Allen Investment Management LLC.
LSE : TTM

October 21, 2008 10:06 ET

Rule 8.3 - Imperial Energy Corp

                                                                                                                 
                                                            
                                                        FORM 8.3
                        DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
                                             (Rule 8.3 of the Takeover Code)


1.      KEY INFORMATION

 Name of person dealing  (Note 1)                   Allen Investment Management, LLC
 Company dealt in                                   Imperial Energy Corporation Plc
 Class of relevant security to which the            Ordinary Shares of 2.5p
 dealings being disclosed relate (Note 2)
 Date of dealing                                    20 October 2008
 


2.      INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)     Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

                                                                   Long                                  Short
 
                                                    Number              (%)               Number             (%)
 (1) Relevant securities                            1,206,624         1.179%                   0          0.00%
                                                    
 (2) Derivatives (other than options)                                                    
     
 (3) Options and agreements to purchase/sell                                             
     
 Total                                              1,206,624         1.179%                   0          0.00%

(b)     Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

 Class of relevant security:                                       Long                                  Short
                         
                                                    Number                (%)               Number           (%)
 (1) Relevant securities                                                                 
     
 (2) Derivatives (other than options)                                                    
     
 (3) Options and agreements to purchase/sell                                             
     
 Total                                                                                   
 

(c)     Rights to subscribe (Note 3)

     Class of relevant security:                        Details
 
 

3.      DEALINGS (Note 4)

(a)     Purchases and sales

Purchase/sale                             Number of securities                      Price per unit (Note 5)

Purchase                                                  21,624                                     9.4987
    
        
        
        
        

(b)     Derivatives transactions (other than options)
 
Product name,           Long/short (Note 6)         Number of securities (Note 7)           Price per unit (Note 5)
e.g. CFD
                                                                                            

        
        

(c)     Options transactions in respect of existing securities

(i)     Writing, selling, purchasing or varying

Product name,       Writing, selling,   Number of securities    Exercise    Type, e.g.     Expiry     Option money
e.g. call option    purchasing,         to which the option     price       American,      date       paid/received
                    varying etc.        relates (Note 7)                    European etc.             per unit (Note 5)
                                                                                                             



(ii)    Exercising

Product name, e.g. call option            Number of securities                      Exercise price per unit (Note 5)
                                                                                    
                                                                                    
                                                                                    



(d)     Other dealings (including new securities) (Note 4)


Nature of transaction (Note 8)            Details                        Price per unit (if applicable) (Note 5)

                                                                                    



4.      OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives


Full details of any agreement, arrangement or understanding between the person disclosing and any other person 
relating to the voting rights of any relevant securities under any option referred to on this form or relating to the 
voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this 
form is referenced.  If none, this should be stated.

None



Is a Supplemental Form 8 attached? (Note 9)                                        NO


Date of disclosure                                                      21 October 2008

Contact name                                                            Henry Rosenberg

Telephone number                                                        00 1 212 339 2679

If a connected EFM, name of offeree/offeror with which connected                N/A
If a connected EFM, state nature of connection (Note 10)                        N/A



Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk




Contact Information

  • Allen Investment Management LLC.