Citadel Europe LLP
LSE : TTM

August 10, 2009 10:15 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     7 August 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                       24,293               0.00                  91                0.00
    
(2) Derivatives (other than options)                           6,514               0.00             960,829                0.07
    
(3) Options and agreements to purchase/sell                      950               0.00              56,950                0.00
    
Total                                                         31,757               0.00           1,017,870                0.08


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                     958                                          18.78
Purchase                                                                   1,180                                         18.785
Purchase                                                                     272                                          18.79
Purchase                                                                     866                                         18.795
Purchase                                                                     830                                           18.8
Purchase                                                                     946                                         18.805
Purchase                                                                   1,654                                          18.81
Purchase                                                                   3,418                                         18.815
Purchase                                                                   4,744                                          18.82
Purchase                                                                   2,385                                         18.825
Purchase                                                                   4,307                                          18.83
Purchase                                                                   4,646                                         18.835
Purchase                                                                   4,506                                          18.84
Purchase                                                                   2,117                                         18.845
Purchase                                                                  20,837                                          18.85
Purchase                                                                   7,084                                         18.855
Purchase                                                                   8,172                                          18.86
Purchase                                                                  11,080                                         18.865
Purchase                                                                   4,702                                          18.87
Purchase                                                                   3,404                                         18.875
Purchase                                                                  10,322                                          18.88
Purchase                                                                   1,799                                         18.885
Purchase                                                                   1,902                                          18.89
Purchase                                                                   1,633                                         18.895
Purchase                                                                   2,994                                           18.9
Purchase                                                                   2,013                                         18.905
Purchase                                                                   9,199                                          18.91
Purchase                                                                   3,023                                         18.915
Purchase                                                                  13,885                                          18.92
Purchase                                                                   8,494                                         18.925
Purchase                                                                   4,902                                          18.93
Purchase                                                                   6,397                                         18.935
Purchase                                                                   3,082                                          18.94
Purchase                                                                   3,129                                         18.945
Purchase                                                                   2,553                                          18.95
Purchase                                                                     631                                         18.955
Purchase                                                                     357                                          18.96
Purchase                                                                     996                                         18.965
Purchase                                                                     830                                          18.97
Purchase                                                                   5,583                                         18.975
Purchase                                                                   1,354                                          18.98
Purchase                                                                     421                                          18.99
Purchase                                                                     693                                         18.995
Purchase                                                                   8,134                                             19
Purchase                                                                     618                                         19.005
Purchase                                                                   5,208                                          19.01
Purchase                                                                   3,140                                         19.015
Purchase                                                                   6,351                                          19.02
Purchase                                                                     739                                         19.025
Purchase                                                                     701                                          19.03
Purchase                                                                     500                                         19.035
Purchase                                                                     116                                         19.045
Purchase                                                                     131                                         19.065
Purchase                                                                     764                                          19.07
Purchase                                                                      20                                         19.075
Purchase                                                                     930                                          19.08
Purchase                                                                   1,496                                          19.09
Purchase                                                                     549                                         19.095
Purchase                                                                     810                                           19.1
Purchase                                                                   1,600                                         19.105
Purchase                                                                     260                                          19.11
Purchase                                                                   1,461                                         19.115
Purchase                                                                     400                                         19.125
Purchase                                                                     800                                          19.13
Purchase                                                                     520                                         19.145
Purchase                                                                     390                                          19.15
Purchase                                                                     780                                         19.155
Purchase                                                                   2,579                                          19.16
Purchase                                                                     260                                         19.165
Purchase                                                                   1,614                                          19.17
Purchase                                                                     850                                         19.175
Purchase                                                                   3,176                                          19.18
Purchase                                                                   1,814                                         19.185
Purchase                                                                     790                                          19.19
Purchase                                                                   1,743                                         19.195
Purchase                                                                   3,491                                           19.2
Purchase                                                                     917                                         19.205
Purchase                                                                   6,916                                          19.21
Purchase                                                                   2,837                                         19.215
Purchase                                                                   1,573                                          19.22
Purchase                                                                     260                                         19.225
Purchase                                                                   1,030                                          19.23
Purchase                                                                     129                                         19.235
Purchase                                                                     258                                          19.24
Purchase                                                                     144                                         19.245
Purchase                                                                     920                                          19.25
Purchase                                                                     129                                         19.255
Purchase                                                                   1,313                                          19.26
Purchase                                                                   1,228                                         19.265
Purchase                                                                     129                                          19.27
Purchase                                                                     502                                         19.275
Purchase                                                                   2,749                                          19.28
Purchase                                                                     516                                         19.285
Purchase                                                                   4,566                                          19.29
Purchase                                                                     390                                         19.295
Purchase                                                                   5,192                                           19.3
Purchase                                                                   1,619                                         19.305
