Citadel Europe LLP
LSE : TTM

August 20, 2009 10:15 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     19 August 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                       23,358               0.00                  91                0.00
    
(2) Derivatives (other than options)                               0               0.00             968,083                0.07
    
(3) Options and agreements to purchase/sell                      300               0.00              49,600                0.00
    
Total                                                         23,658               0.00           1,017,774                0.08


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                     472                                         17.805
Purchase                                                                   1,640                                          17.81
Purchase                                                                     140                                          17.84
Purchase                                                                     497                                          17.85
Purchase                                                                   4,271                                          17.86
Purchase                                                                     683                                          17.87
Purchase                                                                     973                                         17.875
Purchase                                                                     339                                          17.89
Purchase                                                                     402                                         17.895
Purchase                                                                     139                                         17.905
Purchase                                                                     364                                          17.91
Purchase                                                                  10,149                                         17.915
Purchase                                                                   1,435                                          17.92
Purchase                                                                   1,600                                         17.925
Purchase                                                                   4,431                                          17.93
Purchase                                                                   4,118                                         17.935
Purchase                                                                   2,557                                          17.94
Purchase                                                                   4,045                                         17.945
Purchase                                                                  10,502                                          17.95
Purchase                                                                  11,431                                         17.955
Purchase                                                                   4,574                                          17.96
Purchase                                                                   2,158                                         17.965
Purchase                                                                   8,340                                          17.97
Purchase                                                                   4,864                                         17.975
Purchase                                                                   9,320                                          17.98
Purchase                                                                   4,461                                         17.985
Purchase                                                                   3,671                                          17.99
Purchase                                                                   2,763                                         17.995
Purchase                                                                   8,489                                             18
Purchase                                                                   4,506                                          18.01
Purchase                                                                   1,111                                         18.015
Purchase                                                                   2,048                                          18.02
Purchase                                                                     400                                         18.025
Purchase                                                                   2,693                                          18.03
Purchase                                                                   4,032                                         18.035
Purchase                                                                   1,762                                          18.04
Purchase                                                                     378                                         18.045
Purchase                                                                   6,599                                          18.05
Purchase                                                                     706                                         18.055
Purchase                                                                   2,820                                          18.06
Purchase                                                                     358                                         18.065
Purchase                                                                   2,344                                          18.07
Purchase                                                                   3,090                                         18.075
Purchase                                                                     552                                          18.08
Purchase                                                                   2,066                                         18.085
Purchase                                                                   1,396                                          18.09
Purchase                                                                   1,205                                         18.095
Purchase                                                                     138                                           18.1
Purchase                                                                     137                                         18.115
Purchase                                                                     137                                         18.125
Purchase                                                                     950                                         18.135
Purchase                                                                     137                                          18.14
Purchase                                                                   2,664                                         18.155
Purchase                                                                     648                                          18.16
Purchase                                                                   2,736                                         18.175
Purchase                                                                   3,720                                          18.18
Purchase                                                                   3,429                                         18.185
Purchase                                                                     668                                          18.19
Purchase                                                                     659                                           18.2
Purchase                                                                   1,186                                          18.21
Purchase                                                                   7,969                                         18.215
Purchase                                                                     500                                          18.22
Purchase                                                                   1,572                                         18.225
Purchase                                                                     137                                          18.23
Purchase                                                                     500                                         18.235
Purchase                                                                     468                                          18.24
Purchase                                                                     910                                         18.244
Purchase                                                                     890                                         18.245
Purchase                                                                  11,556                                          18.25
Purchase                                                                     898                                         18.255
Purchase                                                                   2,415                                          18.26
Purchase                                                                   2,484                                         18.265
Purchase                                                                     145                                        18.2698
Purchase                                                                     202                                          18.27
Purchase                                                                     187                                         18.275
Purchase                                                                     200                                          18.28
Purchase                                                                     136                                         18.285
Purchase                                                                   4,687                                          18.29
Purchase                                                                   2,603                                         18.295
Purchase                                                                   6,924                                           18.3
Purchase                                                                   5,560                                         18.305
Purchase                                                                   5,787                                          18.31
Purchase                                                                   1,484                                         18.315
Purchase                                                                   2,023                                          18.32
Purchase                                                                   1,559                                         18.325
Purchase                                                                     136                                          18.33
Purchase                                                                     928                                         18.335
Purchase                                                                     663                                          18.34
Purchase                                                                   1,867                                         18.345
Purchase                                                                     822                                          18.35
Purchase                                                                   1,075                                         18.355
Purchase                                                                     802                                          18.36
Purchase                                                                     755                                         18.365
Purchase                                                                     272                                          18.37
Purchase                                                                   1,706                                         18.375
Purchase                                                                     300                                          18.38
Purchase                                                                     214                                          18.39
Purchase                                                                   1,059                                         18.395
Purchase                                                                     755                                           18.4
Purchase                                                                     100                                          18.41
Purchase                                                                   1,170                                         18.415
Purchase                                                                     150                                          18.42
Purchase                                                                     238                                         18.425
Purchase                                                                     300                                          18.43
Purchase                                                                     270                                         18.435
Purchase                                                                     140                                          18.44
                                                                                                                               
Sell                                                                        -280                                         17.795
Sell                                                                        -420                                         17.805
Sell                                                                         -82                                         17.815
Sell                                                                        -140                                          17.82
Sell                                                                        -280                                          17.85
Sell                                                                        -445                                          17.87
Sell                                                                      -3,294                                         17.875
Sell                                                                      -1,271                                          17.88
Sell                                                                        -330                                         17.885
Sell                                                                      -2,003                                         17.895
Sell                                                                      -3,288                                           17.9
Sell                                                                        -723                                         17.905
Sell                                                                      -1,239                                          17.91
Sell                                                                        -417                                         17.915
Sell                                                                        -540                                          17.92
Sell                                                                        -492                                         17.925
Sell                                                                      -2,822                                          17.93
Sell                                                                      -3,823                                         17.935
Sell                                                                      -3,833                                          17.94
Sell                                                                      -1,094                                         17.945
Sell                                                                     -26,824                                          17.95
Sell                                                                      -2,562                                         17.955
Sell                                                                      -7,778                                          17.96
Sell                                                                     -10,062                                         17.965
Sell                                                                      -9,994                                          17.97
Sell                                                                      -5,127                                         17.975
Sell                                                                      -2,893                                          17.98
Sell                                                                      -1,095                                         17.985
Sell                                                                      -3,289                                          17.99
Sell                                                                      -3,429                                         17.995
Sell                                                                      -5,240                                             18
Sell                                                                      -1,194                                         18.005
Sell                                                                      -5,230                                          18.01
Sell                                                                        -710                                         18.015
Sell                                                                      -1,387                                          18.02
Sell                                                                      -1,145                                         18.025
Sell                                                                      -1,312                                          18.03
Sell                                                                      -2,816                                         18.035
Sell                                                                      -2,058                                          18.04
Sell                                                                      -2,100                                         18.045
Sell                                                                      -3,240                                          18.05
Sell                                                                      -1,344                                         18.055
Sell                                                                      -2,200                                          18.06
Sell                                                                        -593                                         18.065
Sell                                                                      -2,857                                          18.07
Sell                                                                      -1,293                                         18.075
Sell                                                                        -863                                          18.08
Sell                                                                      -1,037                                         18.085
Sell                                                                      -2,762                                          18.09
Sell                                                                        -276                                         18.095
Sell                                                                        -214                                           18.1
Sell                                                                      -1,194                                         18.115
Sell                                                                        -496                                          18.12
Sell                                                                        -386                                         18.125
Sell                                                                        -329                                          18.13
Sell                                                                        -274                                         18.135
Sell                                                                        -690                                          18.14
Sell                                                                        -437                                         18.145
Sell                                                                      -6,939                                          18.15
Sell                                                                        -600                                         18.155
Sell                                                                        -100                                          18.16
Sell                                                                      -3,447                                         18.165
Sell                                                                      -7,000                                          18.17
Sell                                                                        -685                                         18.175
Sell                                                                        -548                                          18.18
Sell                                                                      -1,998                                         18.185
Sell                                                                        -137                                          18.19
Sell                                                                        -200                                         18.195
Sell                                                                      -1,259                                           18.2
Sell                                                                        -359                                         18.205
Sell                                                                      -1,518                                          18.21
Sell                                                                        -122                                         18.215
Sell                                                                        -137                                          18.23
Sell                                                                        -952                                          18.24
Sell                                                                        -910                                         18.244
Sell                                                                        -685                                         18.245
Sell                                                                      -2,089                                          18.25
Sell                                                                      -4,597                                         18.255
Sell                                                                        -759                                          18.26
Sell                                                                      -1,160                                         18.265
Sell                                                                        -145                                        18.2698
Sell                                                                      -4,578                                          18.27
Sell                                                                        -639                                         18.275
Sell                                                                      -1,819                                          18.28
Sell                                                                      -1,142                                         18.285
Sell                                                                      -9,015                                          18.29
Sell                                                                      -4,795                                         18.295
Sell                                                                      -6,648                                           18.3
Sell                                                                      -1,178                                         18.305
Sell                                                                        -680                                          18.31
Sell                                                                        -848                                         18.315
Sell                                                                        -817                                          18.32
Sell                                                                      -2,192                                         18.325
Sell                                                                      -2,272                                          18.33
Sell                                                                      -2,620                                         18.335
Sell                                                                      -2,459                                          18.34
Sell                                                                      -1,851                                         18.345
Sell                                                                      -4,010                                          18.35
Sell                                                                      -1,011                                         18.355
Sell                                                                        -371                                          18.36
Sell                                                                        -336                                         18.365
Sell                                                                        -236                                          18.37
Sell                                                                      -1,381                                         18.375
Sell                                                                        -816                                          18.38
Sell                                                                      -1,643                                         18.385
Sell                                                                         -54                                          18.39
Sell                                                                      -3,041                                         18.395
Sell                                                                        -435                                           18.4
Sell                                                                        -972                                         18.405
Sell                                                                          -6                                          18.41
Sell                                                                        -617                                         18.415
Sell                                                                        -236                                          18.43
Sell                                                                        -270                                         18.445
        
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Short                                                          600                            18.28598
CFD                      Short                                                        2,410                               18.35
CFD                      Short                                                          623                            17.98816
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.         Expiry        Option money
e.g. call option     purchasing, varying     securities to      price      American,          date          paid/received per
                     etc.                    which the                     European etc.                    unit (Note 5)
                                             option relates                                                 (USD)
                                             (Note 7)
Call option          Purchase                             250         15   American             08/22/2009                   0.3
Call option          Purchase                             250         15   American             08/22/2009                   0.3
Call option          Purchase                           1,500         15   American             08/22/2009                   0.3
Call option          Purchase                             500         15   American             08/22/2009                   0.4

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        20 August 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                       -10,950                  15   American                      08/22/2009
Call Option            Purchased                        -7,550                17.5   American                      08/22/2009
Put Option             Purchased                        -7,300                  15   American                      09/19/2009
Call Option            Purchased                        -4,400                  15   American                      08/22/2009
Put Option             Purchased                        -3,950                12.5   American                      12/19/2009
Call Option            Purchased                        -3,100                  15   American                      09/19/2009
Call Option            Purchased                        -2,700                  10   American                      09/19/2009
Put Option             Purchased                        -2,500                  10   American                      09/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Put Option             Purchased                        -1,500                  10   American                      12/19/2009
Call Option            Purchased                        -1,050                17.5   American                      09/19/2009
Call Option            Purchased                          -900                  15   American                      12/19/2009
Call Option            Purchased                          -500                12.5   American                      09/19/2009
Put Option             Purchased                          -450                12.5   American                      08/22/2009
Call Option            Purchased                          -250                12.5   American                      08/22/2009
Put Option             Purchased                           -50                  15   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
Call Option            Purchased                           150                  20   American                      09/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP