Citadel Europe LLP
LSE : TTM

August 11, 2009 10:20 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     10 August 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                       23,358               0.00               2,327                0.00
    
(2) Derivatives (other than options)                           6,691               0.00             960,828                0.07
    
(3) Options and agreements to purchase/sell                      350               0.00              56,800                0.00
    
Total                                                         30,399               0.00           1,019,955                0.08


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                     725                                          18.73
Purchase                                                                     133                                         18.745
Purchase                                                                   2,823                                          18.77
Purchase                                                                     204                                          18.78
Purchase                                                                   2,129                                         18.785
Purchase                                                                   8,356                                          18.79
Purchase                                                                   3,842                                         18.795
Purchase                                                                   1,056                                           18.8
Purchase                                                                   1,428                                         18.805
Purchase                                                                   3,361                                          18.81
Purchase                                                                   3,147                                         18.815
Purchase                                                                   1,562                                          18.82
Purchase                                                                     650                                         18.825
Purchase                                                                   1,856                                          18.83
Purchase                                                                   1,276                                         18.835
Purchase                                                                   4,723                                          18.84
Purchase                                                                   4,095                                         18.845
Purchase                                                                  13,915                                          18.85
Purchase                                                                   4,778                                         18.855
Purchase                                                                   8,960                                          18.86
Purchase                                                                   4,525                                         18.865
Purchase                                                                  11,166                                          18.87
Purchase                                                                  11,808                                         18.875
Purchase                                                                   2,118                                          18.88
Purchase                                                                     196                                        18.8801
Purchase                                                                   2,596                                         18.885
Purchase                                                                   2,547                                          18.89
Purchase                                                                   3,561                                         18.895
Purchase                                                                   6,474                                           18.9
Purchase                                                                   6,202                                         18.905
Purchase                                                                  12,625                                          18.91
Purchase                                                                   4,357                                         18.915
Purchase                                                                   9,436                                          18.92
Purchase                                                                   2,876                                         18.925
Purchase                                                                   2,982                                          18.93
Purchase                                                                   2,831                                         18.935
Purchase                                                                   5,234                                          18.94
Purchase                                                                   1,588                                         18.945
Purchase                                                                   1,980                                          18.95
Purchase                                                                   1,375                                         18.955
Purchase                                                                   4,628                                          18.96
Purchase                                                                   4,314                                         18.965
Purchase                                                                   5,672                                          18.97
Purchase                                                                   7,043                                         18.975
Purchase                                                                   2,665                                          18.98
Purchase                                                                   3,265                                         18.985
Purchase                                                                   3,964                                          18.99
Purchase                                                                   4,337                                         18.995
Purchase                                                                  10,862                                             19
Purchase                                                                   6,651                                         19.005
Purchase                                                                   7,246                                          19.01
Purchase                                                                   6,654                                         19.015
Purchase                                                                   8,527                                          19.02
Purchase                                                                   7,810                                         19.025
Purchase                                                                   3,686                                          19.03
Purchase                                                                   1,868                                         19.035
Purchase                                                                   2,130                                          19.04
Purchase                                                                   1,582                                         19.045
Purchase                                                                   6,848                                          19.05
Purchase                                                                   2,479                                         19.055
Purchase                                                                     131                                          19.06
Purchase                                                                     324                                         19.065
Purchase                                                                     908                                          19.07
Purchase                                                                     943                                         19.075
Purchase                                                                   3,181                                          19.08
Purchase                                                                     590                                          19.09
Purchase                                                                   2,171                                         19.095
Purchase                                                                   3,107                                           19.1
Purchase                                                                     130                                          19.11
Purchase                                                                     200                                          19.12
Purchase                                                                     130                                          19.16
Sell                                                                        -600                                          18.74
Sell                                                                        -800                                         18.745
Sell                                                                      -1,899                                          18.75
Sell                                                                        -310                                         18.755
Sell                                                                        -911                                          18.76
Sell                                                                         -70                                         18.765
Sell                                                                      -8,027                                          18.77
Sell                                                                        -986                                         18.775
Sell                                                                      -2,825                                          18.78
Sell                                                                         -20                                          18.79
Sell                                                                      -3,066                                         18.795
Sell                                                                      -2,551                                           18.8
Sell                                                                      -2,100                                         18.805
Sell                                                                      -1,590                                          18.81
Sell                                                                      -3,752                                         18.815
Sell                                                                      -2,185                                          18.82
Sell                                                                      -1,837                                         18.825
Sell                                                                      -3,021                                          18.83
Sell                                                                      -3,862                                         18.835
Sell                                                                     -22,331                                          18.84
Sell                                                                      -6,585                                         18.845
Sell                                                                      -6,107                                          18.85
Sell                                                                        -530                                         18.855
Sell                                                                      -9,781                                          18.86
Sell                                                                      -3,409                                         18.865
Sell                                                                     -13,327                                          18.87
Sell                                                                      -2,535                                         18.875
Sell                                                                      -3,238                                          18.88
Sell                                                                        -196                                        18.8801
Sell                                                                      -7,242                                         18.885
Sell                                                                     -11,036                                          18.89
Sell                                                                      -6,693                                         18.895
Sell                                                                      -5,727                                           18.9
Sell                                                                      -2,197                                         18.905
Sell                                                                      -6,789                                          18.91
Sell                                                                      -4,157                                         18.915
Sell                                                                      -6,776                                          18.92
Sell                                                                      -5,415                                         18.925
Sell                                                                      -3,594                                          18.93
Sell                                                                      -3,895                                         18.935
Sell                                                                        -800                                          18.94
Sell                                                                      -1,673                                         18.945
Sell                                                                      -1,540                                          18.95
Sell                                                                      -3,115                                         18.955
Sell                                                                      -2,507                                          18.96
Sell                                                                      -1,185                                         18.965
Sell                                                                      -2,163                                          18.97
Sell                                                                      -3,439                                         18.975
Sell                                                                      -3,707                                          18.98
Sell                                                                      -5,514                                         18.985
Sell                                                                      -1,392                                          18.99
Sell                                                                      -1,451                                         18.995
Sell                                                                     -11,233                                             19
Sell                                                                      -8,629                                         19.005
Sell                                                                      -8,366                                          19.01
Sell                                                                     -11,925                                         19.015
Sell                                                                      -4,721                                          19.02
Sell                                                                      -5,021                                         19.025
Sell                                                                      -4,667                                          19.03
Sell                                                                      -5,090                                         19.035
Sell                                                                      -1,845                                          19.04
Sell                                                                        -693                                         19.045
Sell                                                                      -2,814                                          19.05
Sell                                                                      -3,398                                         19.055
Sell                                                                      -3,730                                          19.06
Sell                                                                      -1,980                                         19.065
Sell                                                                      -3,442                                          19.07
Sell                                                                        -531                                         19.075
Sell                                                                      -1,102                                          19.08
Sell                                                                        -130                                          19.09
Sell                                                                      -1,667                                           19.1
Sell                                                                        -200                                         19.115
Sell                                                                        -126                                         19.145
Sell                                                                        -732                                          19.16
Sell                                                                        -213                                         19.165
        