Purchase                                                                   1,732                                          19.31
Purchase                                                                   2,587                                         19.315
Purchase                                                                   1,851                                          19.32
Purchase                                                                   4,266                                         19.325
Purchase                                                                   2,854                                          19.33
Purchase                                                                     826                                         19.335
Purchase                                                                   1,024                                          19.34
Purchase                                                                   1,361                                         19.345
Purchase                                                                   1,697                                          19.35
Purchase                                                                     145                                        19.3501
Purchase                                                                   2,866                                         19.355
Purchase                                                                   3,556                                          19.36
Purchase                                                                   2,474                                         19.365
Purchase                                                                   3,614                                          19.37
Purchase                                                                   5,173                                         19.375
Purchase                                                                   5,923                                          19.38
Purchase                                                                     756                                         19.385
Purchase                                                                     700                                          19.39
Purchase                                                                   3,718                                         19.395
Purchase                                                                     862                                           19.4
Purchase                                                                   1,827                                         19.405
Purchase                                                                     933                                          19.41
Purchase                                                                   1,255                                         19.415
Purchase                                                                   2,527                                          19.42
Purchase                                                                   1,524                                         19.425
Purchase                                                                   1,606                                          19.43
Purchase                                                                   2,404                                         19.435
Purchase                                                                   1,410                                          19.44
Purchase                                                                     210                                         19.445
Purchase                                                                     840                                          19.45
Purchase                                                                     842                                         19.455
Purchase                                                                     328                                          19.46
Purchase                                                                   1,295                                         19.465
Purchase                                                                     768                                          19.47
Purchase                                                                   1,090                                         19.475
Purchase                                                                   2,400                                          19.48
Purchase                                                                   1,408                                         19.485
Purchase                                                                   3,766                                          19.49
Purchase                                                                   2,354                                         19.495
Purchase                                                                  10,287                                           19.5
Purchase                                                                     512                                         19.505
Purchase                                                                     584                                          19.51
Purchase                                                                   5,351                                         19.515
Purchase                                                                     809                                          19.52
Purchase                                                                     309                                         19.525
Purchase                                                                   2,450                                          19.53
Purchase                                                                   1,592                                         19.535
Purchase                                                                     635                                          19.54
Purchase                                                                     254                                         19.545
Purchase                                                                     543                                          19.55
Purchase                                                                     346                                          19.56
Purchase                                                                   2,034                                         19.565
Purchase                                                                   3,949                                          19.57
Purchase                                                                     127                                         19.575
Purchase                                                                   6,296                                           19.6
Purchase                                                                     481                                         19.605
Purchase                                                                     853                                         19.625
Purchase                                                                     635                                         19.635
Purchase                                                                   1,430                                          19.64
Sell                                                                        -941                                          18.78
Sell                                                                        -266                                          18.79
Sell                                                                        -820                                         18.795
Sell                                                                      -1,698                                           18.8
Sell                                                                      -3,844                                         18.805
Sell                                                                      -4,007                                          18.81
Sell                                                                      -2,669                                         18.815
Sell                                                                      -6,357                                          18.82
Sell                                                                      -3,530                                         18.825
Sell                                                                      -2,513                                          18.83
Sell                                                                      -3,076                                         18.835
Sell                                                                      -3,114                                          18.84
Sell                                                                      -8,822                                         18.845
Sell                                                                     -21,785                                          18.85
Sell                                                                     -10,118                                         18.855
Sell                                                                      -2,871                                          18.86
Sell                                                                      -5,056                                         18.865
Sell                                                                      -5,249                                          18.87
Sell                                                                      -9,875                                         18.875
Sell                                                                      -4,707                                          18.88
Sell                                                                      -2,595                                         18.885
Sell                                                                      -9,314                                          18.89
Sell                                                                      -3,007                                         18.895
Sell                                                                      -6,376                                           18.9
Sell                                                                      -4,043                                         18.905
Sell                                                                     -10,739                                          18.91
Sell                                                                      -1,346                                         18.915
Sell                                                                      -7,906                                          18.92
Sell                                                                      -4,841                                         18.925
Sell                                                                     -10,672                                          18.93
Sell                                                                      -1,597                                         18.935
Sell                                                                      -6,662                                          18.94
Sell                                                                      -3,187                                         18.945
Sell                                                                      -1,544                                          18.95
Sell                                                                      -2,830                                         18.955
Sell                                                                      -2,225                                          18.96
Sell                                                                      -2,146                                         18.965
Sell                                                                      -1,335                                          18.97
Sell                                                                        -744                                         18.975
Sell                                                                      -1,905                                          18.98
Sell                                                                         -20                                         18.985
Sell                                                                      -1,631                                          18.99
Sell                                                                      -1,741                                         18.995
Sell                                                                      -2,111                                             19
Sell                                                                      -1,364                                         19.005
Sell                                                                        -705                                          19.01
Sell                                                                        -266                                          19.02
Sell                                                                        -745                                         19.045
Sell                                                                        -411                                          19.06
Sell                                                                        -130                                           19.1
Sell                                                                        -850                                         19.105
Sell                                                                        -500                                          19.11
Sell                                                                        -930                                         19.115
Sell                                                                        -351                                          19.12
Sell                                                                        -300                                         19.125
Sell                                                                        -134                                          19.13
Sell                                                                         -84                                          19.14
Sell                                                                        -780                                         19.145
Sell                                                                      -2,693                                          19.15
Sell                                                                      -1,567                                         19.155
Sell                                                                      -1,373                                          19.16
Sell                                                                      -1,501                                         19.165
Sell                                                                        -827                                          19.17
Sell                                                                      -1,855                                         19.175
Sell                                                                      -2,614                                          19.18
Sell                                                                        -974                                         19.185
Sell                                                                      -8,422                                          19.19
Sell                                                                        -650                                         19.195
Sell                                                                      -2,795                                           19.2
Sell                                                                        -967                                         19.205
Sell                                                                      -4,002                                          19.21
Sell                                                                      -1,878                                         19.215
Sell                                                                        -130                                          19.22
Sell                                                                        -600                                         19.225
Sell                                                                        -335                                          19.23
Sell                                                                        -548                                          19.25
Sell                                                                        -516                                         19.255
Sell                                                                      -2,171                                          19.26
Sell                                                                      -1,322                                         19.265
Sell                                                                        -601                                          19.27
Sell                                                                         -45                                         19.275
Sell                                                                      -1,113                                          19.28
Sell                                                                        -258                                         19.285
Sell                                                                      -4,076                                          19.29
Sell                                                                     -11,198                                           19.3
Sell                                                                      -2,479                                         19.305
Sell                                                                      -1,682                                          19.31
Sell                                                                        -806                                         19.315
Sell                                                                      -1,692                                          19.32
Sell                                                                      -2,011                                         19.325
Sell                                                                        -883                                          19.33
Sell                                                                      -2,215                                         19.335
Sell                                                                        -967                                          19.34
Sell                                                                      -2,457                                         19.345
Sell                                                                      -1,865                                          19.35
Sell                                                                        -145                                        19.3501
Sell                                                                      -1,169                                         19.355
Sell                                                                      -1,344                                          19.36
Sell                                                                      -4,080                                         19.365
Sell                                                                        -258                                          19.37
Sell                                                                      -1,208                                         19.375
Sell                                                                      -1,843                                          19.38
Sell                                                                      -5,308                                         19.385
Sell                                                                      -1,408                                          19.39
Sell                                                                      -2,178                                         19.395
Sell                                                                      -3,679                                           19.4
Sell                                                                      -2,540                                         19.405
Sell                                                                      -1,621                                          19.41
Sell                                                                      -2,295                                         19.415
Sell                                                                      -1,889                                          19.42
Sell                                                                        -896                                         19.425
Sell                                                                      -7,705                                          19.43
Sell                                                                      -1,089                                         19.435
Sell                                                                        -160                                          19.44
Sell                                                                      -1,089                                         19.445
Sell                                                                      -3,736                                          19.45
Sell                                                                      -1,334                                         19.455
Sell                                                                      -1,855                                          19.46
Sell                                                                        -249                                         19.465
Sell                                                                      -1,278                                          19.47
Sell                                                                      -1,521                                         19.475
Sell                                                                        -512                                          19.48
Sell                                                                      -2,923                                         19.485
Sell                                                                      -3,996                                          19.49
Sell                                                                      -1,452                                         19.495
Sell                                                                      -4,417                                           19.5
Sell                                                                      -1,123                                         19.505
Sell                                                                      -9,381                                          19.51
Sell                                                                        -300                                         19.515
Sell                                                                        -473                                         19.525
Sell                                                                        -577                                          19.53
Sell                                                                        -267                                         19.535
Sell                                                                      -1,732                                          19.54
Sell                                                                      -4,527                                         19.545
Sell                                                                      -3,859                                          19.55
Sell                                                                        -840                                         19.555
Sell                                                                      -1,404                                          19.56
Sell                                                                      -2,682                                         19.565
Sell                                                                      -5,268                                          19.57
Sell                                                                         -75                                         19.575
Sell                                                                      -1,789                                          19.58
Sell                                                                        -627                                         19.595
Sell                                                                        -627                                          19.61
Sell                                                                        -127                                         19.615
Sell                                                                        -840                                         19.625
Sell                                                                        -254                                         19.655
        
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Short                                                           37                               19.51
CFD                      Long                                                         1,973                            18.95994
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.           Expiry    Option money
e.g. call option     purchasing, varying     securities to      price      American, European   date      paid/received per
                     etc.                    which the                     etc.                           unit (Note 5)  (USD)
                                             option relates
                                             (Note 7)
                                                                                                                                
                                                                                                                                

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        10 August 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                       -11,450                  15   American                      08/22/2009
Put Option             Purchased                        -7,800                  15   American                      09/19/2009
Call Option            Purchased                        -7,550                17.5   American                      08/22/2009
Call Option            Purchased                        -6,900                  15   American                      08/22/2009
Put Option             Purchased                        -4,450                12.5   American                      12/19/2009
Call Option            Purchased                        -4,250                  15   American                      09/19/2009
Call Option            Purchased                        -2,900                  10   American                      09/19/2009
Call Option            Purchased                        -2,900                  15   American                      12/19/2009
Put Option             Purchased                        -2,500                  10   American                      09/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Put Option             Purchased                        -1,500                  10   American                      12/19/2009
Call Option            Purchased                        -1,050                17.5   American                      09/19/2009
Call Option            Purchased                          -500                12.5   American                      09/19/2009
Put Option             Purchased                          -450                12.5   American                      08/22/2009
Call Option            Purchased                          -250                12.5   American                      08/22/2009
Put Option             Purchased                           -50                  15   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           150                  20   American                      09/19/2009
Call Option            Purchased                           200                12.5   American                      12/19/2009
Put Option             Purchased                           550                12.5   American                      09/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP