Citadel Europe LLP
LSE : TTM

August 14, 2009 10:15 ET

Rule 8.3 (Anglo American Plc)

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     13 August 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                       23,358               0.00                 635                0.00
    
(2) Derivatives (other than options)                           2,922               0.00             960,828                0.07
    
(3) Options and agreements to purchase/sell                      350               0.00              52,100                    
    
Total                                                         26,630               0.00           1,013,563                0.08


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                   4,967                                         18.965
Purchase                                                                     131                                          18.97
Purchase                                                                   1,221                                         18.975
Purchase                                                                     100                                          18.98
Purchase                                                                   1,661                                         18.985
Purchase                                                                     567                                          18.99
Purchase                                                                   2,515                                         18.995
Purchase                                                                   4,743                                             19
Purchase                                                                     493                                         19.005
Purchase                                                                     200                                          19.01
Purchase                                                                     200                                         19.015
Purchase                                                                   1,415                                          19.02
Purchase                                                                   1,350                                         19.025
Purchase                                                                   2,136                                          19.03
Purchase                                                                   1,974                                         19.035
Purchase                                                                   1,062                                          19.04
Purchase                                                                     915                                          19.05
Purchase                                                                     526                                         19.055
Purchase                                                                   1,754                                          19.06
Purchase                                                                     452                                         19.065
Purchase                                                                   1,445                                          19.07
Purchase                                                                   2,844                                         19.075
Purchase                                                                   2,632                                          19.08
Purchase                                                                   2,809                                         19.085
Purchase                                                                     983                                          19.09
Purchase                                                                   1,369                                         19.095
Purchase                                                                   1,965                                           19.1
Purchase                                                                   4,266                                         19.105
Purchase                                                                   3,627                                          19.11
Purchase                                                                   2,902                                         19.115
Purchase                                                                   4,741                                          19.12
Purchase                                                                   3,845                                         19.125
Purchase                                                                   2,682                                          19.13
Purchase                                                                   2,143                                         19.135
Purchase                                                                   1,722                                          19.14
Purchase                                                                   2,730                                         19.145
Purchase                                                                   6,547                                          19.15
Purchase                                                                   1,622                                         19.155
Purchase                                                                   2,942                                          19.16
Purchase                                                                   3,037                                         19.165
Purchase                                                                   3,290                                          19.17
Purchase                                                                     420                                         19.175
Purchase                                                                   3,738                                          19.18
Purchase                                                                   4,767                                         19.185
Purchase                                                                   9,375                                          19.19
Purchase                                                                   2,750                                         19.195
Purchase                                                                   6,536                                           19.2
Purchase                                                                   6,428                                         19.205
Purchase                                                                   3,232                                          19.21
Purchase                                                                   4,015                                         19.215
Purchase                                                                   9,783                                          19.22
Purchase                                                                   3,203                                         19.225
Purchase                                                                   2,438                                          19.23
Purchase                                                                   2,116                                         19.235
Purchase                                                                   2,171                                          19.24
Purchase                                                                   4,087                                         19.245
Purchase                                                                   5,808                                          19.25
Purchase                                                                   5,037                                         19.255
Purchase                                                                  10,302                                          19.26
Purchase                                                                   4,167                                         19.265
Purchase                                                                   5,754                                          19.27
Purchase                                                                   4,083                                         19.275
Purchase                                                                  14,229                                          19.28
Purchase                                                                      25                                        19.2822
Purchase                                                                   7,327                                         19.285
Purchase                                                                   9,927                                          19.29
Purchase                                                                   7,567                                         19.295
Purchase                                                                  30,283                                           19.3
Purchase                                                                   5,118                                         19.305
Purchase                                                                   3,308                                          19.31
Purchase                                                                   3,809                                         19.315
Purchase                                                                   5,607                                          19.32
Purchase                                                                   5,459                                         19.325
Purchase                                                                   3,586                                          19.33
Purchase                                                                   5,210                                         19.335
Purchase                                                                   1,488                                          19.34
Purchase                                                                   3,962                                         19.345
Purchase                                                                   4,750                                          19.35
Purchase                                                                   2,170                                         19.355
Purchase                                                                   1,876                                          19.36
Purchase                                                                   2,200                                         19.365
Purchase                                                                  14,012                                          19.37
Purchase                                                                     408                                         19.375
Purchase                                                                   2,556                                          19.38
Purchase                                                                   5,427                                         19.385
Purchase                                                                  10,831                                          19.39
Purchase                                                                   6,128                                         19.395
Purchase                                                                   3,097                                           19.4
Purchase                                                                   3,121                                         19.405
Purchase                                                                   1,387                                          19.41
Purchase                                                                   2,664                                         19.415
Purchase                                                                   2,594                                          19.42
Purchase                                                                     265                                          19.43
Purchase                                                                   1,243                                         19.435
Purchase                                                                   1,359                                          19.44
Purchase                                                                     690                                         19.445
Purchase                                                                     198                                          19.45
Purchase                                                                     256                                         19.455
Purchase                                                                   1,335                                          19.46
Purchase                                                                   8,950                                         19.465
Purchase                                                                   1,454                                          19.47
Purchase                                                                   2,780                                         19.475
Purchase                                                                   8,800                                          19.48
Purchase                                                                   4,089                                         19.485
Purchase                                                                   5,235                                          19.49
Purchase                                                                   7,048                                         19.495
Purchase                                                                   1,144                                           19.5
Purchase                                                                     128                                         19.505
Purchase                                                                     401                                          19.51
Purchase                                                                   1,899                                         19.515
Purchase                                                                   4,999                                          19.52
Purchase                                                                   3,420                                         19.525
Purchase                                                                   4,440                                          19.53
Purchase                                                                   1,462                                         19.535
Purchase                                                                   2,753                                          19.54
Purchase                                                                   1,458                                         19.545
Purchase                                                                   2,903                                          19.55
Purchase                                                                   2,421                                         19.555
Purchase                                                                   5,279                                          19.56
Purchase                                                                   2,612                                         19.565
Purchase                                                                   4,468                                          19.57
Purchase                                                                   2,636                                         19.575
Purchase                                                                  10,946                                          19.58
Purchase                                                                   9,884                                         19.585
Purchase                                                                   4,970                                          19.59
Purchase                                                                   4,924                                         19.595
Purchase                                                                   1,455                                           19.6
Purchase                                                                     330                                         19.605
Purchase                                                                   1,392                                          19.61
Purchase                                                                     913                                         19.615
Purchase                                                                     891                                          19.62
Purchase                                                                   1,573                                         19.625
Purchase                                                                     659                                          19.63
Purchase                                                                     751                                         19.635
Purchase                                                                   4,104                                          19.64
Purchase                                                                     481                                         19.645
Purchase                                                                   1,371                                          19.65
Purchase                                                                   1,205                                         19.655
Purchase                                                                   2,163                                          19.66
Purchase                                                                     556                                         19.665
Purchase                                                                     200                                          19.67
Purchase                                                                     858                                         19.675
Purchase                                                                   2,162                                          19.68
Purchase                                                                     958                                         19.685
Purchase                                                                     517                                          19.69
Purchase                                                                     270                                         19.695
Purchase                                                                     905                                           19.7
                                                                                  
Sell                                                                      -1,347                                         18.965
Sell                                                                        -131                                          18.97
Sell                                                                        -182                                         18.975
Sell                                                                        -824                                         18.985
Sell                                                                      -2,158                                          18.99
Sell                                                                      -1,170                                         18.995
Sell                                                                      -1,633                                             19
Sell                                                                        -655                                         19.005
Sell                                                                        -831                                          19.01
Sell                                                                      -2,549                                         19.015
Sell                                                                        -102                                          19.02
Sell                                                                        -644                                          19.03
Sell                                                                        -809                                         19.035
Sell                                                                        -220                                          19.04
Sell                                                                      -1,163                                         19.045
Sell                                                                      -1,649                                          19.05
Sell                                                                      -1,847                                          19.06
Sell                                                                      -4,917                                         19.065
Sell                                                                      -2,137                                          19.07
Sell                                                                      -6,037                                         19.075
Sell                                                                      -3,824                                          19.08
Sell                                                                      -3,701                                         19.085
Sell                                                                      -4,454                                          19.09
Sell                                                                        -462                                         19.095
Sell                                                                      -4,439                                           19.1
Sell                                                                      -3,511                                         19.105
Sell                                                                      -2,855                                          19.11
Sell                                                                      -2,858                                         19.115
Sell                                                                      -1,119                                          19.12
Sell                                                                      -1,941                                         19.125
Sell                                                                        -615                                          19.13
Sell                                                                      -1,761                                         19.135
Sell                                                                      -3,282                                          19.14
Sell                                                                      -2,388                                         19.145
Sell                                                                      -4,970                                          19.15
Sell                                                                      -3,661                                         19.155
Sell                                                                      -3,387                                          19.16
Sell                                                                      -2,355                                         19.165
Sell                                                                        -882                                          19.17
Sell                                                                        -802                                         19.175
Sell                                                                        -881                                          19.18
Sell                                                                      -1,935                                         19.185
Sell                                                                      -4,880                                          19.19
Sell                                                                      -7,307                                         19.195
Sell                                                                      -9,748                                           19.2
Sell                                                                      -5,162                                         19.205
Sell                                                                      -4,107                                          19.21
Sell                                                                      -4,914                                         19.215
Sell                                                                      -3,161                                          19.22
Sell                                                                      -3,020                                         19.225
Sell                                                                      -2,385                                          19.23
Sell                                                                      -6,338                                         19.235
Sell                                                                      -2,739                                          19.24
Sell                                                                        -582                                         19.245
Sell                                                                     -12,965                                          19.25
Sell                                                                      -8,049                                         19.255
Sell                                                                      -9,814                                          19.26
Sell                                                                     -10,084                                         19.265
Sell                                                                     -13,743                                          19.27
Sell                                                                      -8,425                                         19.275
Sell                                                                     -11,798                                          19.28
Sell                                                                         -25                                        19.2822
Sell                                                                     -10,817                                         19.285
Sell                                                                     -10,792                                          19.29
Sell                                                                     -11,823                                         19.295
Sell                                                                      -4,982                                           19.3
Sell                                                                      -2,986                                         19.305
Sell                                                                      -3,887                                          19.31
Sell                                                                      -1,176                                         19.315
Sell                                                                      -3,132                                          19.32
Sell                                                                      -7,474                                         19.325
Sell                                                                      -6,469                                          19.33
Sell                                                                      -4,384                                         19.335
Sell                                                                      -6,937                                          19.34
Sell                                                                      -5,522                                         19.345
Sell                                                                      -2,630                                          19.35
Sell                                                                      -4,149                                         19.355
Sell                                                                      -3,277                                          19.36
Sell                                                                      -1,203                                         19.365
Sell                                                                      -4,255                                          19.37
Sell                                                                      -2,510                                         19.375
Sell                                                                      -3,763                                          19.38
Sell                                                                      -3,218                                         19.385
Sell                                                                      -1,519                                          19.39
Sell                                                                      -2,145                                         19.395
Sell                                                                      -2,607                                           19.4
Sell                                                                      -1,069                                         19.405
Sell                                                                      -2,997                                          19.41
Sell                                                                      -4,128                                          19.42
Sell                                                                     -10,850                                          19.43
Sell                                                                      -1,251                                         19.435
Sell                                                                        -384                                          19.44
Sell                                                                      -1,956                                         19.445
Sell                                                                      -1,124                                          19.45
Sell                                                                      -1,873                                         19.455
Sell                                                                      -1,728                                          19.46
Sell                                                                      -2,196                                         19.465
Sell                                                                      -2,256                                          19.47
Sell                                                                      -2,675                                         19.475
Sell                                                                      -3,290                                          19.48
Sell                                                                      -5,031                                         19.485
Sell                                                                      -3,434                                          19.49
Sell                                                                        -604                                         19.495
Sell                                                                      -6,902                                           19.5
Sell                                                                      -8,702                                         19.505
Sell                                                                        -558                                          19.51
Sell                                                                      -3,569                                         19.515
Sell                                                                      -8,170                                          19.52
Sell                                                                      -5,201                                         19.525
Sell                                                                      -6,195                                          19.53
Sell                                                                      -6,605                                         19.535
Sell                                                                      -6,432                                          19.54
Sell                                                                      -5,258                                         19.545
Sell                                                                      -5,288                                          19.55
Sell                                                                      -1,527                                         19.555
Sell                                                                      -7,305                                          19.56
Sell                                                                      -3,309                                         19.565
Sell                                                                      -7,709                                          19.57
Sell                                                                      -4,027                                         19.575
Sell                                                                      -4,275                                          19.58
Sell                                                                      -2,252                                         19.585
Sell                                                                      -1,284                                          19.59
Sell                                                                      -1,057                                         19.595
Sell                                                                      -2,097                                           19.6
Sell                                                                      -1,754                                         19.605
Sell                                                                        -127                                          19.61
Sell                                                                        -840                                         19.615
Sell                                                                      -5,231                                          19.62
Sell                                                                      -1,428                                         19.625
Sell                                                                      -1,942                                          19.63
Sell                                                                      -1,631                                         19.635
Sell                                                                      -4,135                                          19.64
Sell                                                                      -3,933                                         19.645
Sell                                                                        -753                                          19.65
Sell                                                                      -1,059                                         19.655
Sell                                                                        -927                                          19.66
Sell                                                                        -570                                         19.665
Sell                                                                      -1,080                                          19.67
Sell                                                                        -759                                         19.675
Sell                                                                        -527                                          19.68
Sell                                                                        -103                                          19.71
        
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Short                                                         2015                           19.286447
CFD                      Short                                                          300                           19.325067
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.         Expiry        Option money
e.g. call option     purchasing, varying     securities to      price      American,          date          paid/received per
                     etc.                    which the                     European etc.                    unit (Note 5)
                                             option relates                                                 (USD)
                                             (Note 7)
Put option           Sell                              500.00       12.5   American            12/19/2009                   0.75
Put option           Sell                              500.00         15   American            08/22/2009                   0.15

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        14 August 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                       -10,950                  15   American                      08/22/2009
Call Option            Purchased                        -7,550                17.5   American                      08/22/2009
Put Option             Purchased                        -7,300                  15   American                      09/19/2009
Call Option            Purchased                        -6,900                  15   American                      08/22/2009
Put Option             Purchased                        -3,950                12.5   American                      12/19/2009
Call Option            Purchased                        -3,100                  15   American                      09/19/2009
Call Option            Purchased                        -2,700                  10   American                      09/19/2009
Put Option             Purchased                        -2,500                  10   American                      09/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Put Option             Purchased                        -1,500                  10   American                      12/19/2009
Call Option            Purchased                        -1,050                17.5   American                      09/19/2009
Call Option            Purchased                          -900                  15   American                      12/19/2009
Call Option            Purchased                          -500                12.5   American                      09/19/2009
Put Option             Purchased                          -450                12.5   American                      08/22/2009
Call Option            Purchased                          -250                12.5   American                      08/22/2009
Put Option             Purchased                           -50                  15   American                      12/19/2009
Put Option             Purchased                            50                12.5   American                      09/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
Call Option            Purchased                           150                  20   American                      09/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP