SOURCE: Serabi Gold plc

Serabi Gold plc

August 20, 2013 02:00 ET

Serabi Gold plc ("Serabi" or the "Company") Notification of Interest in Shares

LONDON--(Marketwired - Aug 20, 2013) - Serabi Gold plc (AIM: SRB) (TSX: SBI), the Brazilian focused gold mining and exploration company, announces that it received on 19 August 2013 the following TR1 Form.

 
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
   
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:ii Serabi Gold plc
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights X
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached  
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments  
An event changing the breakdown of voting rights  
Other (please specify):  
3. Full name of person(s) subject to the
notification obligation:
iii
Drake PIPE Fund
4. Full name of shareholder(s)
 (if different from 3.):iv
 
5. Date of the transaction and date on
which the threshold is crossed or
reached:
v
7 August 2013
6. Date on which issuer notified: 8 August 2013
7. Threshold(s) that is/are crossed or
reached:
vi, vii
From 6% to 7%
8. Notified details:
A: Voting rights attached to sharesviii, ix
Class/type of shares if possible using the ISIN CODE Situation previous to the triggering transaction   Resulting situation after the triggering transaction
Number of Shares   Number of Voting Rights   Number of shares Number of voting rights % of voting rights x
Direct Direct xi   Indirect xii Direct   Indirect
  31,569,686   31,569,686   31,969,686 31,969,686     7.00    
GB00B4T0YL77

 

 
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument   Expiration datexiii   Exercise/Conversion Periodxiv   Number of voting rights that may be acquired if the instrument is exercised/converted.   % of voting rights
N/A                

 

 
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial
instrument
  Exercise price   Expiration date xvii   Exercise/
Conversion period
xviii
  Number of voting rights instrument refers to   % of voting rights xix, xx
N/A                   Nominal   Delta
       
 
Total (A+B+C)
Number of voting rights Percentage of voting rights
31,969,686 7.00
   
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:xxi

 N/A
 
Proxy Voting:
10. Name of the proxy holder: N/A
11. Number of voting rights proxy holder will cease to hold: N/A
12. Date on which proxy holder will cease to hold voting rights: N/A
 

13. Additional information:
 
14. Contact name: Ricardo Aldunate
15. Contact telephone number: +56 2 393 5319
   

Contact Information

  • Ricardo Aldunate
    +56 2 393 5319