Citadel Europe LLP
LSE : TTM

August 17, 2009 10:15 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     14 August 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                       23,358               0.00               3,930                0.00
    
(2) Derivatives (other than options)                           2,522               0.00             960,928                0.07
    
(3) Options and agreements to purchase/sell                      350               0.00              52,100                0.00
    
Total                                                         26,230               0.00           1,016,958                0.08


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                   4,667                                         19.075
Purchase                                                                     577                                          19.08
Purchase                                                                      25                                         19.085
Purchase                                                                     668                                          19.09
Purchase                                                                     461                                         19.095
Purchase                                                                   4,565                                           19.1
Purchase                                                                   4,753                                         19.105
Purchase                                                                     313                                         19.115
Purchase                                                                   3,289                                          19.12
Purchase                                                                   1,393                                         19.125
Purchase                                                                   3,843                                          19.13
Purchase                                                                   1,186                                         19.135
Purchase                                                                   3,157                                          19.14
Purchase                                                                     372                                         19.145
Purchase                                                                   3,691                                          19.15
Purchase                                                                     848                                         19.155
Purchase                                                                     841                                          19.16
Purchase                                                                     130                                         19.165
Purchase                                                                   1,363                                          19.17
Purchase                                                                     518                                         19.175
Purchase                                                                      42                                        19.1752
Purchase                                                                   1,394                                          19.18
Purchase                                                                     115                                         19.185
Purchase                                                                   1,130                                          19.19
Purchase                                                                   4,998                                         19.195
Purchase                                                                  15,005                                           19.2
Purchase                                                                   4,607                                         19.205
Purchase                                                                   3,688                                          19.21
Purchase                                                                   1,672                                         19.215
Purchase                                                                   2,951                                          19.22
Purchase                                                                   1,453                                         19.225
Purchase                                                                   1,835                                          19.23
Purchase                                                                   1,450                                         19.235
Purchase                                                                   6,388                                          19.24
Purchase                                                                   2,862                                         19.245
Purchase                                                                     645                                          19.25
Purchase                                                                     572                                         19.255
Purchase                                                                   5,018                                          19.26
Purchase                                                                   4,096                                         19.265
Purchase                                                                   4,224                                          19.27
Purchase                                                                   2,919                                         19.275
Purchase                                                                   2,291                                          19.28
Purchase                                                                     565                                         19.285
Purchase                                                                   3,558                                          19.29
Purchase                                                                     129                                         19.295
Purchase                                                                   5,189                                           19.3
Purchase                                                                   2,237                                         19.305
Purchase                                                                   2,814                                          19.31
Purchase                                                                   1,549                                         19.315
Purchase                                                                   4,924                                          19.32
Purchase                                                                   3,855                                         19.325
Purchase                                                                   5,813                                          19.33
Purchase                                                                   3,806                                         19.335
Purchase                                                                   3,770                                          19.34
Purchase                                                                   1,849                                         19.345
Purchase                                                                   4,582                                          19.35
Purchase                                                                   1,312                                         19.355
Purchase                                                                   4,683                                          19.36
Purchase                                                                   4,609                                         19.365
Purchase                                                                   1,040                                          19.37
Purchase                                                                   2,525                                         19.375
Purchase                                                                   3,458                                          19.38
Purchase                                                                     580                                         19.385
Purchase                                                                   1,345                                          19.39
Purchase                                                                   2,365                                         19.395
Purchase                                                                     690                                           19.4
Purchase                                                                     739                                         19.405
Purchase                                                                      63                                          19.41
Purchase                                                                   1,080                                         19.415
Purchase                                                                     200                                          19.42
Purchase                                                                     168                                         19.425
Purchase                                                                     256                                          19.43
Purchase                                                                     900                                         19.435
Purchase                                                                   1,446                                          19.44
Purchase                                                                     836                                         19.445
Purchase                                                                     128                                          19.45
Purchase                                                                     772                                         19.455
Purchase                                                                     448                                          19.46
Purchase                                                                   5,629                                         19.465
Purchase                                                                   1,122                                          19.47
Purchase                                                                     512                                         19.475
Purchase                                                                   1,621                                          19.48
Purchase                                                                   1,543                                         19.485
Purchase                                                                   5,185                                          19.49
Purchase                                                                   2,073                                         19.495
Purchase                                                                   6,699                                           19.5
Purchase                                                                  11,786                                         19.505
Purchase                                                                     892                                          19.51
Purchase                                                                     256                                         19.515
Purchase                                                                     410                                          19.52
Purchase                                                                     300                                         19.525
Purchase                                                                     647                                          19.53
Purchase                                                                   1,145                                         19.535
Purchase                                                                   1,391                                          19.54
Purchase                                                                   1,576                                         19.545
Purchase                                                                   5,765                                          19.55
Purchase                                                                   2,530                                         19.555
Purchase                                                                   4,888                                          19.56
Purchase                                                                   4,138                                         19.565
Purchase                                                                   3,288                                          19.57
Purchase                                                                   3,859                                         19.575
Purchase                                                                   6,257                                          19.58
Purchase                                                                   3,352                                         19.585
Purchase                                                                   5,247                                          19.59
Purchase                                                                   3,229                                         19.595
Purchase                                                                  17,752                                           19.6
Purchase                                                                  18,194                                         19.605
Purchase                                                                  12,604                                          19.61
Purchase                                                                   8,506                                         19.615
Purchase                                                                  21,251                                          19.62
Purchase                                                                  12,527                                         19.625
Purchase                                                                  18,858                                          19.63
Purchase                                                                   4,763                                         19.635
Purchase                                                                  16,055                                          19.64
Purchase                                                                   9,105                                         19.645
Purchase                                                                  33,027                                          19.65
Purchase                                                                  13,918                                         19.655
Purchase                                                                  18,400                                          19.66
Purchase                                                                  15,181                                         19.665
Purchase                                                                  17,254                                          19.67
Purchase                                                                   7,375                                         19.675
Purchase                                                                   6,873                                          19.68
Purchase                                                                   2,791                                         19.685
Purchase                                                                   6,292                                          19.69
Purchase                                                                   3,180                                         19.695
Purchase                                                                   1,386                                           19.7
Purchase                                                                   8,532                                         19.705
Purchase                                                                     126                                          19.71
Purchase                                                                   2,010                                         19.715
Purchase                                                                   1,685                                          19.72
Purchase                                                                     478                                          19.73
Purchase                                                                     560                                         19.735
Purchase                                                                     288                                          19.74
Purchase                                                                     352                                          19.75
Purchase                                                                     680                                         19.755
Purchase                                                                   2,500                                          19.76
Purchase                                                                     630                                         19.765
Purchase                                                                   1,133                                          19.77
Purchase                                                                     347                                          19.78
Purchase                                                                     126                                         19.785
Purchase                                                                   1,106                                          19.79
Purchase                                                                     655                                         19.795
Purchase                                                                     701                                           19.8
Purchase                                                                     378                                         19.805
                                                                                  
Sell                                                                        -400                                          19.04
Sell                                                                        -931                                         19.045
Sell                                                                      -1,900                                          19.06
Sell                                                                      -3,062                                         19.075
Sell                                                                        -262                                         19.085
Sell                                                                      -1,236                                          19.09
Sell                                                                        -651                                         19.095
Sell                                                                      -6,524                                           19.1
Sell                                                                      -4,819                                         19.105
Sell                                                                        -102                                          19.11
Sell                                                                        -520                                         19.115
Sell                                                                      -4,038                                          19.12
Sell                                                                        -575                                         19.125
Sell                                                                      -1,393                                          19.13
Sell                                                                        -708                                         19.135
Sell                                                                      -1,136                                          19.14
Sell                                                                      -9,875                                         19.145
Sell                                                                      -1,823                                          19.15
Sell                                                                        -300                                         19.155
Sell                                                                      -2,359                                          19.16
Sell                                                                        -947                                         19.165
Sell                                                                        -130                                          19.17
Sell                                                                         -42                                        19.1752
Sell                                                                        -519                                          19.18
Sell                                                                        -569                                         19.185
Sell                                                                      -1,709                                          19.19
Sell                                                                      -2,345                                         19.195
Sell                                                                     -10,056                                           19.2
Sell                                                                        -420                                         19.205
Sell                                                                      -5,246                                          19.21
Sell                                                                        -842                                         19.215
Sell                                                                      -5,349                                          19.22
Sell                                                                        -830                                         19.225
Sell                                                                      -3,821                                          19.23
Sell                                                                      -1,736                                         19.235
Sell                                                                      -1,794                                          19.24
Sell                                                                      -2,782                                         19.245
Sell                                                                        -857                                          19.25
Sell                                                                      -2,419                                         19.255
Sell                                                                        -367                                          19.26
Sell                                                                      -1,624                                         19.265
Sell                                                                      -2,840                                          19.27
Sell                                                                      -5,280                                         19.275
Sell                                                                      -3,093                                          19.28
Sell                                                                      -1,417                                         19.285
Sell                                                                      -1,134                                          19.29
Sell                                                                      -3,081                                         19.295
Sell                                                                      -9,876                                           19.3
Sell                                                                        -458                                         19.305
Sell                                                                      -1,245                                          19.31
Sell                                                                      -1,285                                         19.315
Sell                                                                      -2,961                                          19.32
Sell                                                                      -1,257                                         19.325
Sell                                                                      -2,359                                          19.33
Sell                                                                      -4,407                                         19.335
Sell                                                                        -987                                          19.34
Sell                                                                      -3,459                                         19.345
Sell                                                                     -11,974                                          19.35
Sell                                                                      -3,818                                         19.355
Sell                                                                      -5,769                                          19.36
Sell                                                                      -2,055                                         19.365
Sell                                                                        -129                                          19.37
Sell                                                                        -931                                         19.375
Sell                                                                      -2,647                                          19.38
Sell                                                                         -30                                         19.385
Sell                                                                      -5,760                                          19.39
Sell                                                                        -580                                         19.395
Sell                                                                      -2,681                                           19.4
Sell                                                                      -1,383                                         19.405
Sell                                                                        -150                                          19.41
Sell                                                                         -30                                          19.42
Sell                                                                        -128                                         19.425
Sell                                                                        -120                                          19.43
Sell                                                                      -5,708                                         19.435
Sell                                                                        -169                                          19.44
Sell                                                                      -1,115                                         19.445
Sell                                                                        -895                                          19.45
Sell                                                                      -1,130                                         19.455
Sell                                                                        -584                                          19.46
Sell                                                                      -1,724                                         19.465
Sell                                                                      -3,388                                          19.47
Sell                                                                      -1,961                                         19.475
Sell                                                                      -1,126                                          19.48
Sell                                                                      -6,456                                         19.485
Sell                                                                      -1,482                                          19.49
Sell                                                                      -1,894                                         19.495
Sell                                                                      -7,545                                           19.5
Sell                                                                      -3,459                                         19.505
Sell                                                                      -1,080                                          19.51
Sell                                                                      -1,091                                         19.515
Sell                                                                        -651                                          19.52
Sell                                                                      -4,611                                         19.525
Sell                                                                      -4,119                                          19.53
Sell                                                                      -2,360                                         19.535
Sell                                                                      -1,039                                          19.54
Sell                                                                      -2,858                                         19.545
Sell                                                                      -6,138                                          19.55
Sell                                                                      -6,116                                         19.555
Sell                                                                      -8,079                                          19.56
Sell                                                                      -2,204                                         19.565
Sell                                                                        -968                                          19.57
Sell                                                                      -2,894                                         19.575
Sell                                                                      -2,253                                          19.58
Sell                                                                     -16,506                                         19.585
Sell                                                                      -6,869                                          19.59
Sell                                                                     -11,893                                         19.595
Sell                                                                     -33,817                                           19.6
Sell                                                                      -6,098                                         19.605
Sell                                                                      -7,032                                          19.61
Sell                                                                     -11,290                                         19.615
Sell                                                                      -7,209                                          19.62
Sell                                                                     -16,576                                         19.625
Sell                                                                      -7,774                                          19.63
Sell                                                                     -20,471                                         19.635
Sell                                                                      -9,391                                          19.64
Sell                                                                     -18,445                                         19.645
Sell                                                                     -33,907                                          19.65
Sell                                                                     -14,169                                         19.655
Sell                                                                     -13,606                                          19.66
Sell                                                                     -10,113                                         19.665
Sell                                                                     -12,428                                          19.67
Sell                                                                      -4,638                                         19.675
Sell                                                                      -2,065                                          19.68
Sell                                                                      -3,180                                         19.685
Sell                                                                      -3,295                                          19.69
Sell                                                                      -3,737                                         19.695
Sell                                                                      -6,339                                           19.7
Sell                                                                        -970                                         19.705
Sell                                                                      -1,709                                          19.71
Sell                                                                      -1,722                                         19.715
Sell                                                                        -596                                          19.72
Sell                                                                        -893                                         19.725
Sell                                                                        -135                                          19.73
Sell                                                                         -65                                         19.735
Sell                                                                      -1,834                                          19.74
Sell                                                                        -789                                         19.745
Sell                                                                      -1,274                                          19.75
Sell                                                                      -1,232                                          19.76
Sell                                                                        -559                                         19.765
Sell                                                                        -952                                         19.775
Sell                                                                      -1,068                                         19.785
Sell                                                                      -1,551                                          19.79
Sell                                                                      -1,245                                         19.795
Sell                                                                      -1,064                                           19.8
Sell                                                                        -144                                         19.805
Sell                                                                        -311                                          19.81
Sell                                                                        -859                                          19.82
Sell                                                                      -1,253                                          19.83
        
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Short                                                          500                             19.1775
                                                                                                                               
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.           Expiry    Option money
e.g. call option     purchasing, varying     securities to      price      American, European   date      paid/received per
                     etc.                    which the                     etc.                           unit (Note 5)  (USD)
                                             option relates
                                             (Note 7)
                                                                                                                                
                                                                                                                                

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        17 August 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                       -10,950                  15   American                      08/22/2009
Call Option            Purchased                        -7,550                17.5   American                      08/22/2009
Put Option             Purchased                        -7,300                  15   American                      09/19/2009
Call Option            Purchased                        -6,900                  15   American                      08/22/2009
Put Option             Purchased                        -3,950                12.5   American                      12/19/2009
Call Option            Purchased                        -3,100                  15   American                      09/19/2009
Call Option            Purchased                        -2,700                  10   American                      09/19/2009
Put Option             Purchased                        -2,500                  10   American                      09/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Put Option             Purchased                        -1,500                  10   American                      12/19/2009
Call Option            Purchased                        -1,050                17.5   American                      09/19/2009
Call Option            Purchased                          -900                  15   American                      12/19/2009
Call Option            Purchased                          -500                12.5   American                      09/19/2009
Put Option             Purchased                          -450                12.5   American                      08/22/2009
Call Option            Purchased                          -250                12.5   American                      08/22/2009
Put Option             Purchased                           -50                  15   American                      12/19/2009
Put Option             Purchased                            50                12.5   American                      09/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
Call Option            Purchased                           150                  20   American                      09/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP