Citadel Europe LLP
LSE : TTM

August 27, 2009 10:15 ET

Rule 8.3 Anglo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     26 August 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                        9,958               0.00               1,364                0.00
    
(2) Derivatives (other than options)                               0               0.00           1,003,114                0.08
    
(3) Options and agreements to purchase/sell                      300               0.00              23,800                0.00
    
Total                                                         10,258               0.00           1,028,278                0.08


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                     127                                          19.66
Purchase                                                                     126                                          19.69
Purchase                                                                     250                                         19.705
Purchase                                                                     252                                          19.71
Purchase                                                                     378                                         19.715
Purchase                                                                     327                                          19.72
Purchase                                                                   1,008                                         19.725
Purchase                                                                     139                                          19.73
Purchase                                                                     126                                         19.735
Purchase                                                                     126                                          19.74
Purchase                                                                     124                                         19.745
Purchase                                                                     126                                          19.75
Purchase                                                                     126                                         19.755
Purchase                                                                     126                                          19.76
Purchase                                                                     252                                         19.765
Purchase                                                                     509                                          19.77
Purchase                                                                     754                                         19.775
Purchase                                                                   2,016                                          19.78
Purchase                                                                     604                                         19.785
Purchase                                                                     630                                          19.79
Purchase                                                                     204                                         19.795
Purchase                                                                     378                                           19.8
Purchase                                                                     478                                         19.805
Purchase                                                                     126                                          19.81
Purchase                                                                     100                                         19.815
Purchase                                                                     126                                          19.82
Purchase                                                                     126                                          19.83
Purchase                                                                     125                                          19.85
Purchase                                                                     125                                         19.855
Purchase                                                                     375                                          19.86
Purchase                                                                     500                                         19.865
Purchase                                                                     375                                          19.87
Purchase                                                                     500                                          19.88
Purchase                                                                     375                                         19.885
Purchase                                                                     125                                          19.89
Purchase                                                                     429                                         19.895
Purchase                                                                     375                                         19.905
Purchase                                                                     384                                          19.91
Purchase                                                                     629                                         19.915
Purchase                                                                     250                                         19.925
Purchase                                                                     250                                          19.93
Purchase                                                                     375                                         19.935
Purchase                                                                     543                                          19.94
Purchase                                                                     200                                         19.945
Purchase                                                                     817                                          19.95
Purchase                                                                     716                                         19.955
Purchase                                                                     750                                          19.96
Purchase                                                                       6                                          19.97
Purchase                                                                     125                                         19.975
Purchase                                                                     239                                         19.985
Purchase                                                                     125                                          19.99
Purchase                                                                     500                                         19.995
Purchase                                                                      52                                        19.9998
Purchase                                                                   1,529                                             20
Purchase                                                                   2,275                                        20.0018
Purchase                                                                   1,010                                         20.005
Purchase                                                                   1,086                                          20.01
Purchase                                                                     754                                         20.015
Purchase                                                                     248                                          20.02
Purchase                                                                   1,969                                         20.025
Purchase                                                                   1,567                                          20.03
Purchase                                                                   1,228                                         20.035
Purchase                                                                     859                                          20.04
Purchase                                                                   1,194                                         20.045
Purchase                                                                   1,169                                          20.05
Purchase                                                                   1,462                                         20.055
Purchase                                                                     632                                          20.06
Purchase                                                                     448                                         20.065
Purchase                                                                   1,460                                          20.07
Purchase                                                                     248                                         20.075
Purchase                                                                     377                                          20.08
Purchase                                                                     893                                         20.085
Purchase                                                                     620                                          20.09
Purchase                                                                     372                                         20.095
Purchase                                                                     124                                           20.1
Purchase                                                                     620                                         20.105
Purchase                                                                     496                                          20.11
Purchase                                                                     365                                         20.115
Purchase                                                                     620                                          20.12
Purchase                                                                     494                                          20.13
Purchase                                                                     767                                         20.135
Purchase                                                                     968                                          20.14
Purchase                                                                     167                                         20.145
Purchase                                                                     744                                          20.15
Purchase                                                                     348                                         20.155
Purchase                                                                   1,539                                          20.16
Purchase                                                                     615                                         20.165
Purchase                                                                   1,119                                          20.17
Purchase                                                                     246                                         20.175
Purchase                                                                     598                                          20.18
Purchase                                                                     658                                         20.185
Purchase                                                                     123                                          20.19
Purchase                                                                     742                                         20.195
Purchase                                                                   1,071                                           20.2
Purchase                                                                     551                                         20.205
Purchase                                                                     583                                          20.21
Purchase                                                                     123                                         20.215
Purchase                                                                   1,722                                          20.22
Purchase                                                                     627                                         20.225
Purchase                                                                     734                                          20.23
Purchase                                                                     363                                         20.235
Purchase                                                                     246                                         20.245
Purchase                                                                     246                                          20.25
Purchase                                                                     246                                         20.265
Purchase                                                                     553                                          20.27
Purchase                                                                     123                                         20.275
Purchase                                                                     738                                          20.28
Purchase                                                                     233                                          20.29
Purchase                                                                     123                                         20.295
Purchase                                                                     246                                           20.3
Purchase                                                                   1,107                                         20.305
Purchase                                                                     246                                          20.31
Purchase                                                                     123                                         20.315
Purchase                                                                     366                                          20.33
Purchase                                                                      27                                         20.335
Purchase                                                                     366                                          20.35
Purchase                                                                     122                                         20.395
Purchase                                                                     354                                           20.4
Purchase                                                                     478                                          20.41
Purchase                                                                     811                                         20.415
Purchase                                                                     244                                          20.42
Purchase                                                                     544                                         20.425
Purchase                                                                   1,588                                          20.43
Purchase                                                                   1,464                                         20.435
Purchase                                                                   1,217                                          20.44
Purchase                                                                     976                                          20.45
Purchase                                                                      29                                       20.45071
Purchase                                                                     398                                         20.455
Purchase                                                                     610                                         20.465
Purchase                                                                     122                                         20.475
Purchase                                                                     100                                          20.48
Purchase                                                                     954                                         20.485
Purchase                                                                     613                                           20.5
Purchase                                                                     221                                         20.505
Purchase                                                                     121                                          20.51
Purchase                                                                       2                                         20.515
Purchase                                                                   1,606                                          20.52
Purchase                                                                     672                                          20.54
Purchase                                                                     607                                         20.545
Purchase                                                                     121                                          20.55
Purchase                                                                     484                                          20.56
Purchase                                                                     242                                         20.575
Purchase                                                                      22                                          20.58
Purchase                                                                     484                                         20.585
Purchase                                                                      54                                         20.605
Purchase                                                                     121                                          20.61
Purchase                                                                     363                                          20.64
Purchase                                                                     120                                          20.67
Purchase                                                                     220                                         20.685
Purchase                                                                     100                                          20.69
Purchase                                                                     182                                         20.705
Purchase                                                                     960                                          20.71
Purchase                                                                     120                                         20.735
Purchase                                                                     120                                          20.74
Purchase                                                                     720                                          20.75
Purchase                                                                     120                                         20.765
Purchase                                                                     600                                          20.77
Purchase                                                                     119                                          20.84
Purchase                                                                     119                                         20.845
Purchase                                                                     595                                          20.85
Purchase                                                                   1,442                                         20.855
                                                                                                                               
Sell                                                                         -34                                          19.67
Sell                                                                        -425                                          19.68
Sell                                                                        -508                                         19.685
Sell                                                                         -70                                         19.695
Sell                                                                        -252                                         19.705
Sell                                                                        -126                                          19.71
Sell                                                                        -108                                         19.715
Sell                                                                        -952                                          19.72
Sell                                                                        -378                                         19.725
Sell                                                                         -98                                          19.73
Sell                                                                        -126                                         19.735
Sell                                                                        -252                                          19.74
Sell                                                                        -240                                         19.745
Sell                                                                        -126                                          19.75
Sell                                                                        -252                                         19.755
Sell                                                                        -179                                          19.76
Sell                                                                        -192                                         19.765
Sell                                                                        -504                                          19.77
Sell                                                                      -1,129                                         19.775
Sell                                                                        -126                                          19.78
Sell                                                                      -1,561                                         19.785
Sell                                                                        -169                                          19.79
Sell                                                                        -126                                         19.795
Sell                                                                        -252                                         19.805
Sell                                                                        -126                                          19.81
Sell                                                                        -126                                         19.815
Sell                                                                        -126                                          19.84
Sell                                                                        -875                                         19.855
Sell                                                                        -375                                          19.86
Sell                                                                        -672                                         19.865
Sell                                                                        -375                                         19.875
Sell                                                                        -225                                         19.885
Sell                                                                        -254                                          19.89
Sell                                                                        -326                                           19.9
Sell                                                                        -742                                         19.905
Sell                                                                        -375                                          19.91
Sell                                                                        -250                                         19.915
Sell                                                                        -764                                          19.92
Sell                                                                         -67                                         19.925
Sell                                                                        -376                                          19.93
Sell                                                                        -829                                         19.935
Sell                                                                        -192                                          19.94
Sell                                                                        -250                                          19.95
Sell                                                                        -747                                          19.96
Sell                                                                        -466                                         19.965
Sell                                                                      -1,300                                          19.97
Sell                                                                      -1,000                                         19.975
Sell                                                                         -46                                         19.985
Sell                                                                        -878                                          19.99
Sell                                                                         -53                                         19.995
Sell                                                                         -52                                        19.9998
Sell                                                                      -1,000                                             20
Sell                                                                      -2,275                                        20.0018
Sell                                                                        -973                                         20.005
Sell                                                                        -599                                          20.01
Sell                                                                        -372                                         20.015
Sell                                                                        -922                                          20.02
Sell                                                                        -372                                         20.025
Sell                                                                        -100                                          20.03
Sell                                                                        -910                                         20.035
Sell                                                                      -1,761                                          20.04
Sell                                                                        -948                                         20.045
Sell                                                                      -1,440                                          20.05
Sell                                                                      -2,271                                         20.055
Sell                                                                        -248                                          20.06
Sell                                                                        -849                                         20.065
Sell                                                                      -2,117                                          20.07
Sell                                                                      -1,329                                         20.075
Sell                                                                      -1,037                                          20.08
Sell                                                                        -593                                         20.085
Sell                                                                      -1,072                                          20.09
Sell                                                                        -886                                         20.095
Sell                                                                        -681                                           20.1
Sell                                                                        -124                                         20.105
Sell                                                                        -392                                          20.11
Sell                                                                      -1,139                                         20.115
Sell                                                                        -333                                          20.12
Sell                                                                        -256                                         20.125
Sell                                                                        -181                                          20.13
Sell                                                                        -763                                         20.135
Sell                                                                      -1,205                                          20.14
Sell                                                                        -732                                         20.145
Sell                                                                        -744                                          20.15
Sell                                                                        -868                                         20.155
Sell                                                                      -1,455                                          20.16
Sell                                                                        -380                                         20.165
Sell                                                                      -1,693                                          20.17
Sell                                                                        -985                                         20.175
Sell                                                                        -499                                          20.18
Sell                                                                        -267                                         20.185
Sell                                                                        -615                                          20.19
Sell                                                                        -369                                         20.195
Sell                                                                        -146                                           20.2
Sell                                                                      -1,250                                         20.205
Sell                                                                        -738                                          20.21
Sell                                                                        -396                                         20.215
Sell                                                                        -162                                          20.22
Sell                                                                      -1,011                                         20.225
Sell                                                                        -852                                          20.23
Sell                                                                        -801                                         20.235
Sell                                                                          -9                                          20.24
Sell                                                                        -219                                          20.25
Sell                                                                        -157                                         20.255
Sell                                                                        -738                                         20.265
Sell                                                                        -123                                          20.27
Sell                                                                         -52                                         20.275
Sell                                                                         -50                                          20.28
Sell                                                                        -448                                         20.285
Sell                                                                        -602                                          20.29
Sell                                                                        -167                                         20.295
Sell                                                                        -123                                           20.3
Sell                                                                        -492                                          20.31
Sell                                                                        -246                                         20.325
Sell                                                                        -344                                          20.34
Sell                                                                        -122                                         20.395
Sell                                                                         -63                                          20.41
Sell                                                                        -122                                         20.415
Sell                                                                        -492                                          20.42
Sell                                                                        -303                                         20.425
Sell                                                                      -1,830                                          20.43
Sell                                                                        -667                                         20.435
Sell                                                                        -910                                          20.44
Sell                                                                        -516                                         20.445
Sell                                                                      -1,503                                          20.45
Sell                                                                        -479                                         20.455
Sell                                                                        -537                                          20.46
Sell                                                                      -2,187                                         20.465
Sell                                                                        -979                                         20.475
Sell                                                                        -244                                         20.485
Sell                                                                        -366                                          20.49
Sell                                                                        -346                                         20.495
Sell                                                                        -497                                           20.5
Sell                                                                        -121                                         20.505
Sell                                                                        -242                                          20.52
Sell                                                                        -701                                          20.53
Sell                                                                         -39                                         20.535
Sell                                                                        -943                                         20.545
Sell                                                                        -363                                          20.55
Sell                                                                        -484                                         20.555
Sell                                                                        -309                                         20.565
Sell                                                                        -502                                          20.58
Sell                                                                        -605                                         20.585
Sell                                                                        -121                                           20.6
Sell                                                                        -605                                         20.605
Sell                                                                        -174                                         20.625
Sell                                                                        -136                                         20.655
Sell                                                                        -324                                          20.66
Sell                                                                        -238                                         20.705
Sell                                                                        -360                                          20.71
Sell                                                                        -120                                         20.715
Sell                                                                        -223                                         20.725
Sell                                                                        -512                                          20.75
Sell                                                                        -240                                         20.755
Sell                                                                        -120                                          20.77
Sell                                                                        -240                                         20.775
Sell                                                                      -1,760                                          20.78
Sell                                                                        -120                                          20.82
Sell                                                                        -120                                         20.825
Sell                                                                         -79                                          20.83
Sell                                                                        -357                                         20.845
Sell                                                                        -238                                         20.875
Sell                                                                        -119                                          20.88
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Short                                                       27,900                            20.59468
CFD                      Long                                                           400                               20.01
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.           Expiry    Option money
e.g. call option     purchasing, varying     securities to      price      American, European   date      paid/received per
                     etc.                    which the                     etc.                           unit (Note 5)  (USD)
                                             option relates
                                             (Note 7)
                                                                                                                                

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        27 August 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                        -7,300                  15   American                      09/19/2009
Put Option             Purchased                        -3,950                12.5   American                      12/19/2009
Call Option            Purchased                        -3,100                  15   American                      09/19/2009
Put Option             Purchased                        -2,500                  10   American                      09/19/2009
Call Option            Purchased                        -2,500                  10   American                      09/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Call Option            Purchased                        -1,050                17.5   American                      09/19/2009
Call Option            Purchased                          -900                  15   American                      12/19/2009
Put Option             Purchased                           -50                  15   American                      12/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
Call Option            Purchased                           150                  20   American                      09/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP