         19.415
Purchase                                                                     218                                          19.42
Purchase                                                                    1205                                         19.425
Purchase                                                                    3316                                          19.43
Purchase                                                                    1959                                         19.435
Purchase                                                                   10880                                          19.44
Purchase                                                                    1618                                         19.445
Purchase                                                                    3385                                          19.45
Purchase                                                                    6253                                         19.455
Purchase                                                                    4755                                          19.46
Purchase                                                                    3580                                         19.465
Purchase                                                                    5307                                          19.47
Purchase                                                                    4524                                         19.475
Purchase                                                                    9872                                          19.48
Purchase                                                                    6730                                         19.485
Purchase                                                                    8764                                          19.49
Purchase                                                                    9570                                         19.495
Purchase                                                                   11198                                           19.5
Purchase                                                                    5803                                         19.505
Purchase                                                                    4737                                          19.51
Purchase                                                                     103                                        19.5102
Purchase                                                                    5492                                         19.515
Purchase                                                                   13260                                          19.52
Purchase                                                                    5068                                         19.525
Purchase                                                                    9772                                          19.53
Purchase                                                                    9252                                         19.535
Purchase                                                                    5961                                          19.54
Purchase                                                                    1297                                         19.545
Purchase                                                                    6291                                          19.55
Purchase                                                                     991                                         19.555
Purchase                                                                    7731                                          19.56
Purchase                                                                    4072                                         19.565
Purchase                                                                    1469                                          19.57
Purchase                                                                    6282                                         19.575
Purchase                                                                    3779                                          19.58
Purchase                                                                    3298                                         19.585
Purchase                                                                     395                                          19.59
Purchase                                                                     400                                         19.595
Purchase                                                                     648                                         19.605
Purchase                                                                     356                                         19.615
Purchase                                                                     245                                          19.62
Purchase                                                                     388                                         19.625
Purchase                                                                     500                                          19.63
Purchase                                                                    2241                                         19.635
Purchase                                                                    1911                                          19.64
Purchase                                                                    2273                                         19.645
Purchase                                                                    1890                                          19.65
Purchase                                                                     262                                         19.655
Purchase                                                                     168                                          19.66
Purchase                                                                     127                                         19.665
Purchase                                                                    4616                                          19.67
Purchase                                                                    5235                                         19.675
Purchase                                                                    3540                                          19.68
Purchase                                                                    2499                                         19.685
Purchase                                                                    3655                                          19.69
Purchase                                                                    3439                                         19.695
Purchase                                                                    3841                                           19.7
Purchase                                                                    3744                                         19.705
Purchase                                                                    1081                                          19.71
Purchase                                                                     406                                         19.715
Purchase                                                                    1841                                          19.72
Purchase                                                                    3333                                         19.725
Purchase                                                                    3380                                          19.73
Purchase                                                                    1693                                         19.735
Purchase                                                                    1238                                          19.74
Purchase                                                                    2428                                         19.745
Purchase                                                                    8823                                          19.75
Purchase                                                                    5176                                         19.755
Purchase                                                                    3745                                          19.76
Purchase                                                                    3207                                         19.765
Purchase                                                                     832                                          19.77
Purchase                                                                    1807                                         19.775
Purchase                                                                     804                                          19.78
Purchase                                                                     324                                         19.785
Purchase                                                                    2985                                          19.79
Purchase                                                                    2996                                         19.795
Purchase                                                                    6690                                           19.8
Purchase                                                                    1024                                         19.805
Purchase                                                                     378                                          19.81
Purchase                                                                    3291                                         19.815
Purchase                                                                    1852                                          19.82
Purchase                                                                    3680                                         19.825
Purchase                                                                     438                                          19.83
Purchase                                                                     567                                         19.835
Purchase                                                                    3038                                          19.84
Purchase                                                                     294                                         19.845
Purchase                                                                    3153                                          19.85
Purchase                                                                    1130                                         19.855
Purchase                                                                    2366                                          19.86
Purchase                                                                    2068                                         19.865
Purchase                                                                    7491                                          19.87
Purchase                                                                    2123                                         19.875
Purchase                                                                    5239                                          19.88
Purchase                                                                    2797                                         19.885
Purchase                                                                     250                                          19.89
Purchase                                                                    3192                                         19.895
Purchase                                                                    3568                                           19.9
Purchase                                                                    3090                                          19.91
Purchase                                                                    1243                                         19.915
Purchase                                                                    1665                                          19.92
Purchase                                                                     125                                          19.95
Purchase                                                                     614                                         19.985
Purchase                                                                     944                                          19.99
Purchase                                                                     286                                         19.995
Purchase                                                                    1603                                             20
Purchase                                                                    1053                                         20.005
Purchase                                                                     496                                          20.01
Purchase                                                                    1282                                         20.015
Purchase                                                                    1541                                          20.02
Purchase                                                                     182                                         20.025
Purchase                                                                    8983                                          20.03
Purchase                                                                    2393                                         20.035
Purchase                                                                    5220                                          20.04
Purchase                                                                    2497                                          20.05
Purchase                                                                     889                                         20.055
Purchase                                                                    1892                                          20.06
Purchase                                                                    1201                                          20.09
Purchase                                                                    2522                                           20.1
Purchase                                                                    1351                                         20.105
Purchase                                                                    2162                                          20.11
Purchase                                                                     872                                         20.115
Purchase                                                                    6684                                          20.12
Purchase                                                                     503                                         20.125
Purchase                                                                    1820                                          20.13
Purchase                                                                    3578                                         20.135
Purchase                                                                    3477                                          20.14
Purchase                                                                    4018                                         20.145
Purchase                                                                     809                                          20.15
Purchase                                                                    2585                                         20.155
Purchase                                                                    1156                                          20.16
Purchase                                                                     200                                         20.165
Purchase                                                                    2584                                          20.17
Purchase                                                                     246                                         20.185
Purchase                                                                      22                                          20.19
Purchase                                                                     380                                         20.195
Purchase                                                                     700                                         20.205
Sell                                                                        -727                                          19.34
Sell                                                                        -659                                         19.345
Sell                                                                        -587                                          19.35
Sell                                                                        -788                                         19.355
Sell                                                                       -3824                                          19.36
Sell                                                                        -964                                         19.365
Sell                                                                       -1900                                          19.37
Sell                                                                       -4129                                         19.375
Sell                                                                       -1578                                          19.38
Sell                                                                       -1199                                         19.385
Sell                                                                        -640                                          19.39
Sell                                                                       -2812                                         19.395
Sell                                                                       -1750                                           19.4
Sell                                                                       -5201                                         19.405
Sell                                                                       -2985                                          19.41
Sell                                                                       -1485                                         19.415
Sell                                                                       -3129                                          19.42
Sell                                                                       -3477                                         19.425
Sell                                                                       -4969                                          19.43
Sell                                                                       -1872                                         19.435
Sell                                                                       -5355                                          19.44
Sell                                                                       -6174                                         19.445
Sell                                                                       -5930                                          19.45
Sell                                                                      -10402                                         19.455
Sell                                                                       -4704                                          19.46
Sell                                                                       -1678                                         19.465
Sell                                                                       -2264                                          19.47
Sell                                                                       -4279                                         19.475
Sell                                                                      -10341                                          19.48
Sell                                                                       -5159                                         19.485
Sell                                                                       -5796                                          19.49
Sell                                                                       -4965                                         19.495
Sell                                                                      -11174                                           19.5
Sell                                                                      -10013                                         19.505
Sell                                                                      -18473                                          19.51
Sell                                                                        -103                                        19.5102
Sell                                                                       -9351                                         19.515
Sell                                                                       -9984                                          19.52
Sell                                                                       -4781                                         19.525
Sell                                                                       -4048                                          19.53
Sell                                                                       -1955                                         19.535
Sell                                                                       -2677                                          19.54
Sell                                                                       -7278                                         19.545
Sell                                                                       -7621                                          19.55
Sell                                                                       -6854                                         19.555
Sell                                                                       -3073                                          19.56
Sell                                                                       -2970                                         19.565
Sell                                                                       -1422                                          19.57
Sell                                                                       -4202                                          19.58
Sell                                                                        -730                                         19.585
Sell                                                                        -100                                          19.59
Sell                                                                        -127                                         19.595
Sell                                                                        -861                                           19.6
Sell                                                                        -127                                         19.605
Sell                                                                        -367                                         19.615
Sell                                                                       -3174                                          19.62
Sell                                                                        -237                                         19.625
Sell                                                                        -251                                          19.63
Sell                                                                        -354                                         19.635
Sell                                                                        -381                                          19.64
Sell                                                                       -1393                                         19.645
Sell                                                                       -2140                                          19.65
Sell                                                                        -572                                         19.655
Sell                                                                        -152                                          19.66
Sell                                                                       -1180                                         19.665
Sell                                                                       -3981                                          19.67
Sell                                                                       -2825                                         19.675
Sell                                                                       -7090                                          19.68
Sell                                                                       -1170                                         19.685
Sell                                                                       -1830                                          19.69
Sell                                                                       -1911                                         19.695
Sell                                                                       -1606                                           19.7
Sell                                                                       -2812                                         19.705
Sell                                                                       -3812                                          19.71
Sell                                                                        -614                                         19.715
Sell                                                                       -1229                                          19.72
Sell                                                                       -1231                                         19.725
Sell                                                                       -2605                                          19.73
Sell                                                                        -452                                         19.735
Sell                                                                       -2162                                          19.74
Sell                                                                       -2837                                         19.745
Sell                                                                      -12928                                          19.75
Sell                                                                       -2895                                         19.755
Sell                                                                       -3302                                          19.76
Sell                                                                       -4457                                         19.765
Sell                                                                       -4049                                          19.77
Sell                                                                       -2086                                         19.775
Sell                                                                       -2917                                          19.78
Sell                                                                       -2855                                         19.785
Sell                                                                       -3592                                          19.79
Sell                                                                        -963                                         19.795
Sell                                                                       -5805                                           19.8
Sell                                                                        -816                                         19.805
Sell                                                                       -5510                                          19.81
Sell                                                                        -740                                         19.815
Sell                                                                       -4690                                          19.82
Sell                                                                        -913                                         19.825
Sell                                                                       -1094                                          19.83
Sell                                                                       -1060                                         19.835
Sell                                                                        -986                                          19.84
Sell                                                                       -1468                                         19.845
Sell                                                                       -7676                                          19.85
Sell                                                                       -1650                                         19.855
Sell                                                                       -3268                                          19.86
Sell                                                                       -4532                                         19.865
Sell                                                                       -1773                                          19.87
Sell                                                                        -705                                         19.875
Sell                                                                       -2157                                          19.88
Sell                                                                        -729                                         19.885
Sell                                                                       -3423                                          19.89
Sell                                                                        -504                                         19.895
Sell                                                                        -784                                           19.9
Sell                                                                       -1393                                         19.905
Sell                                                                       -3630                                          19.91
Sell                                                                       -2022                                         19.915
Sell                                                                       -1318                                          19.92
Sell                                                                       -4532                                         19.925
Sell                                                                        -930                                          19.93
Sell                                                                        -125                                         19.935
Sell                                                                       -2000                                         19.945
Sell                                                                        -729                                          19.95
Sell                                                                        -125                                         19.955
Sell                                                                        -375                                          19.97
Sell                                                                        -267                                         19.985
Sell                                                                        -280                                          19.99
Sell                                                                        -375                                         19.995
Sell                                                                       -5389                                             20
Sell                                                                        -666                                         20.005
Sell                                                                       -1484                                          20.01
Sell                                                                       -1604                                         20.015
Sell                                                                        -919                                          20.02
Sell                                                                       -1072                                         20.025
Sell                                                                        -777                                          20.03
Sell                                                                        -639                                         20.035
Sell                                                                        -981                                          20.04
Sell                                                                       -1507                                         20.045
Sell                                                                        -124                                          20.05
Sell                                                                       -3752                                         20.055
Sell                                                                       -2815                                          20.06
Sell                                                                        -913                                         20.065
Sell                                                                        -124                                          20.07
Sell                                                                        -453                                         20.085
Sell                                                                        -743                                          20.09
Sell                                                                        -372                                         20.095
Sell                                                                       -1534                                           20.1
Sell                                                                       -2412                                          20.11
Sell                                                                       -4678                                         20.115
Sell                                                                        -498                                          20.12
Sell                                                                       -1022                                         20.125
Sell                                                                       -1176                                          20.13
Sell                                                                       -9648                                         20.135
Sell                                                                       -1535                                          20.14
Sell                                                                       -1443                                         20.145
Sell                                                                       -3673                                          20.15
Sell                                                                       -2597                                         20.155
Sell                                                                       -1789                                          20.16
Sell                                                                       -1957                                          20.17
Sell                                                                        -543                                         20.175
Sell                                                                        -246                                          20.18
Sell                                                                        -359                                         20.185
Sell                                                                        -500                                          20.19
Sell                                                                         -16                                         20.205
        
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Short                                                          819                               19.74
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.         Expiry        Option money
e.g. call option     purchasing, varying     securities to      price      American,          date          paid/received per
                     etc.                    which the                     European etc.                    unit (Note 5)
                                             option relates                                                 (USD)
                                             (Note 7)
Call                 Purchase                        2,450.00       17.5   American            08/22/2009                   0.25
Call                 Purchase                        1,000.00         15   American            12/19/2009                   2.55

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        7 August 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                       -11,450                  15   American                      08/22/2009
Put Option             Purchased                        -7,800                  15   American                      09/19/2009
Call Option            Purchased                        -7,550                17.5   American                      08/22/2009
Call Option            Purchased                        -6,900                  15   American                      08/22/2009
Put Option             Purchased                        -4,450                12.5   American                      12/19/2009
Call Option            Purchased                        -4,250                  15   American                      09/19/2009
Call Option            Purchased                        -2,900                  10   American                      09/19/2009
Call Option            Purchased                        -2,900                  15   American                      12/19/2009
Put Option             Purchased                        -2,500                  10   American                      09/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Put Option             Purchased                        -1,500                  10   American                      12/19/2009
Call Option            Purchased                        -1,050                17.5   American                      09/19/2009
Call Option            Purchased                          -500                12.5   American                      09/19/2009
Put Option             Purchased                          -450                12.5   American                      08/22/2009
Call Option            Purchased                          -250                12.5   American                      08/22/2009
Put Option             Purchased                           -50                  15   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           150                  20   American                      09/19/2009
Call Option            Purchased                           200                12.5   American                      12/19/2009
Put Option             Purchased                           550                12.5   American                      09/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP