Citadel Europe LLP
LSE : TTM

August 18, 2009 10:20 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     17 August 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                       26,764               0.00                  91                0.00
    
(2) Derivatives (other than options)                           1,097               0.00             960,928                0.07
    
(3) Options and agreements to purchase/sell                      300               0.00              52,100                0.00
    
Total                                                         28,161               0.00           1,013,119                0.08


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                     122                                         18.125
Purchase                                                                   3,254                                         18.135
Purchase                                                                   2,457                                          18.14
Purchase                                                                   2,336                                         18.145
Purchase                                                                   2,765                                          18.15
Purchase                                                                   5,266                                         18.155
Purchase                                                                  13,151                                          18.16
Purchase                                                                   3,842                                         18.165
Purchase                                                                   6,248                                          18.17
Purchase                                                                  10,901                                         18.175
Purchase                                                                  20,140                                          18.18
Purchase                                                                   8,772                                         18.185
Purchase                                                                  10,965                                          18.19
Purchase                                                                   8,560                                         18.195
Purchase                                                                  28,886                                           18.2
Purchase                                                                  11,737                                         18.205
Purchase                                                                  11,622                                          18.21
Purchase                                                                  12,522                                         18.215
Purchase                                                                  15,068                                          18.22
Purchase                                                                   7,843                                         18.225
Purchase                                                                  23,911                                          18.23
Purchase                                                                   8,427                                         18.235
Purchase                                                                   3,815                                          18.24
Purchase                                                                   5,136                                         18.245
Purchase                                                                   6,039                                          18.25
Purchase                                                                   9,909                                         18.255
Purchase                                                                  11,414                                          18.26
Purchase                                                                   4,403                                         18.265
Purchase                                                                   6,726                                          18.27
Purchase                                                                   4,450                                         18.275
Purchase                                                                   8,498                                          18.28
Purchase                                                                   3,454                                         18.285
Purchase                                                                   9,912                                          18.29
Purchase                                                                   1,584                                         18.295
Purchase                                                                  12,802                                           18.3
Purchase                                                                   8,655                                         18.305
Purchase                                                                   5,394                                          18.31
Purchase                                                                   3,474                                         18.315
Purchase                                                                   5,107                                          18.32
Purchase                                                                   7,685                                         18.325
Purchase                                                                   3,643                                          18.33
Purchase                                                                   1,068                                         18.335
Purchase                                                                     636                                          18.34
Purchase                                                                     611                                         18.345
Purchase                                                                     235                                          18.35
Purchase                                                                     134                                         18.355
Purchase                                                                   1,244                                          18.36
Purchase                                                                   2,306                                         18.365
Purchase                                                                   4,483                                          18.37
Purchase                                                                     136                                         18.375
Purchase                                                                   1,131                                          18.38
Purchase                                                                     664                                         18.385
Purchase                                                                   3,926                                          18.39
Purchase                                                                   1,591                                         18.395
Purchase                                                                   4,103                                           18.4
Purchase                                                                     644                                         18.405
Purchase                                                                   3,784                                          18.41
Purchase                                                                   8,922                                         18.415
Purchase                                                                   8,699                                          18.42
Purchase                                                                   4,956                                         18.425
Purchase                                                                   2,747                                          18.43
Purchase                                                                   5,835                                         18.435
Purchase                                                                   6,106                                          18.44
Purchase                                                                   8,046                                         18.445
Purchase                                                                   4,497                                          18.45
Purchase                                                                   1,995                                         18.455
Purchase                                                                   2,605                                          18.46
Purchase                                                                   3,035                                         18.465
Purchase                                                                   1,450                                          18.47
Purchase                                                                     647                                         18.475
Purchase                                                                   1,217                                          18.48
Purchase                                                                   3,857                                         18.485
Purchase                                                                   5,302                                          18.49
Purchase                                                                   2,292                                         18.495
Purchase                                                                   2,206                                           18.5
Purchase                                                                   6,099                                         18.505
Purchase                                                                   4,565                                          18.51
Purchase                                                                     834                                         18.515
Purchase                                                                   4,705                                          18.52
Purchase                                                                   1,610                                         18.525
Purchase                                                                   7,678                                          18.53
Purchase                                                                   1,595                                         18.535
Purchase                                                                   2,850                                          18.54
Purchase                                                                     402                                         18.545
Purchase                                                                     488                                          18.55
Purchase                                                                   1,459                                         18.555
Purchase                                                                   2,053                                          18.56
Purchase                                                                   3,853                                         18.565
Purchase                                                                     873                                          18.57
Purchase                                                                   2,435                                         18.575
Purchase                                                                   1,222                                          18.58
Purchase                                                                   1,819                                         18.585
Purchase                                                                   3,678                                          18.59
Purchase                                                                   6,734                                         18.595
Purchase                                                                   2,152                                           18.6
Purchase                                                                   4,067                                         18.605
Purchase                                                                   2,858                                          18.61
Purchase                                                                   3,685                                         18.615
Purchase                                                                   5,267                                          18.62
Purchase                                                                   2,406                                         18.625
Purchase                                                                   2,919                                          18.63
Purchase                                                                   2,570                                         18.635
Purchase                                                                     734                                          18.64
Purchase                                                                   1,385                                         18.645
Purchase                                                                   3,693                                          18.65
Purchase                                                                     691                                          18.66
Purchase                                                                     330                                         18.665
Purchase                                                                     757                                          18.67
Purchase                                                                     133                                           18.7
Purchase                                                                   9,538                                          18.71
Purchase                                                                     374                                         18.715
Purchase                                                                   8,051                                          18.72
Purchase                                                                     667                                         18.725
Purchase                                                                   1,503                                          18.73
Purchase                                                                   1,157                                         18.735
Purchase                                                                   1,633                                          18.74
Purchase                                                                     616                                         18.745
Purchase                                                                   3,476                                          18.75
Purchase                                                                   1,544                                          18.76
Purchase                                                                   2,135                                          18.77
Purchase                                                                     441                                          18.78
Purchase                                                                     807                                         18.785
Purchase                                                                   4,159                                          18.79
Purchase                                                                     716                                         18.795
Purchase                                                                   5,528                                           18.8
Purchase                                                                   1,637                                         18.805
Purchase                                                                     333                                          18.81
Purchase                                                                     206                                         18.815
Purchase                                                                     656                                          18.82
Purchase                                                                   1,520                                          18.83
Purchase                                                                   1,099                                         18.835
Purchase                                                                     396                                          18.84
Purchase                                                                     544                                          18.96
Purchase                                                                   3,102                                          18.98
                                                                                  
Sell                                                                        -100                                         18.125
Sell                                                                        -926                                          18.13
Sell                                                                      -1,371                                         18.135
Sell                                                                        -833                                          18.14
Sell                                                                        -823                                         18.145
Sell                                                                      -8,964                                          18.15
Sell                                                                     -18,110                                         18.155
Sell                                                                      -4,230                                          18.16
Sell                                                                     -12,780                                         18.165
Sell                                                                     -14,683                                          18.17
Sell                                                                      -2,757                                         18.175
Sell                                                                     -13,743                                          18.18
Sell                                                                      -9,354                                         18.185
Sell                                                                     -15,519                                          18.19
Sell                                                                      -9,172                                         18.195
Sell                                                                     -25,752                                           18.2
Sell                                                                      -5,780                                         18.205
Sell                                                                     -12,278                                          18.21
Sell                                                                     -16,223                                         18.215
Sell                                                                     -10,626                                          18.22
Sell                                                                      -5,037                                         18.225
Sell                                                                      -8,049                                          18.23
Sell                                                                      -6,982                                         18.235
Sell                                                                     -11,669                                          18.24
Sell                                                                      -8,699                                         18.245
Sell                                                                      -7,271                                          18.25
Sell                                                                      -4,793                                         18.255
Sell                                                                     -10,790                                          18.26
Sell                                                                      -6,738                                         18.265
Sell                                                                      -2,805                                          18.27
Sell                                                                      -2,769                                         18.275
Sell                                                                      -5,348                                          18.28
Sell                                                                      -7,677                                         18.285
Sell                                                                      -7,495                                          18.29
Sell                                                                      -3,634                                         18.295
Sell                                                                     -23,570                                           18.3
Sell                                                                      -2,563                                         18.305
Sell                                                                      -3,147                                          18.31
Sell                                                                      -3,437                                         18.315
Sell                                                                      -4,951                                          18.32
Sell                                                                      -4,330                                         18.325
Sell                                                                      -1,694                                          18.33
Sell                                                                        -300                                         18.335
Sell                                                                      -3,193                                          18.34
Sell                                                                      -3,109                                         18.345
Sell                                                                      -2,035                                          18.35
Sell                                                                      -3,563                                         18.355
Sell                                                                      -4,354                                          18.36
Sell                                                                      -1,656                                         18.365
Sell                                                                      -1,860                                          18.37
Sell                                                                      -3,424                                         18.375
Sell                                                                      -3,174                                          18.38
Sell                                                                      -1,830                                         18.385
Sell                                                                      -5,628                                          18.39
Sell                                                                         -30                                         18.395
Sell                                                                     -11,302                                           18.4
Sell                                                                      -2,686                                         18.405
Sell                                                                      -1,194                                          18.41
Sell                                                                      -2,221                                         18.415
Sell                                                                      -1,931                                          18.42
Sell                                                                      -1,413                                         18.425
Sell                                                                      -2,726                                          18.43
Sell                                                                        -578                                         18.435
Sell                                                                      -3,294                                          18.44
Sell                                                                      -2,745                                         18.445
Sell                                                                      -7,804                                          18.45
Sell                                                                        -762                                         18.455
Sell                                                                      -4,402                                          18.46
Sell                                                                     -11,031                                         18.465
Sell                                                                        -415                                          18.47
Sell                                                                      -4,328                                         18.475
Sell                                                                      -9,637                                          18.48
Sell                                                                      -1,591                                         18.485
Sell                                                                      -2,947                                          18.49
Sell                                                                      -1,586                                         18.495
Sell                                                                      -7,733                                           18.5
Sell                                                                      -1,237                                         18.505
Sell                                                                      -3,568                                          18.51
Sell                                                                      -3,520                                         18.515
Sell                                                                      -4,101                                          18.52
Sell                                                                      -1,591                                         18.525
Sell                                                                      -2,859                                          18.53
Sell                                                                      -1,905                                         18.535
Sell                                                                      -1,094                                          18.54
Sell                                                                      -1,228                                         18.545
Sell                                                                      -2,190                                          18.55
Sell                                                                      -3,881                                         18.555
Sell                                                                      -2,150                                          18.56
Sell                                                                        -262                                         18.565
Sell                                                                      -1,796                                          18.57
Sell                                                                      -3,369                                         18.575
Sell                                                                      -1,716                                          18.58
Sell                                                                      -6,477                                         18.585
Sell                                                                      -1,174                                          18.59
Sell                                                                      -4,023                                         18.595
Sell                                                                      -7,998                                           18.6
Sell                                                                      -1,571                                         18.605
Sell                                                                      -4,923                                          18.61
Sell                                                                        -264                                         18.615
Sell                                                                      -1,250                                          18.62
Sell                                                                      -1,515                                         18.625
Sell                                                                      -1,236                                          18.63
Sell                                                                        -805                                         18.635
Sell                                                                      -2,637                                          18.64
Sell                                                                        -299                                         18.645
Sell                                                                      -2,188                                          18.65
Sell                                                                      -2,670                                          18.66
Sell                                                                        -600                                         18.675
Sell                                                                      -1,971                                          18.68
Sell                                                                        -500                                          18.69
Sell                                                                      -1,420                                           18.7
Sell                                                                        -788                                         18.705
Sell                                                                      -1,908                                          18.71
Sell                                                                      -6,609                                         18.715
Sell                                                                      -4,904                                          18.72
Sell                                                                      -1,661                                         18.725
Sell                                                                      -2,796                                          18.73
Sell                                                                      -1,399                                         18.735
Sell                                                                      -3,530                                          18.74
Sell                                                                        -308                                         18.745
Sell                                                                      -4,470                                          18.75
Sell                                                                      -2,274                                         18.755
Sell                                                                      -5,921                                          18.76
Sell                                                                        -505                                         18.765
Sell                                                                      -1,831                                          18.77
Sell                                                                        -938                                         18.775
Sell                                                                        -376                                          18.78
Sell                                                                      -1,903                                         18.785
Sell                                                                      -1,007                                          18.79
Sell                                                                        -691                                         18.795
Sell                                                                      -3,094                                           18.8
Sell                                                                        -386                                         18.805
Sell                                                                      -1,726                                          18.81
Sell                                                                        -330                                          18.82
Sell                                                                        -455                                         18.825
Sell                                                                        -500                                          18.83
Sell                                                                        -209                                         18.835
Sell                                                                        -100                                          18.87
Sell                                                                         -16                                          18.96
Sell                                                                        -620                                          19.05
        
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Short                                                        1,425                            18.30895
                                                                                                                               
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.         Expiry        Option money
e.g. call option     purchasing, varying     securities to      price      American,          date          paid/received per
                     etc.                    which the                     European etc.                    unit (Note 5)
                                             option relates                                                 (USD)
                                             (Note 7)
Put option           Purchase                          -50.00       12.5   American            09/19/2009                   0.40
                                                                                                                                

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        18 August 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                       -10,950                  15   American                      08/22/2009
Call Option            Purchased                        -7,550                17.5   American                      08/22/2009
Put Option             Purchased                        -7,300                  15   American                      09/19/2009
Call Option            Purchased                        -6,900                  15   American                      08/22/2009
Put Option             Purchased                        -3,950                12.5   American                      12/19/2009
Call Option            Purchased                        -3,100                  15   American                      09/19/2009
Call Option            Purchased                        -2,700                  10   American                      09/19/2009
Put Option             Purchased                        -2,500                  10   American                      09/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Put Option             Purchased                        -1,500                  10   American                      12/19/2009
Call Option            Purchased                        -1,050                17.5   American                      09/19/2009
Call Option            Purchased                          -900                  15   American                      12/19/2009
Call Option            Purchased                          -500                12.5   American                      09/19/2009
Put Option             Purchased                          -450                12.5   American                      08/22/2009
Call Option            Purchased                          -250                12.5   American                      08/22/2009
Put Option             Purchased                           -50                  15   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
Call Option            Purchased                           150                  20   American                      09/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP