Citadel Europe LLP
LSE : TTM

August 21, 2009 10:15 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     20 August 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                       23,358               0.00                 217                0.00
    
(2) Derivatives (other than options)                               0               0.00             967,365                0.07
    
(3) Options and agreements to purchase/sell                      300               0.00              47,850                0.00
    
Total                                                         23,658               0.00           1,015,432                0.08


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                   4,632                                          18.65
Purchase                                                                     532                                         18.685
Purchase                                                                      38                                         18.695
Purchase                                                                   2,443                                           18.7
Purchase                                                                     439                                         18.705
Purchase                                                                   4,485                                          18.71
Purchase                                                                   1,773                                         18.715
Purchase                                                                   2,110                                          18.72
Purchase                                                                   2,656                                         18.725
Purchase                                                                   1,244                                          18.73
Purchase                                                                     133                                         18.735
Purchase                                                                     947                                          18.74
Purchase                                                                     886                                         18.745
Purchase                                                                     233                                          18.75
Purchase                                                                     341                                         18.755
Purchase                                                                   2,063                                          18.76
Purchase                                                                     266                                         18.765
Purchase                                                                   2,234                                          18.77
Purchase                                                                   2,356                                         18.775
Purchase                                                                   3,142                                          18.78
Purchase                                                                   1,838                                         18.785
Purchase                                                                      66                                          18.79
Purchase                                                                   4,497                                         18.805
Purchase                                                                     792                                         18.815
Purchase                                                                     396                                          18.82
Purchase                                                                     525                                         18.825
Purchase                                                                   4,470                                          18.83
Purchase                                                                   1,915                                         18.835
Purchase                                                                   3,764                                          18.84
Purchase                                                                   3,734                                         18.845
Purchase                                                                     887                                          18.85
Purchase                                                                   7,043                                         18.855
Purchase                                                                   1,945                                          18.86
Purchase                                                                     255                                         18.865
Purchase                                                                   1,276                                          18.87
Purchase                                                                     805                                         18.875
Purchase                                                                   6,544                                          18.88
Purchase                                                                     746                                         18.885
Purchase                                                                   6,430                                          18.89
Purchase                                                                   3,423                                         18.895
Purchase                                                                  11,643                                           18.9
Purchase                                                                   3,383                                         18.905
Purchase                                                                     264                                          18.91
Purchase                                                                   2,543                                         18.915
Purchase                                                                   4,795                                          18.92
Purchase                                                                   3,923                                         18.925
Purchase                                                                   4,470                                          18.93
Purchase                                                                   1,410                                         18.935
Purchase                                                                   4,231                                          18.94
Purchase                                                                   5,254                                         18.945
Purchase                                                                  13,310                                          18.95
Purchase                                                                   6,842                                         18.955
Purchase                                                                   9,575                                          18.96
Purchase                                                                   5,856                                         18.965
Purchase                                                                   9,030                                          18.97
Purchase                                                                  16,619                                         18.975
Purchase                                                                   4,958                                          18.98
Purchase                                                                   2,957                                         18.985
Purchase                                                                  10,257                                          18.99
Purchase                                                                   1,933                                         18.995
Purchase                                                                   3,850                                             19
Purchase                                                                   1,836                                         19.005
Purchase                                                                   5,716                                          19.01
Purchase                                                                   1,669                                         19.015
Purchase                                                                   3,225                                          19.02
Purchase                                                                   2,904                                         19.025
Purchase                                                                   2,305                                          19.03
Purchase                                                                  10,989                                         19.035
Purchase                                                                     305                                          19.04
Purchase                                                                   1,210                                          19.05
Purchase                                                                   3,593                                          19.06
Purchase                                                                     131                                         19.065
Purchase                                                                   1,152                                          19.07
Purchase                                                                     131                                          19.08
Purchase                                                                     610                                         19.085
Purchase                                                                     868                                          19.09
Purchase                                                                     118                                        19.0901
Purchase                                                                   1,368                                         19.095
Purchase                                                                   2,447                                           19.1
Purchase                                                                   1,246                                         19.105
Purchase                                                                     450                                          19.11
Purchase                                                                   5,441                                         19.115
Purchase                                                                   1,826                                          19.12
Purchase                                                                   2,500                                         19.125
Purchase                                                                   6,991                                          19.13
Purchase                                                                     365                                         19.135
Purchase                                                                     200                                          19.16
Purchase                                                                     390                                         19.165
Purchase                                                                     130                                         19.175
Purchase                                                                   1,240                                          19.18
Purchase                                                                     130                                         19.185
Purchase                                                                     190                                         19.195
Purchase                                                                   2,211                                           19.2
Purchase                                                                     130                                          19.21
Purchase                                                                     129                                         19.225
Purchase                                                                     280                                         19.235
Purchase                                                                     129                                         19.245
                                                                                                                               
Sell                                                                      -3,160                                         18.645
Sell                                                                        -893                                          18.69
Sell                                                                      -1,945                                         18.695
Sell                                                                        -304                                           18.7
Sell                                                                      -1,103                                         18.705
Sell                                                                      -6,195                                          18.71
Sell                                                                        -760                                         18.715
Sell                                                                      -4,977                                          18.72
Sell                                                                      -3,566                                          18.73
Sell                                                                      -2,101                                         18.735
Sell                                                                        -749                                          18.74
Sell                                                                      -1,101                                         18.745
Sell                                                                        -502                                          18.75
Sell                                                                        -134                                         18.755
Sell                                                                        -710                                          18.76
Sell                                                                      -1,329                                         18.765
Sell                                                                        -100                                         18.775
Sell                                                                        -234                                         18.785
Sell                                                                        -115                                          18.79
Sell                                                                        -266                                         18.795
Sell                                                                        -379                                           18.8
Sell                                                                        -132                                         18.805
Sell                                                                        -770                                          18.81
Sell                                                                      -1,253                                         18.815
Sell                                                                      -4,601                                          18.82
Sell                                                                      -4,202                                         18.825
Sell                                                                      -1,196                                          18.83
Sell                                                                      -4,154                                         18.835
Sell                                                                      -1,814                                          18.84
Sell                                                                        -745                                         18.845
Sell                                                                      -6,051                                          18.85
Sell                                                                      -5,012                                         18.855
Sell                                                                      -3,571                                          18.86
Sell                                                                        -835                                         18.865
Sell                                                                      -3,361                                          18.87
Sell                                                                      -2,344                                         18.875
Sell                                                                      -2,297                                          18.88
Sell                                                                      -1,654                                         18.885
Sell                                                                      -1,710                                          18.89
Sell                                                                      -2,322                                         18.895
Sell                                                                      -7,911                                           18.9
Sell                                                                      -1,136                                         18.905
Sell                                                                      -1,687                                          18.91
Sell                                                                      -3,959                                         18.915
Sell                                                                      -2,942                                          18.92
Sell                                                                      -4,258                                         18.925
Sell                                                                      -2,256                                          18.93
Sell                                                                      -5,616                                         18.935
Sell                                                                      -1,234                                          18.94
Sell                                                                      -9,832                                         18.945
Sell                                                                     -11,259                                          18.95
Sell                                                                      -9,450                                         18.955
Sell                                                                     -15,462                                          18.96
Sell                                                                      -8,813                                         18.965
Sell                                                                      -9,441                                          18.97
Sell                                                                      -7,738                                         18.975
Sell                                                                      -2,982                                          18.98
Sell                                                                      -3,856                                         18.985
Sell                                                                      -8,285                                          18.99
Sell                                                                      -8,791                                         18.995
Sell                                                                        -823                                             19
Sell                                                                      -3,179                                         19.005
Sell                                                                      -1,603                                          19.01
Sell                                                                      -4,122                                         19.015
Sell                                                                      -9,203                                          19.02
Sell                                                                      -2,573                                         19.025
Sell                                                                      -7,792                                          19.03
Sell                                                                      -1,529                                         19.035
Sell                                                                        -262                                          19.04
Sell                                                                        -131                                          19.05
Sell                                                                      -4,849                                         19.055
Sell                                                                        -655                                          19.06
Sell                                                                        -524                                         19.065
Sell                                                                      -1,197                                          19.07
Sell                                                                        -393                                         19.075
Sell                                                                        -445                                          19.08
Sell                                                                        -234                                         19.085
Sell                                                                      -1,461                                          19.09
Sell                                                                        -118                                        19.0901
Sell                                                                      -3,619                                         19.095
Sell                                                                      -5,684                                           19.1
Sell                                                                      -3,564                                         19.105
Sell                                                                      -1,382                                          19.11
Sell                                                                      -1,381                                         19.115
Sell                                                                      -1,780                                          19.12
Sell                                                                      -1,679                                         19.125
Sell                                                                        -284                                          19.13
Sell                                                                      -1,783                                         19.135
Sell                                                                      -1,600                                          19.14
Sell                                                                        -172                                         19.155
Sell                                                                        -545                                          19.16
Sell                                                                        -130                                          19.17
Sell                                                                      -1,642                                          19.18
Sell                                                                      -1,340                                          19.19
Sell                                                                        -176                                         19.195
Sell                                                                        -390                                           19.2
Sell                                                                        -611                                         19.205
Sell                                                                        -130                                         19.215
Sell                                                                        -319                                          19.22
Sell                                                                        -260                                          19.23
Sell                                                                        -356                                         19.235
Sell                                                                        -131                                          19.24
Sell                                                                        -200                                          19.25
Sell                                                                        -282                                          19.26
        
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Long                                                         2,410                            18.72089
CFD                      Short                                                        1,692                            18.85813
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.         Expiry        Option money
e.g. call option     purchasing, varying     securities to      price      American,          date          paid/received per
                     etc.                    which the                     European etc.                    unit (Note 5)
                                             option relates                                                 (USD)
                                             (Note 7)
Call option          Purchase                          500.00       12.5   American             09/19/2009                   3.3
Call option          Purchase                          250.00         15   American             08/22/2009                  0.75
Put option           Sell                            1,000.00         15   American             08/22/2009                   0.1

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        21 August 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                        -9,950                  15   American                      08/22/2009
Call Option            Purchased                        -7,550                17.5   American                      08/22/2009
Put Option             Purchased                        -7,300                  15   American                      09/19/2009
Call Option            Purchased                        -4,150                  15   American                      08/22/2009
Put Option             Purchased                        -3,950                12.5   American                      12/19/2009
Call Option            Purchased                        -3,100                  15   American                      09/19/2009
Call Option            Purchased                        -2,700                  10   American                      09/19/2009
Put Option             Purchased                        -2,500                  10   American                      09/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Put Option             Purchased                        -1,500                  10   American                      12/19/2009
Call Option            Purchased                        -1,050                17.5   American                      09/19/2009
Call Option            Purchased                          -900                  15   American                      12/19/2009
Put Option             Purchased                          -450                12.5   American                      08/22/2009
Call Option            Purchased                          -250                12.5   American                      08/22/2009
Put Option             Purchased                           -50                  15   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
Call Option            Purchased                           150                  20   American                      09/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP