Citadel Europe LLP
LSE : TTM

August 13, 2009 10:15 ET

Rule 8.3 Anlgo American Plc

                                                                                                                        
                                                                                                                        FORM 8.3
                                                            
                                                            
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

Name of person dealing  (Note 1)                    Citadel Group
Company dealt in                                    Anglo American Plc
Class of relevant security to which the dealings    Common Stock
being disclosed relate (Note 2)
Date of dealing                                     12 August 2009


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
Common Stock - ISIN GB00B1XZS820
ADR - ISIN US03485P2011
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                       23,358               0.00                 701                0.00
    
(2) Derivatives (other than options)                           5,237               0.00             960,828                0.07
    
(3) Options and agreements to purchase/sell                      350               0.00              53,100                0.00
    
Total                                                         28,945               0.00           1,014,629                0.08


(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:                                        Long                                  Short
Convertible Bond - ISIN XS0424806734
                                                         Number              (%)               Number               (%)

(1) Relevant securities                                                                                                        
    
(2) Derivatives (other than options)                      40,000,000               2.35                   0                   0
    
(3) Options and agreements to purchase/sell                                                                                    
    
Total                                                     40,000,000               2.35                   0                   0


(c)     Rights to subscribe (Note 3)

Class of relevant security:                         Details

                                                    



3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                                               Number of securities  Price per unit (Note 5) (GBP)

Purchase                                                                      80                                         18.065
Purchase                                                                     531                                         18.075
Purchase                                                                     732                                          18.08
Purchase                                                                     604                                         18.085
Purchase                                                                     595                                          18.09
Purchase                                                                   5,999                                         18.095
Purchase                                                                   9,313                                           18.1
Purchase                                                                   3,726                                         18.105
Purchase                                                                     414                                          18.11
Purchase                                                                   4,689                                         18.115
Purchase                                                                   1,071                                          18.12
Purchase                                                                   7,128                                         18.125
Purchase                                                                   5,646                                          18.13
Purchase                                                                   2,717                                         18.135
Purchase                                                                   2,474                                          18.14
Purchase                                                                   1,694                                         18.145
Purchase                                                                   3,864                                          18.15
Purchase                                                                     237                                         18.155
Purchase                                                                     580                                          18.16
Purchase                                                                   3,420                                         18.165
Purchase                                                                   1,181                                          18.17
Purchase                                                                     207                                         18.175
Purchase                                                                     919                                          18.18
Purchase                                                                   1,294                                         18.185
Purchase                                                                     263                                          18.19
Purchase                                                                     668                                         18.195
Purchase                                                                     681                                          18.21
Purchase                                                                   1,506                                         18.215
Purchase                                                                     274                                          18.22
Purchase                                                                     200                                          18.24
Purchase                                                                     284                                         18.245
Purchase                                                                   1,365                                          18.25
Purchase                                                                     317                                         18.255
Purchase                                                                     272                                          18.26
Purchase                                                                   2,597                                         18.265
Purchase                                                                     136                                          18.27
Purchase                                                                   1,279                                         18.275
Purchase                                                                   5,451                                          18.28
Purchase                                                                     701                                         18.285
Purchase                                                                   1,639                                          18.29
Purchase                                                                   2,424                                         18.295
Purchase                                                                   7,750                                           18.3
Purchase                                                                   2,370                                         18.305
Purchase                                                                   4,181                                          18.31
Purchase                                                                   2,746                                         18.315
Purchase                                                                   4,359                                          18.32
Purchase                                                                     482                                         18.325
Purchase                                                                   4,631                                          18.33
Purchase                                                                   1,970                                         18.335
Purchase                                                                   1,271                                          18.34
Purchase                                                                     695                                         18.345
Purchase                                                                     877                                         18.355
Purchase                                                                     109                                          18.36
Purchase                                                                   2,415                                         18.365
Purchase                                                                   2,945                                          18.37
Purchase                                                                   1,158                                         18.375
Purchase                                                                   3,679                                          18.38
Purchase                                                                   3,193                                         18.385
Purchase                                                                      87                                          18.39
Purchase                                                                   1,180                                         18.395
Purchase                                                                   3,362                                           18.4
Purchase                                                                     757                                         18.405
Purchase                                                                   1,300                                          18.41
Purchase                                                                   1,977                                         18.415
Purchase                                                                   6,160                                          18.42
Purchase                                                                   1,977                                         18.425
Purchase                                                                  13,468                                          18.43
Purchase                                                                   2,805                                         18.435
Purchase                                                                   1,391                                          18.44
Purchase                                                                   3,225                                         18.445
Purchase                                                                   4,815                                          18.45
Purchase                                                                   2,532                                         18.455
Purchase                                                                   4,018                                          18.46
Purchase                                                                   3,130                                         18.465
Purchase                                                                   1,867                                          18.47
Purchase                                                                   1,277                                         18.475
Purchase                                                                   1,507                                          18.48
Purchase                                                                   1,620                                         18.485
Purchase                                                                     818                                          18.49
Purchase                                                                     184                                         18.495
Purchase                                                                   1,070                                           18.5
Purchase                                                                   1,728                                         18.505
Purchase                                                                   5,087                                          18.51
Purchase                                                                   4,906                                         18.515
Purchase                                                                   1,269                                          18.52
Purchase                                                                   6,439                                         18.525
Purchase                                                                   1,461                                          18.53
Purchase                                                                   1,265                                         18.535
Purchase                                                                     470                                          18.54
Purchase                                                                     690                                         18.545
Purchase                                                                   4,404                                          18.55
Purchase                                                                   2,049                                         18.555
Purchase                                                                   4,719                                          18.56
Purchase                                                                   1,274                                         18.565
Purchase                                                                   2,551                                          18.57
Purchase                                                                   3,332                                         18.575
Purchase                                                                   3,789                                          18.58
Purchase                                                                     384                                         18.585
Purchase                                                                  12,241                                          18.59
Purchase                                                                   1,821                                         18.595
Purchase                                                                  15,526                                           18.6
Purchase                                                                  11,725                                         18.605
Purchase                                                                   3,720                                          18.61
Purchase                                                                   3,854                                         18.615
Purchase                                                                   2,162                                          18.62
Purchase                                                                     975                                         18.625
Purchase                                                                   2,025                                          18.63
Purchase                                                                   5,019                                         18.635
Purchase                                                                   3,608                                          18.64
Purchase                                                                   1,378                                         18.645
Purchase                                                                     607                                          18.65
Purchase                                                                   1,099                                         18.655
Purchase                                                                   1,664                                          18.66
Purchase                                                                     431                                         18.665
Purchase                                                                     205                                        18.6674
Purchase                                                                     881                                          18.67
Purchase                                                                   1,377                                         18.675
Purchase                                                                   1,694                                          18.68
Purchase                                                                     533                                         18.685
Purchase                                                                     521                                          18.69
Sell                                                                        -138                                          18.07
Sell                                                                      -1,008                                          18.08
Sell                                                                        -915                                         18.085
Sell                                                                        -413                                          18.09
Sell                                                                        -400                                         18.095
Sell                                                                      -1,203                                           18.1
Sell                                                                      -2,893                                          18.11
Sell                                                                      -3,393                                         18.115
Sell                                                                      -3,955                                          18.12
Sell                                                                      -1,104                                         18.125
Sell                                                                      -1,582                                          18.13
Sell                                                                      -3,839                                         18.135
Sell                                                                      -4,060                                          18.14
Sell                                                                      -1,795                                         18.145
Sell                                                                      -3,751                                          18.15
Sell                                                                        -701                                         18.155
Sell                                                                      -1,629                                          18.16
Sell                                                                      -5,236                                         18.165
Sell                                                                      -2,201                                          18.17
Sell                                                                      -5,173                                         18.175
Sell                                                                      -3,149                                          18.18
Sell                                                                         -99                                         18.185
Sell                                                                      -2,425                                          18.19
Sell                                                                      -5,245                                         18.195
Sell                                                                      -1,137                                           18.2
Sell                                                                        -925                                         18.205
Sell                                                                        -137                                          18.21
Sell                                                                        -274                                         18.215
Sell                                                                        -346                                          18.22
Sell                                                                        -466                                         18.225
Sell                                                                        -357                                          18.23
Sell                                                                        -200                                         18.235
Sell                                                                        -300                                          18.24
Sell                                                                      -6,579                                         18.245
Sell                                                                      -1,009                                          18.25
Sell                                                                      -1,080                                         18.255
Sell                                                                      -2,403                                          18.26
Sell                                                                      -1,859                                         18.265
Sell                                                                        -732                                          18.27
Sell                                                                      -1,038                                         18.275
Sell                                                                        -428                                          18.28
Sell                                                                      -3,566                                         18.285
Sell                                                                      -8,295                                          18.29
Sell                                                                      -2,154                                         18.295
Sell                                                                        -782                                           18.3
Sell                                                                     -10,624                                         18.305
Sell                                                                        -465                                          18.31
Sell                                                                        -882                                         18.315
Sell                                                                      -4,224                                          18.32
Sell                                                                      -1,951                                         18.325
Sell                                                                        -260                                          18.33
Sell                                                                      -1,798                                         18.335
Sell                                                                      -1,619                                          18.34
Sell                                                                      -1,444                                         18.345
Sell                                                                      -3,341                                          18.35
Sell                                                                        -412                                         18.355
Sell                                                                        -591                                          18.36
Sell                                                                      -2,178                                         18.365
Sell                                                                      -1,835                                          18.37
Sell                                                                      -7,336                                         18.375
Sell                                                                      -2,386                                          18.38
Sell                                                                      -3,184                                         18.385
Sell                                                                      -2,778                                          18.39
Sell                                                                      -2,370                                         18.395
Sell                                                                      -5,011                                           18.4
Sell                                                                      -1,763                                         18.405
Sell                                                                      -2,077                                          18.41
Sell                                                                      -1,257                                         18.415
Sell                                                                      -1,193                                          18.42
Sell                                                                      -8,576                                         18.425
Sell                                                                      -1,976                                          18.43
Sell                                                                      -2,662                                         18.435
Sell                                                                      -1,503                                          18.44
Sell                                                                      -4,986                                         18.445
Sell                                                                      -3,414                                          18.45
Sell                                                                      -1,401                                         18.455
Sell                                                                      -3,574                                          18.46
Sell                                                                      -1,957                                         18.465
Sell                                                                      -1,283                                          18.47
Sell                                                                      -2,043                                         18.475
Sell                                                                      -1,773                                          18.48
Sell                                                                        -722                                         18.485
Sell                                                                        -593                                          18.49
Sell                                                                        -223                                         18.495
Sell                                                                      -1,669                                           18.5
Sell                                                                      -2,616                                         18.505
Sell                                                                      -2,127                                          18.51
Sell                                                                        -286                                         18.515
Sell                                                                        -135                                          18.52
Sell                                                                      -3,130                                         18.525
Sell                                                                        -234                                          18.53
Sell                                                                      -1,255                                         18.535
Sell                                                                      -1,720                                          18.54
Sell                                                                      -1,289                                         18.545
Sell                                                                      -1,981                                          18.55
Sell                                                                      -6,112                                         18.555
Sell                                                                      -2,999                                          18.56
Sell                                                                      -3,074                                         18.565
Sell                                                                      -3,822                                          18.57
Sell                                                                      -4,668                                         18.575
Sell                                                                      -5,205                                          18.58
Sell                                                                      -3,656                                         18.585
Sell                                                                      -2,520                                          18.59
Sell                                                                      -4,230                                         18.595
Sell                                                                      -2,500                                           18.6
Sell                                                                      -3,629                                         18.605
Sell                                                                      -7,847                                          18.61
Sell                                                                      -3,539                                         18.615
Sell                                                                      -5,813                                          18.62
Sell                                                                      -1,639                                         18.625
Sell                                                                      -3,690                                          18.63
Sell                                                                      -2,734                                         18.635
Sell                                                                      -2,172                                          18.64
Sell                                                                      -3,826                                         18.645
Sell                                                                     -12,233                                          18.65
Sell                                                                      -4,966                                         18.655
Sell                                                                      -4,686                                          18.66
Sell                                                                      -1,422                                         18.665
Sell                                                                        -205                                        18.6674
Sell                                                                      -1,205                                         18.675
Sell                                                                        -299                                          18.68
Sell                                                                        -536                                         18.685
Sell                                                                        -399                                          18.69
Sell                                                                        -170                                         18.695
        
        

(b)     Derivatives transactions (other than options)
 
Product name,            Long/short (Note 6)                  Number of securities (Note 7)   Price per unit (Note 5) (GBP)
e.g. CFD
CFD                      Short                                                          500                             18.5975
        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,        Writing, selling,       Number of          Exercise   Type, e.g.         Expiry        Option money
e.g. call option     purchasing, varying     securities to      price      American,          date          paid/received per
                     etc.                    which the                     European etc.                    unit (Note 5)
                                             option relates                                                 (USD)
                                             (Note 7)
Call option          Purchase                           2,000         15   American            12/19/2009                   2.05

(ii)    Exercising

Product name, e.g. call option              Number of securities                     Exercise price per unit (Note 5)
                                                                                     
                                                                                     
                                                                                     



 (d)    Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)              Details                                  Price per unit (if applicable) (all in
                                                                                     USD) (Note 5)
                                                                                                                               

4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.  If none,
this should be stated.





Is a Supplemental Form 8 attached? (Note 9)                                          YES


Date of disclosure                                                        13 August 2009
Contact name                                                              Matthew Oswald
Telephone number                                                          +44 (0) 207 645 9861
If a connected EFM, name of offeree/offeror with which connected          n/a
If a connected EFM, state nature of connection (Note 10)                  n/a

Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk


                                                                                                     SUPPLEMENTAL FORM 8

                                                            
                                                DETAILS OF OPEN POSITIONS
                 (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
                                                            
                                                            
                                                            

OPEN POSITIONS (Note 1)

Product name,          Written or         Number of securities   Exercise price      Type, e.g.                   Expiry date
e.g. call option       purchased        to which the option or   (USD) (Note 2)      American,
                                            derivative relates                       European etc.
Put Option             Purchased                       -11,450                  15   American                      08/22/2009
Call Option            Purchased                        -7,550                17.5   American                      08/22/2009
Put Option             Purchased                        -7,300                  15   American                      09/19/2009
Call Option            Purchased                        -6,900                  15   American                      08/22/2009
Put Option             Purchased                        -4,450                12.5   American                      12/19/2009
Call Option            Purchased                        -3,100                  15   American                      09/19/2009
Call Option            Purchased                        -2,700                  10   American                      09/19/2009
Put Option             Purchased                        -2,500                  10   American                      09/19/2009
Put Option             Purchased                        -2,450                17.5   American                      12/19/2009
Put Option             Purchased                        -1,500                  10   American                      12/19/2009
Call Option            Purchased                        -1,050                17.5   American                      09/19/2009
Call Option            Purchased                          -900                  15   American                      12/19/2009
Call Option            Purchased                          -500                12.5   American                      09/19/2009
Put Option             Purchased                          -450                12.5   American                      08/22/2009
Call Option            Purchased                          -250                12.5   American                      08/22/2009
Put Option             Purchased                           -50                  15   American                      12/19/2009
Put Option             Purchased                            50                12.5   American                      09/19/2009
Call Option            Purchased                            50                22.5   American                      12/19/2009
Call Option            Purchased                           100                12.5   American                      12/19/2009
Call Option            Purchased                           150                  20   American                      09/19/2009
        
Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
  Full details of any  existing agreements to purchase or to sell  should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For  details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk

Contact Information

  • Citadel Europe LLP