Tethys Petroleum Limited
LSE : TPL

April 12, 2016 13:08 ET

TR-1: Notification of Major Interest in Shares

For filings with the FCA include the annex
For filings with issuer exclude the annex

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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
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1. Identity of the issuer or the underlying issuer of existing          Tethys Petroleum Limited
shares to which voting rights are attached:(ii)
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2. Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights                                                       X
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An acquisition or disposal of qualifying financial instruments which may result in the
acquisition of shares already issued to which voting rights are attached
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An acquisition or disposal of instruments with similar economic effect to qualifying
financial instruments
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An event changing the breakdown of voting rights
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Other (please specify):
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3. Full name of person(s) subject to the notification              The Capital Group Companies, Inc.
obligation:(iii)
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4. Full name of shareholder(s) (if different from 3.):(iv)                   See Section 9
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5. Date of the transaction and date on which the threshold is                8 April 2016
crossed or reached:(v)
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6. Date on which issuer notified:                                            11 April 2016
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7. Threshold(s) that is/are crossed or reached:(vi, vii)            Below 5% - Aggregate of voting
                                                                          rights from shares
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8. Notified details:
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A: Voting rights attached to shares(viii, ix)
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Class/type of  Situation previous      Resulting situation after the triggering transaction
shares         to the triggering
               transaction
if possible    -------------------------------------------------------------------------------------
using the      Number      Number      Number      Number of voting            % of voting rights(x)
ISIN CODE      of          of          of shares   rights
               Shares      Voting                      
                           Rights      -------------------------------------------------------------
                                       Direct      Direct(xi)  Indirect(xii)   Direct   Indirect
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  Ordinary     26,884,037  26,884,037                          16,808,487               4.4894%
   Shares
   (ISIN:
KYG876361091)
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B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Type of financial     Expiration       Exercise/           Number of voting rights       % of voting
instrument            date(xiii)       Conversion Period   that may be acquired if the   rights
                                       (xiv)               instrument is exercised/
                                                           converted.
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments(xv, xvi)
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Resulting situation after the triggering transaction
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Type of      Exercise   Expiration date   Exercise/      Number of voting rights  % of voting rights
financial    price      (xvii)            Conversion     instrument refers to     (xix, xx)
instrument                                period(xviii)
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                                                                                  Nominal    Delta
                                                                                  ------------------

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Total (A+B+C)
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Number of voting rights                                      Percentage of voting rights
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                   16,808,487                                                 4.4894%
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9. Chain of controlled undertakings through which the voting rights and/or the financial instruments
are effectively held, if applicable:(xxi)
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                                                             Number of            Percent of
                                                               Shares             Outstanding
                                                             ----------           -----------
  The Capital Group Companies, Inc. ("CG") holdings          16,808,487             4.4894%
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  Holdings by CG Management Companies and Funds:                                                      
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  - Capital Research and Management Company                   Below 5%              Below 5%

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Proxy Voting:
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10. Name of the proxy holder:
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11. Number of voting rights proxy holder will cease
to hold:
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12. Date on which proxy holder will cease to hold
voting rights:
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13. Additional information:                                      Email: GRGroup@capgroup.com
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14. Contact name:                                                    Christopher Aquino
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15. Contact telephone number:                                          (213) 615-0469
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Contact Information

  • Tethys Petroleum Limited