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Short                                                         -423                            18.83784
CFD                      Short                                                           -1                             18.8825
CFD                      Long                                                             2                              19.025
CFD                      Long                                                           600                             19.0025
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.         Expiry        Option money
e.g. call option     purchasing, varying     securities to      price      American,          date          paid/received per
                     etc.                    which the                     European etc.                    unit (Note 5)
                                             option relates                                                 (USD)
                                             (Note 7)
Put                  Purchase                         -500.00       12.5   American             09/19/2009                  0.35
Call                 Purchase                          150.00         15   American             09/19/2009                   1.3
Call                 Sell                              -50.00       12.5   American             12/19/2009                     4
Call                 Sell                              -50.00       12.5   American             12/19/2009                   4.2

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        11 August 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Call Option            Purchased                        -7,550                17.5   American                      08/22/2009
Call Option            Purchased                        -6,900                  15   American                      08/22/2009
Call Option            Purchased                        -4,100                  15   American                      09/19/2009
Call Option            Purchased                        -2,900                  10   American                      09/19/2009
Call Option            Purchased                        -2,900                  15   American                      12/19/2009
Call Option            Purchased                        -1,050                17.5   American                      09/19/2009
Call Option            Purchased                          -500                12.5   American                      09/19/2009
Call Option            Purchased                          -250                12.5   American                      08/22/2009
Put Option             Purchased                            50                12.5   American                      09/19/2009
Put Option             Purchased                           -50                  15   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
Call Option            Purchased                           150                  20   American                      09/19/2009
Put Option             Purchased                          -450                12.5   American                      08/22/2009
Put Option             Purchased                        -1,500                  10   American                      12/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Put Option             Purchased                        -2,500                  10   American                      09/19/2009
Put Option             Purchased                        -4,450                12.5   American                      12/19/2009
Put Option             Purchased                        -7,800                  15   American                      09/19/2009
Put Option             Purchased                       -11,450                  15   American                      08/22/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP